Let's move forward. Together.

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Ladd Lumpkin is a seasoned Financial Advisor at UBS who is passionate about helping families and business owners achieve clarity and confidence in their financial lives. With his thoughtful, relationship-driven approach, Ladd specializes in creating personalized strategies tailored to each client’s goals and values. His attention to detail and commitment to exceptional service have earned him the trust of clients who appreciate both expertise and a steady hand.

Ladd holds the Chartered Financial Analyst® (CFA®) and Certified Investment Management Analyst® (CIMA®) designations. He earned his degree in Mechanical Engineering and his MBA from the University of South Carolina, building the analytical foundation that drives his disciplined approach to markets and investing. He has a strong interest in market behavior and psychology, continually studying how investors think and react.

Outside of work, Ladd’s priorities are faith, family, and community. He is actively involved in church leadership and a men’s Bible study group. He and his wife, Laurie—an avid tennis player and committed Bible study leader—live in Northeast Columbia. Family is central to Ladd’s life. His son, Reese, is a minor league baseball player, and his daughter, Caroline, is married to an Army lieutenant, leads student ministries, and is an accomplished yoga instructor and CrossFit athlete.

Personally, Ladd enjoys staying active, with a focus on fitness, nutrition, and wellness—including cold plunges. He’s an avid cycling fan, enjoys reading all kinds of genres and working out with friends. Ladd has a genuine curiosity for continuous learning and an enthusiasm for teaching, whether it's working with clients or guiding associates. At home, life stays lively with their dog, cat, and his son’s cat, who has moved in while Reese is on the road.

• Forbes Best-in-State Wealth Advisors, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Mike began his career in the financial industry in 1993 starting with Merrill Lynch and now proudly with UBS.  He has dedicated himself for over 30 years to understanding the priorities of both highly affluent families and Institutional relationships.

Mike is a Managing Director and Portfolio Manager.  His areas of proficiency includes both High Net Worth Family legacy planning needs and Institutional non-profit and corporate financial needs.  Utilizing his Certified Private Wealth Advisor® designation, he works with clients to identify their goals and needs, including; asset allocation, education funding, retirement income planning, tax-minimization strategies and estate-planning solutions.  He then commits himself to crafting a financial strategy designed to help clients pursue desired outcomes, while building, managing and preserving their wealth for current and future generations. With his Institutional Consulting designation, he specializes in developing plans for Endowments and Corporations.  With in depth experience in non-profit financial management Mike helps endowments through the entire process of developing an IPS to investments and ongoing board education.  His expertise can be summed up with getting to know and understand the needs of clients and assisting to build a plan to achieve the goals desired outcomes. 

Mike holds both his Certified Private Wealth Advisor® and Certified Investment Management Analyst® awarded by the Investments & Wealth Institute™.  He also holds the Chartered Retirement Planning Counselor® designation, awarded by The College for Financial Planning Institutes Corp.  He holds the Series 7, 9, 10, 31, 63 and 65 FINRA registrations.  He is a graduate of the University of South Carolina; he and his family are very active in community services, local and national charities.

• Forbes Best-in-State Wealth Advisors, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Brent began his career 2001 and has earned the CERTIFIED FINANCIAL PLANNER™, CFP® certification, awarded by the Certified Financial Planner Board of Standards, Inc. His primary role is assisting clients in defining their financial priorities and offering strategies to help them pursue their goals. He also focuses on liability management and corporate retirement plan solutions.

Brent earned his bachelor’s degree in management and marketing from the University of South Carolina, where he was captain of the men’s golf team. Brent and his wife, Betsy, have two kids, Price and Kate.

• Forbes Best-in-State Wealth Advisors, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Shufy began his financial services career in 1980 spending five years in banking before moving to the Wealth Management industry in 1986. He has more than 40 years of experience providing clients with financial and wealth management services. His primary areas of focus are wealth management, retirement strategies, portfolio strategies and assistance in securities selection. He works with individuals, families, small businesses and foundations, assisting them in the pursuit of long-term financial and life goals. He works primarily with high-net-worth individuals and couples who are new to the wealth management process.

Shufy is a past member of The Columbia Sertoma, The Downtown Sertoma,  and Capital Rotary civic clubs. He previously served on the Baptist Hospital Cancer Board, The United Way of the Midlands Tocqueville Planned Giving Committee, and is currently serving as a board member for 721 Ministries.

Formerly an avid runner, Shufy completed six marathons including Chicago, New York and Boston. He now enjoys shorter runs, golf with family and friends and traveling. He and his wife Kay have two grown sons, Nick and Marshall, daughter in law Brigid, grandson Ford and granddaughter Lizzy. Kay and Shufy split their time between Columbia and Charleston, SC.

• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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A native of Knoxville, Tennessee, John F. McCabe has lived in Columbia, South Carolina for nearly 40 years and is a Senior Vice President - Wealth Management Financial Advisor and a founding member of TCG & Associates of UBS Financial Services Inc.  When not managing portfolios and helping clients achieve life goals, John spends his time serving on many and various historical and civic organizations, as well as spending time with his wife, Mandy Waites McCabe and their three sons, John Jr, Mitchell, and Charles.

John has served as President of the AC Flora High School Athletic Booster Club, on The Sigma Alpha Epsilon Alumni Commission, and Chair of the Francis Marion Memorial Project in Washington, D.C, is the South Carolina Representative of The River Alliance Board of Directors, and is a former Deacon at Eastminster Presbyterian Church.

He is past chairman of the board of the South Carolina State Museum Foundation, past president of the Palmetto Baseball League, the past president of the Colonel Thomas Taylor Chapter of the South Carolina Society of the Sons of the American Revolution, is Secretary of The Board of Governors of The Palmetto Club, the Chair of The South Carolina State Museum Commission, on the Board of the South Carolina Governor’s Mansion Foundation, Chair of The Partisan Society of The Congaree, the Saint Andrew’s Society of Columbia, and The South Carolina Historical Society Board of Managers.

John is a graduate of the University of Tennessee with a bachelor’s degree in English Literature and is currently pursuing his Master of Arts in United States History at the University of South Carolina.

• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Paula Sabbagha began her career in financial services in 2006 and is dedicated to helping individuals and families make informed, confident financial decisions. Through personalized guidance and thoughtful planning, she helps clients navigate every stage of their financial lives—from building and preserving wealth to preparing for retirement and creating a meaningful legacy.

Paula earned a Bachelor of Science in Business Administration from the University of South Carolina Aiken in 2003 and a Master of Business Administration from the University of South Carolina in 2017. She is a CERTIFIED FINANCIAL PLANNER™ professional, Certified Divorce Financial Analyst® and Chartered Retirement Planning Counselor℠.

Education and advocacy are central to Paula’s work, particularly her commitment to empowering women financially. In 2019, she created a women’s educational series designed to make financial topics more approachable and engaging. The program covers subjects such as investing, retirement income, Social Security, estate planning and strategies for navigating major life transitions.

Paula is known for taking the time to understand each client’s unique goals, priorities and concerns. Her approach is grounded in education, transparency and trust, with an emphasis on building long-term relationships that extend across generations.

She is also actively involved in her community and serves as a board member for Special Olympics South Carolina. Whether supporting local organizations, promoting financial education or contributing to charitable causes, Paula is passionate about making a positive difference in the lives of others.

Paula lives in Columbia with her children, Cody, Ellie and Sam. Outside the office, she enjoys reading, Pure Barre, spending time at the beach and making memories with family and friends.

• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2026The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Chartered Retirement Planning Counselor

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A Citadel Alumni educated in Political Science, William Velasco started his career within Wealth Management in 2014. He began working with Merrill Lynch in the large corporate equity and retirement plan field with Fortune 500 companies in Atlanta, Georgia before relocating and continuing to build his career in his hometown Columbia, South Carolina. William went on to earn his Chartered Retirement Planning Counselor®℠, CRPC®, and Certified Exit Planning Advisor® CEPA® designations. 

William has been named to Forbes/SHOOK “America’s Top Next-Generation Wealth Advisors” list in 2018(Published on July 25, 2018. Rankings based on data as of March 31, 2018)* as well as named to Forbes “Best-in-State Next-Generation Wealth Advisors” list in 2019 (Published on September 4, 2019. Rankings based on data as of March 31, 2019)*, his achievements and experience allows him to assist clients to identify their primary financial goals and needs. His focus includes asset allocation, education funding, retirement income planning, tax minimization strategies, and estate planning services. William is extremely committed to crafting financial strategies designed to help clients as they pursue desired outcomes which include managing, preserving, and taking care of their wealth for future generations and endeavors.

Philanthropy and serving his community has always been something that is paramount to William. He has recently become the Subcommittee Chair on the board for the Young Leaders Society through the organization United Way of the Midlands, Special Olympics of South Carolina Gala Committee in 2019, and officially a member of The Columbia Rotary Chapter. William is constantly seeking out new organizations in order to further serve his community.

• Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.

Rachel considers herself a problem-solver and has demonstrated a talent for interacting well with clients. When timely answers are needed on account questions, Rachel is often the first stop for advisors and clients. Rachel attended University of South Carolina and graduated with a bachelor’s degree in Psychology. She currently lives in Lexington, South Carolina with her husband Michael, her two sons, Walker and Beau, and her two dogs. She enjoys traveling, the beach, and cheering on the USC Gamecocks.

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Dee Bundick is a Senior Registered Client Associate with more than 30 years of experience in the securities industry. Known for her client-focused approach and problem-solving abilities, Dee is often the first resource advisors and clients seek out for assistance with account-related questions and service needs. Her background includes Securities Operations, Trust Administration, and service as a Trust Officer. She attended Cannon Trust School, earning certification in trust and fiduciary services, and holds FINRA Series 7, 63, and 66 licenses. Dee is passionate about helping clients address their financial needs through responsive service, clear communication, and trusted guidance. When not working, she enjoys traveling, spending time with family, and watching movies.

With over a decade of experience in banking and financial services, Cindy brought her wealth of knowledge to TCG & Associates in August 2022, stepping into the role of Senior Client Associate. Her background in banking enriches her ability to make a substantial difference for her clients and team members.

At TCG & Associates, Cindy is known for her team-oriented approach and her dedication to collaborative success. She firmly believes in creating positive impacts in both professional and personal interactions.

Outside the office, Cindy's life is centered around her family and pets. A wife and mother to three children, she treasures family time, whether it's cooking together or just relaxing at home with her family.

Cindy's straightforward, yet effective approach to her work and personal life reflects her commitment to making a meaningful contribution in all her endeavors.

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Summer has been with in the industry for nearly 20 years and with TCG and Associates for 10 years.  She has increased the level of service for the unique financial needs of each client.  As a Registered Senior Client Associate, Summer is often the primary point of contact for our clients and provides dedicated operational excellence. 

 Summer lives in Lexington with her husband Mike and daughter Georgia.  She enjoys spending time on the lake or the beach, traveling, and cheering on the Clemson Tigers!

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Zach joined the TCG & Associates team in August of 2021. As the team’s Senior Wealth Strategy Associate, Zach prioritizes helping clients develop potential solutions and providing investment guidance for individuals, families, businesses, foundations, and endowments by understanding their short- and long-term financial objectives. Zach focuses on offering a comprehensive approach to managing wealth that begins with listening to a client's needs and helps to ensure every potential solution is grounded in understanding what each client wants to achieve. He focuses on investment analysis, investment manager research, and portfolio construction.

Zach holds the Chartered Alternative Investment Analyst (CAIA®) designation. He earned both a bachelor's degree and a master's degree in Criminology & Criminal Justice from the University of South Carolina, graduating with honors from the South Carolina Honors College. An avid sports fan, he loves to support all Gamecock athletics programs, and can usually be found reading a good book or enjoying the local coffee shop scene in his free time. He and his wife, Calli, live in Lexington with their dog, Lilo.

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Chance joined the TCG & Associates team in November 2022 with three years of experience in the financial services industry. He is a graduate of the University of South Carolina, where he majored in Sport and Entertainment Management, and he currently holds the Chartered Retirement Planning Counselor® designation. As a Senior Wealth Strategy Associate, Chance strives to make every conversation and interaction meaningful and enjoyable while providing timely, efficient solutions to meet clients’ needs and exceed their expectations.

Outside of work, Chance enjoys spending quality time with his wife, Anna, and their two daughters. An avid college football fan, he spends many fall Saturdays tailgating with friends and family while cheering on the Gamecocks. Chance and Anna also love to travel and frequently visit Disney World and Edisto Beach. Together, they enjoy making memories through family adventures and experiences.

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Harris Finley serves as a Wealth Strategy Associate, working with clients to develop and implement customized wealth management strategies. Drawing on a client-centered approach, he supports financial planning, investment guidance, and wealth preservation initiatives designed to align with each client's unique goals. Harris is dedicated to providing thoughtful advice and a high standard of service to help clients navigate every stage of their financial journey.

Liam joined UBS in March of 2025 having worked two internship programs with UBS in the Columbia and Charleston offices. Liam is a recent graduate of the University of South Carolina with a degree in Hospitality Management and business development. Liam is a Charleston native that has grown up through the industry with a desire to provide clients with the best quality service possible and create an effective welcoming work environment for the office. Being from the low country, Liam spends his free time fishing and enjoying the beach with his dogs.

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Dorian joined UBS in 2025 as a Client Associate with the TCG & Associates team in Columbia, South Carolina. In this role, he supports financial advisors and clients by helping deliver a high level of service, organization, and operational excellence across the practice. Dorian is a graduate of the University of Miami, where he earned a business degree in finance. He is committed to a long-term career in wealth management, with a strong focus on supporting clients’ financial goals.

Originally from Miami, Florida, Dorian recently relocated to South Carolina. Outside of the office, he enjoys playing golf, fishing, and spending time with family and friends.

Cravens Godbold joined the TCG & Associates team as a Client Associate in September of 2026. He is developing his knowledge of the industry while supporting the team and learning the day-to-day operations of the business. He is passionate about building strong relationships, advancing his knowledge of financial markets, and growing his career in wealth management. Cravens is currently completing his degree at the University of South Carolina.