Financial planning tailored to your goals

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Jamie graduated from Xavier University in 1996 with a Bachelor of Science in Business Administration in Finance. He is a Wealth Management Advisor and has earned the Certified Private Wealth Advisor® industry designation. His experience in the financial services industry involves advising and working with a diverse group of clients.

Jamie serves on the President’s Advisory Council at Xavier University. He is fortunate to volunteer for Ohio’s Hospice of Dayton, the Dayton Foundation, and Five Rivers MetroParks. Jamie and his wife, Agata, also enjoy supporting the amazing efforts of DECA in the Dayton community. Jamie and Agata appreciate the outdoors and have a bucket list goal to visit all the National Parks in the USA. Jamie and Agata live in Centerville, Ohio.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Certified Private Wealth Advisor

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Mark graduated from Xavier University with a Bachelor of Science in Business Administration in Accounting. Before beginning his career as a financial advisor in 2003, he worked as a CPA at MWWR CPAs, Inc. (tax advice not provided in Mark’s role at UBS). He has earned the Series 7 and 66 FINRA registrations.

With a passion for serving the greater Miami Valley, Mark currently serves on the Investment Committee for Aileron, where he is excited to contribute to the organization’s mission of helping small business owners. Mark resides in Springboro, Ohio with his wife Nicole and his two daughters Reis and Livvy.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Dave is a veteran of the U.S. Army specialized units and a graduate of Antioch University in Yellow Springs, Ohio. He served for 23 years as a retirement planner for one of America’s largest financial services corporations before joining UBS in 2011. Specializing in retirement planning, he has been helping clients meet their financial goals since 1988.

Dave is active in his church, providing direction for Cancer Hope. Dave and his wife, Diane, are avid motorcyclists and enjoy traveling the country, visiting national parks and America’s most scenic roads.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Colin earned a bachelor’s degree in accounting and finance from the University of Maryland and a Master of Business Administration from Washington State University. He then went on to serve his country for 20 years in the U.S. Air Force, mostly as a B-52 pilot and instructor. After retiring from the Air Force, he started his career in financial planning in 1988.

Colin is active in the Beavercreek Rotary Club. He and his wife, Nancy, live in Beavercreek, Ohio, near their two sons and seven grandchildren. The couple likes to play golf and bridge, and travel.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Greg obtained a Bachelor of Science in Business Administration from Miami University in Oxford, Ohio. Greg has been helping investors meet their financial goals for over three decades. He currently holds Series 8, 63, and 65 Securities as well as Life, Health Insurance and Variable Annuities licenses. He also holds the Certified Retirement Plan Counselor (CRPC™) designation.

Family, faith, travel, cooking, and service to others are all important to Greg. He and his wife, Diane, reside in West Chester, Ohio near their two sons and grandson.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Chartered Retirement Planning Counselor

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Matt earned a Double Major in Accounting and Finance from Wright State University. As a graduate student at Wright State University, he earned his Master in Accountancy degree. Matt has passed all levels of the CPA exam (tax advice not provided in Matt's role at UBS) and is a CFA® Charterholder. He holds the Series 7 and 63 FINRA Registrations as well as Life and Health Insurance and Annuities licenses. 

With a passion for serving others and giving back, he currently serves on the Wright State University Foundation Investment Committee. 

• Chartered Financial Analyst

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Kathy began her career in the financial services industry in 1989. With more than three decades of experience, she strives to stay actively engaged and take a hands-on approach with clients. Kathy is fully registered and holds the Series 7, 9, 10, 63 and 66 securities licenses. After 22 years with Morgan Stanley Smith Barney, she joined UBS in early 2011, and during that time has held several roles. 

Kathy and her husband Mike have been married for 34 years and reside in Butler Township and have two adult sons, Zach and Josh.

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Caroline graduated from the University of Alabama in 2021, with a Bachelor of Science in Finance and a double minor in Sales and Consumer Science. Caroline is fully registered and holds her FINRA SIE, Series 7, and Series 66 licenses. She also has obtained her Life and Health Insurance and Annuities licenses.

Caroline is originally from Troy, Ohio, and in her spare time she enjoys cooking, exploring local walking trails, traveling, and cheering on the Crimson Tide.

David joined the team in the summer of 2023. He attended Miami University of Oxford, where he graduated with a Bachelor of Science in Business Finance. He has obtained the FINRA SIE, and is currently working towards the Series 7, and Series 66 registrations.

David spent his first year out of college serving a Christian ministry on Miami University's campus, and now he and his wife, Ally, are involved in their local church. David is an avid Cincinnati Bengals fan and loves to golf in his spare time.