Your Financial World – Simplified

Why do clients choose our team?

Our team offers a highly personalized approach that helps you simplify the challenges that come with protecting, growing and transitioning wealth. We have spent over 25 years serving the complex financial needs of corporate executives, business owners and medical professionals..

Our 2020 Client survey resulted in a 96% overall client satisfaction rate
We are deeply focused on trust based relationships with our clients
We are passionate about what we do and finding solutions for our clients
Clients can reach out to us at any time about all of their financial questions, big or small
We utilize the global resources of UBS - the world's largest wealth management firm

Jeff speaking at the recent Forbes/SHOOK conference

The proof is in our numbers

appearances in the media

Over 1 billion

Assets under management

7 person

seasoned team

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Jeffrey Swett, CFP, CRPC

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Career history

Jeff’s passion for the industry began at an early age. After graduating from college in 1991 Jeff began his career at UBS, formerly PaineWebber, in the downtown Chicago office. He later moved to Boston, where he officially formed The Swett Wealth Management Group at UBS. The team has grown to seven members and over $1 billion in assets under management.

With over 30 years of experience, Jeff is responsible for the group’s overall investment strategies and personalized client solutions. Jeff builds relationships with clients to fully understand their financial needs, and to ensure their plan aligns with their values. Clients turn to Jeff for financial advice on a range of topics that may include portfolio management, retirement planning, business planning and succession, credit and lending, insurance, income management, estate planning, and charitable giving.

Credentials that build confidence

Jeff has been the recipient of numerous awards and acknowledgments throughout his career, including most recently being ranked as #9 in Forbes Best-In-State Wealth Advisors, as well as past recognition on Financial Times Top 400 Financial Advisors. He recently celebrated his 10th year as a UBS Chairman’s Council member.

Additionally, Jeff is also a frequent media contributor on a variety of topics including financial education, investment strategies and market trends. He has appeared in numerous print and online publications including Financial Advisor Magazine, Market Watch, Boston Business Journal, Forbes, CNBC and others.

Community & Outside activities

Jeff is a board member of The Hingham Sports Partnership and former board member of the Atlantic Symphony Orchestra. He is a mentor for American Corporate Partners, where he assists veterans in their career transition. Jeff also serves as the Head Sponsor for a person financial education program at a local high school. Within the community, his team is a corporate sponsor for the Boston Civic Symphony and partner of Harvard University.

In his free time, he enjoys coaching youth basketball, baseball and soccer. He resides in Hingham, MA with his wife and three children.

Focus areas:
- Portfolio evaluation & review
- Equity Compensation Planning
- Concentrated stock planning
- Tax minimization strategies
- Customized asset allocation planning
Accomplishments:
- Managing Director of Wealth Management
- Certified Financial Planner
- Chartered Retirement Planning Counselor
- Certified Exit Planning Advisor
- Member of UBS Chairman’s Circle
- Corporate Stock Benefit Consultant
Licensing:
- Series 7, General Securities Representative
- Series 63, Uniform Securities Agent State Law Examination
- Series 65, Uniform Investment Advisor Law Examination
- Series 31, Future Managed Funds Examination
- Massachusetts Insurance License
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Senior Portfolio Manager
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirement Planning Counselor℠
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
David Scott Nash, CFP

Financial Advisor Associate

CERTIFIED FINANCIAL PLANNER™
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
David Nash is a Financial Advisor and Partner of The Swett Wealth Management Group at UBS in Boston, MA.

With over 10 years of industry experience, he helps clients organize their financial lives by providing comprehensive financial planning and tailored investment management.

David obtained a BA in Economics from the College of the Holy Cross, and a MBA in Finance and Entrepreneurship from Boston University Questrom School of Business.

He is an active member of his community and is involved in numerous charities such as March of Dimes, The Jimmy Fund, and Samaritans. In his free time, he enjoys spending time with his family and friends, traveling, and playing golf. David resides on the South Shore of Boston, MA with his wife and two sons.

Focus Areas:
- Business development and marketing
- Financial planning and discovery
- Customized portfolio evaluation and review
- Risk management solutions
- Lending optimization
- Tax minimization strategies
Accomplishments:
- CERTIFIED FINANCIAL PLANNER™
- Wealth Planning Associate Program
- Corporate Stock Benefit Consultant
Licensing:
- Series 7, General Securities Representative
- Series 66, Uniform Combined State Law Examination
- Massachusetts State Health, Life and Variable Annuity Insurance
- Massachusetts Long Term Care Insurance
- Mortgage Loan Originator (NMLS ID #1859482)
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- College of the Holy Cross, B.A. Economics
- Boston University Questrom School of Business, M.B.A. Finance and Entrepreneurship
- CERTIFIED FINANCIAL PLANNER™
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Steven Rossi, CRPC

Executive Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- CA
- CO
- CT
- DC
- FL
- GA
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- NC
- NH
- NJ
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
With almost 30 years of financial industry experience, Steve brings a seasoned approach to the wealth management process. He focuses on providing comprehensive, holistic wealth management and financial planning services to a select group of clients and their families. Steve takes pride in working closely with his clients to build investment portfolios based on clearly defined goals and personal comfort level.

Steve began his career in 1990 and spent time at PaineWebber and Morgan Stanley before joining UBS in 2008. He was appointed Executive Director in 2004 and has also earned his Chartered Retirement Planning Counselor certification. He has been in branch management for 24 of those 29 years.

Steve earned his Chemistry degree from University of Rhode Island in 1986. He has qualified for both the UBS's Director's Council, for the past two years as a Financial Advisor, and the UBS Field Leadership Council as a Branch Manager in 2010 & 2017. In his free time he enjoys scuba diving, road biking and traveling. He resides in North Kingstown, RI with his wife Debra.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- University of Rhode Island, Chemistry
- Chartered Retirement Planning Counselor℠
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Natasha "Tasha" Antonakos, CFP, CRPC

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Tasha began her career in financial services over a decade ago at UBS in San Francisco. She has been working alongside Jeff and his clients since 2010. She has an exceptional combination of professional experience and a broad knowledge of financial planning. Over the years Tasha has focused on client education and providing total wealth solutions. By understanding client goals and risk tolerance, she creates custom asset allocation models and investment recommendations. Using a proactive approach, Tasha prioritizes what is most important to her clients and identifies the effective solutions.

In her free time she enjoys traveling, running, reading, and cheering for her favorite sports teams. She currently lives in West Roxbury with her husband and daughter Cassie.

Focus areas:

Tasha's focus is on financial planning, investment analysis and implementation.

Additionally, she provides expertise in the following areas:
- Empowering women to protect & grow their wealth
- Sustainable Investing strategies & charitable giving
- Retirement plans & equity compensation
- Healthcare planning structures
- Multigenerational planning
Accomplishments:
- Undergraduates degree in Business Finance
- UBS Advisory Training Program
- Corporate Stock Benefit Consultant
Licensing:
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Planning Specialist
- Series 7, General Securities Representative
- Series 66, Uniform combined state Law Examination
- Series 31, Future Managed Funds Examination
- CERTIFIED FINANCIAL PLANNER™
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Karen Lucey, FPQP

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Karen is the first point of contact for clients’ support and administrative needs. She began her career in 1996 at the UBS Portland Maine office before relocating to Boston in 1999.

Karen handles all client administrative tasks and her goal is to provide exceptional customer service in a timely manner. With her oversight of the group, she can be counted on to effectively handle all customer requests. Her vast knowledge of UBS systems and procedures is key to keeping the team running smoothly.

She currently resides north of Boston with her husband. When she is not in the office she can be found at her favorite vacation place, Walt Disney World.

Focus areas:
- Client education on account services
- Client on-boarding leader
- Account documentation
- Asset transfers
- Banking services
- Tax reporting
- Online support
Accomplishments:
- Corporate Stock Benefit Consultant
- Financial Paraplanner Qualified Professional (FPQP)
- UBS Service Excellence Award First Quarter 2017
Licensing:
- Series 7, General Securities Representative
- Series 66, Uniform combined state Law Examination
- Insurance Licensed
- Corporate Stock Benefit Consultant
- Financial Paraplanner Qualified Professional™
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Lauren Taylor Scarlett

Client Associate
View bio
Lauren joined the team back in 2015. Her primary responsibilities as the Business development Specialist include client concierge services, strategies for group development, and extensive project management.

Lauren works to consistently improve the business process and client experience, review market research, and oversees the team’s customer relationship management services.

Prior to joining the team, Lauren spent time working as a Client Service Associate for a Boston based insurance management company, and additionally as a travel nanny, assisting families with their vacations worldwide.

In her free time she enjoys volunteering at an animal shelter, traveling, trying new restaurants and spending time with her dog Brody.

Focus areas:
- Client concierge services
- Website and Social media management
- Brand promotion and advertising
- Event planning and sponsorships
- Client Financial Education Program
- Team Community Service leader
- Media Strategy
- Client service satisfaction development projects
One Post Office Square
32nd and 33rd floors
Boston, MA 02109

Deborah Ann Masiello

Senior Client Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- HI
- MA
- MD
- ME
- NC
- NH
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- VA
- VT
- WI
Deborah's focus is primarily on customer interface. She takes great pride in her knowledge of the financial services industry and UBS operational procedures.

With the administrative oversight of the group, she can be counted on to effectively handle all customer requests, including retail trades. Deb started in the financial services industry at Merrill Lynch in 1993 and has held positions at Smith Barney prior to joining UBS in 2009. She holds her Series 7 and 63 licenses.

Deb has been awarded UBS's Culture Carrier award for the past consecutive three years and has also earned the UBS Outstanding Service Award in 2018.

Deb resides in West Boylston, MA and loves vintage shopping, boating and visiting the New England Beaches.
1 City Center
7th Floor
Portland, ME 04101

Jeffrey Swett, CFP, CRPC

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Career history

Jeff’s passion for the industry began at an early age. After graduating from college in 1991 Jeff began his career at UBS, formerly PaineWebber, in the downtown Chicago office. He later moved to Boston, where he officially formed The Swett Wealth Management Group at UBS. The team has grown to seven members and over $1 billion in assets under management.

With over 30 years of experience, Jeff is responsible for the group’s overall investment strategies and personalized client solutions. Jeff builds relationships with clients to fully understand their financial needs, and to ensure their plan aligns with their values. Clients turn to Jeff for financial advice on a range of topics that may include portfolio management, retirement planning, business planning and succession, credit and lending, insurance, income management, estate planning, and charitable giving.

Credentials that build confidence

Jeff has been the recipient of numerous awards and acknowledgments throughout his career, including most recently being ranked as #9 in Forbes Best-In-State Wealth Advisors, as well as past recognition on Financial Times Top 400 Financial Advisors. He recently celebrated his 10th year as a UBS Chairman’s Council member.

Additionally, Jeff is also a frequent media contributor on a variety of topics including financial education, investment strategies and market trends. He has appeared in numerous print and online publications including Financial Advisor Magazine, Market Watch, Boston Business Journal, Forbes, CNBC and others.

Community & Outside activities

Jeff is a board member of The Hingham Sports Partnership and former board member of the Atlantic Symphony Orchestra. He is a mentor for American Corporate Partners, where he assists veterans in their career transition. Jeff also serves as the Head Sponsor for a person financial education program at a local high school. Within the community, his team is a corporate sponsor for the Boston Civic Symphony and partner of Harvard University.

In his free time, he enjoys coaching youth basketball, baseball and soccer. He resides in Hingham, MA with his wife and three children.

Focus areas:
- Portfolio evaluation & review
- Equity Compensation Planning
- Concentrated stock planning
- Tax minimization strategies
- Customized asset allocation planning
Accomplishments:
- Managing Director of Wealth Management
- Certified Financial Planner
- Chartered Retirement Planning Counselor
- Certified Exit Planning Advisor
- Member of UBS Chairman’s Circle
- Corporate Stock Benefit Consultant
Licensing:
- Series 7, General Securities Representative
- Series 63, Uniform Securities Agent State Law Examination
- Series 65, Uniform Investment Advisor Law Examination
- Series 31, Future Managed Funds Examination
- Massachusetts Insurance License
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Senior Portfolio Manager
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirement Planning Counselor℠
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
David Scott Nash, CFP

Financial Advisor Associate

CERTIFIED FINANCIAL PLANNER™
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
David Nash is a Financial Advisor and Partner of The Swett Wealth Management Group at UBS in Boston, MA.

With over 10 years of industry experience, he helps clients organize their financial lives by providing comprehensive financial planning and tailored investment management.

David obtained a BA in Economics from the College of the Holy Cross, and a MBA in Finance and Entrepreneurship from Boston University Questrom School of Business.

He is an active member of his community and is involved in numerous charities such as March of Dimes, The Jimmy Fund, and Samaritans. In his free time, he enjoys spending time with his family and friends, traveling, and playing golf. David resides on the South Shore of Boston, MA with his wife and two sons.

Focus Areas:
- Business development and marketing
- Financial planning and discovery
- Customized portfolio evaluation and review
- Risk management solutions
- Lending optimization
- Tax minimization strategies
Accomplishments:
- CERTIFIED FINANCIAL PLANNER™
- Wealth Planning Associate Program
- Corporate Stock Benefit Consultant
Licensing:
- Series 7, General Securities Representative
- Series 66, Uniform Combined State Law Examination
- Massachusetts State Health, Life and Variable Annuity Insurance
- Massachusetts Long Term Care Insurance
- Mortgage Loan Originator (NMLS ID #1859482)
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- College of the Holy Cross, B.A. Economics
- Boston University Questrom School of Business, M.B.A. Finance and Entrepreneurship
- CERTIFIED FINANCIAL PLANNER™
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Steven Rossi, CRPC

Executive Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- CA
- CO
- CT
- DC
- FL
- GA
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- NC
- NH
- NJ
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
With almost 30 years of financial industry experience, Steve brings a seasoned approach to the wealth management process. He focuses on providing comprehensive, holistic wealth management and financial planning services to a select group of clients and their families. Steve takes pride in working closely with his clients to build investment portfolios based on clearly defined goals and personal comfort level.

Steve began his career in 1990 and spent time at PaineWebber and Morgan Stanley before joining UBS in 2008. He was appointed Executive Director in 2004 and has also earned his Chartered Retirement Planning Counselor certification. He has been in branch management for 24 of those 29 years.

Steve earned his Chemistry degree from University of Rhode Island in 1986. He has qualified for both the UBS's Director's Council, for the past two years as a Financial Advisor, and the UBS Field Leadership Council as a Branch Manager in 2010 & 2017. In his free time he enjoys scuba diving, road biking and traveling. He resides in North Kingstown, RI with his wife Debra.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- University of Rhode Island, Chemistry
- Chartered Retirement Planning Counselor℠
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Natasha "Tasha" Antonakos, CFP, CRPC

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Tasha began her career in financial services over a decade ago at UBS in San Francisco. She has been working alongside Jeff and his clients since 2010. She has an exceptional combination of professional experience and a broad knowledge of financial planning. Over the years Tasha has focused on client education and providing total wealth solutions. By understanding client goals and risk tolerance, she creates custom asset allocation models and investment recommendations. Using a proactive approach, Tasha prioritizes what is most important to her clients and identifies the effective solutions.

In her free time she enjoys traveling, running, reading, and cheering for her favorite sports teams. She currently lives in West Roxbury with her husband and daughter Cassie.

Focus areas:

Tasha's focus is on financial planning, investment analysis and implementation.

Additionally, she provides expertise in the following areas:
- Empowering women to protect & grow their wealth
- Sustainable Investing strategies & charitable giving
- Retirement plans & equity compensation
- Healthcare planning structures
- Multigenerational planning
Accomplishments:
- Undergraduates degree in Business Finance
- UBS Advisory Training Program
- Corporate Stock Benefit Consultant
Licensing:
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Planning Specialist
- Series 7, General Securities Representative
- Series 66, Uniform combined state Law Examination
- Series 31, Future Managed Funds Examination
- CERTIFIED FINANCIAL PLANNER™
- Corporate Stock Benefit Consultant
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Karen Lucey, FPQP

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Karen is the first point of contact for clients’ support and administrative needs. She began her career in 1996 at the UBS Portland Maine office before relocating to Boston in 1999.

Karen handles all client administrative tasks and her goal is to provide exceptional customer service in a timely manner. With her oversight of the group, she can be counted on to effectively handle all customer requests. Her vast knowledge of UBS systems and procedures is key to keeping the team running smoothly.

She currently resides north of Boston with her husband. When she is not in the office she can be found at her favorite vacation place, Walt Disney World.

Focus areas:
- Client education on account services
- Client on-boarding leader
- Account documentation
- Asset transfers
- Banking services
- Tax reporting
- Online support
Accomplishments:
- Corporate Stock Benefit Consultant
- Financial Paraplanner Qualified Professional (FPQP)
- UBS Service Excellence Award First Quarter 2017
Licensing:
- Series 7, General Securities Representative
- Series 66, Uniform combined state Law Examination
- Insurance Licensed
- Corporate Stock Benefit Consultant
- Financial Paraplanner Qualified Professional™
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Lauren Taylor Scarlett

Client Associate
View bio
Lauren joined the team back in 2015. Her primary responsibilities as the Business development Specialist include client concierge services, strategies for group development, and extensive project management.

Lauren works to consistently improve the business process and client experience, review market research, and oversees the team’s customer relationship management services.

Prior to joining the team, Lauren spent time working as a Client Service Associate for a Boston based insurance management company, and additionally as a travel nanny, assisting families with their vacations worldwide.

In her free time she enjoys volunteering at an animal shelter, traveling, trying new restaurants and spending time with her dog Brody.

Focus areas:
- Client concierge services
- Website and Social media management
- Brand promotion and advertising
- Event planning and sponsorships
- Client Financial Education Program
- Team Community Service leader
- Media Strategy
- Client service satisfaction development projects
One Post Office Square
32nd and 33rd floors
Boston, MA 02109
Deborah Ann Masiello

Senior Client Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- HI
- MA
- MD
- ME
- NC
- NH
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- VA
- VT
- WI
Deborah's focus is primarily on customer interface. She takes great pride in her knowledge of the financial services industry and UBS operational procedures.

With the administrative oversight of the group, she can be counted on to effectively handle all customer requests, including retail trades. Deb started in the financial services industry at Merrill Lynch in 1993 and has held positions at Smith Barney prior to joining UBS in 2009. She holds her Series 7 and 63 licenses.

Deb has been awarded UBS's Culture Carrier award for the past consecutive three years and has also earned the UBS Outstanding Service Award in 2018.

Deb resides in West Boylston, MA and loves vintage shopping, boating and visiting the New England Beaches.
1 City Center
7th Floor
Portland, ME 04101

A focus on personalized access and service

Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

Managing executive wealth

Create your personal financial plan

You're an executive juggling multiple priories to help your company succeed. But what about your own financial future? Our team never underestimates the importance of financial planning when it comes to helping you make important decisions about your wealth. We view this as a business plan for your personal life, to help you measure success and inform your financial decision-making today, tomorrow and for future generations.

Planning for medical professionals

Exceptional service is the foundation of all our relationships We understand that our clients spend their lives on a dedicated mission to help improve the lives of others. Our clients require a team that can deliver comprehensive solutions and planning for all aspects of their financial lives.

Medical professionals regularly face unique and complex financial decisions. Our approach addresses our clients’ entire financial lives and aims to help them pursue their most important goals. Our mission is for our clients to achieve financial independence and to retire on their own terms.

We work to find solutions to all of these challenges so our clients can focus on what matters most, both personally and professionally. We work with our clients’ busy schedules, often times coming to their offices or homes to make meetings as convenient as possible. We can make introductions to appropriate professionals within our trusted network and can also coordinate directly with others to maximize time efficiency.

Serving the needs of business owners

You’ve worked hard to build and grow your business. But have you thought about the day when you might walk away from it all to start something new?

Exceptional service is the foundation of all our relationships At UBS, we help businesses and entrepreneurs thrive. Wherever you are in your business life cycle, our team can work with you every step of the way. We have a broad range of solutions for business owners to help you pursue your goals.

We provide financial planning and asset management tailored to your needs Business owners regularly face unique and complex financial decisions. That’s why we start every relationship with a comprehensive and customized financial plan to better understand your situation, who is important to you and what you want to accomplish. Our customized approach integrates thoughtful strategies in tune with your vision.

We offer our financial planning process for both your business needs as well as your personal needs:

Business planning
Investment banking and valuation services
Business banking and lending solutions
Wealth transfer planning
Buy-Sell agreements
Employee stock option plan (ESOP) advisory
Employee benefits- retirement plans, deferred compensation plans, financial planning for individual executives
Philanthropic advisory
Corporate cash management

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

^$3.9 trillion

In invested assets globally
As of 12/31/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

Your Financial World – Simplified

Why do clients choose our team?

The proof is in our numbers

Your primary source for financial advice

Jeffrey Swett, CFP, CRPC

David Scott Nash, CFP

Steven Rossi, CRPC

Natasha "Tasha" Antonakos, CFP, CRPC

Karen Lucey, FPQP

Lauren Taylor Scarlett

Deborah Ann Masiello