Experience. Advice. Collaboration.

• AL
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• KY
• LA
• MA
• MD
• MI
• MN
• MO
• MS
• NC
• NJ
• NM
• NV
• NY
• OH
• OK
• OR
• SC
• TN
• TX
• UT
• VA
• WA

Insights grounded in experience
With more than 39 years of experience in the financial services industry, Ray has helped clients navigate through every type of market cycle, confidently serving the needs of successful families, corporate executives and business owners. Prior to joining UBS in 2009, Ray spent 26 years advising clients of Merrill Lynch on portfolio management and financial planning.

As a Senior Portfolio Manager as well as a Chartered Retirement Planning Counselor℠, Ray has extensive experience in financial planning and advises his clients through discretionary investment management. His trusted guidance is especially valued during challenging and volatile financial times.

Credentials that build confidence

• Chartered Retirement Planning Counselor℠ (CRPC®)
• Series 7, 8 and 63 securities licenses
• Life and health insurance licenses
• B.B.A., Finance, Stephen F. Austin State University

Outside of work
When it comes to giving back to the community, Ray is an active volunteer with the Central Texas Angel Network. He also belongs to the Texas Public Policy Foundation and Stephen F. Austin State University Alumni Association. In his free time, Ray enjoys traveling, golf, reading about history, watching movies and staying active. He considers himself a student of motion picture film and documentaries, balancing this hobby with a rigorous pursuit of physical fitness.

• AL
• AZ
• CA
• CO
• DC
• GA
• IA
• ID
• IL
• KY
• LA
• MA
• MD
• MI
• MN
• MO
• MS
• NC
• NM
• NY
• OK
• OR
• TN
• TX
• UT

Insights grounded in experience
For more than five decades, Marshall has delivered comprehensive financial planning and customized investment strategies to the clients he serves. He is committed to helping clients pursue the goals that matter the most to them, their family and the future they’re shaping.

As a Senior Portfolio Manager in the UBS Portfolio Management Program, Marshall provides discretionary management of investment portfolios and tailors solutions to unique client needs. He has extensive experience in multigenerational wealth planning, often working with second and third generations of a family. Prior to joining UBS in 2009, Marshall was a Financial Advisor at Merrill Lynch.

Credentials that build confidence

• Series 7, 8 and 63 securities licenses
• Life and health insurance licenses
• B.S., Civil Engineering, University of Texas at El Paso

Outside of work
Marshall has served on the Board of Directors for the Financial Industry Regulatory Authority. He and his wife, Sharon, have two children and five grandchildren. In his free time, Marshall enjoys collecting early Texas art.

• AL
• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• KY
• LA
• MA
• MD
• MI
• MN
• MO
• MS
• NC
• NH
• NJ
• NM
• NV
• NY
• OK
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• WA

Rusty draws upon more than 47 years’ experience in advising affluent, ultra-affluent and institutional clients in bull and bear markets alike.

Rusty joined UBS in 2009. He attended the Air Force Academy and received his B.S. from the University of Colorado.

Rusty and his wife, Mary, have been actively involved in the Austin community for decades. He and Mary have supported and served on the boards of nonprofit organizations including the Long Center for the Performing Arts (Chairman), Austin Symphony Orchestra (Executive Board), Helping Hand Home for Children, American Lung Association (Chair, Austin Advisory Board), ZACH Theatre, Center for Child Protection, Emancipet, Austin Pets Alive! (Chairman), AIDS Services of Austin, and the Breast Cancer Resource Center.

• AL
• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• KY
• LA
• MA
• MD
• MI
• MN
• MO
• MS
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OK
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• WA

John has 28 years of experience as an advisor.  Nearly half of that time being spent in the canyons of New York working with institutional portfolio managers and the rest in Austin using his experience to help small businesses, families and friends achieve their financial goals.

John joined UBS in 2009.  John holds an MBA from the University of Chicago Booth School of Business and a Bachelor of Mechanical Engineering from Villanova University.

John is active in the community.   He has coached various sports, served on the Advisory Board for San Juan Diego High School and on the Board of Trustees for St. Gabriel's Catholic School. 

John and his wife Suzanne have four children who keep them busy.  John also enjoys the outdoors where lately he has been focusing on tennis and enjoys the occasional golf or ski outing.

• AL
• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• KY
• LA
• MA
• MD
• MI
• MN
• MO
• MS
• NC
• NH
• NM
• NV
• NY
• OK
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• WA

Jon is passionate about helping people create clarity and confidence with their financial objectives. He holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation and has completed graduate coursework through The University of Chicago Booth School of Business.

Prior to joining UBS, Jon worked for Teach for America, Northwestern Mutual, and JP Morgan Chase. As a former Teach for America corps member, he is a strong advocate for expanding educational opportunities for students through service with Junior Achievement of Central Texas, Young Life and as Vice President of Scholarships for the Capital City A&M Club. Jon's unique set of experiences have equipped him to prepare and educate the next generation with managing their finances, and stewarding the family wealth.

 In his free time, Jon enjoys running, traveling and adventuring with his wife, Betsy and their son, Luke.

• AL
• AZ
• CA
• CO
• ID
• IL
• LA
• MA
• MI
• MO
• NM
• NY
• OK
• OR
• TX
• UT

With more than four decades of financial services experience, Laura takes great pride in supporting the complex needs of existing clients. She is responsible for the implementation and maintenance of customized investment portfolios.

Laura began her career with Merrill Lynch in 1979 and transitioned to UBS in 2009. She holds the Series 7 and 63 securities licenses.

Outside of work, Laura volunteers her time to animal rescue efforts, especially finding homes for rescued dogs. Laura has two children, Sam (Barrie) and Molly and is a grandma to Charlie and Stella. She enjoys spending time with her family and her three rescue dogs.

As a Client Service Associate, Maria brings 20 years of financial services experience to the team. She is responsible for providing world-class service for all client inquiries and service-related needs. In addition, Maria manages all aspects of account administration, including operational support.

Maria started her career in 1999 as a Client Service Associate with the UBS Chicago office. She transitioned to the UBS Austin office in 2009 where she worked in operations before joining the group in 2016.

Maria’s free time is centered around her family and the community. She serves as a volunteer for Meals on Wheels and supports her active daughter in all of her activities.

• AL
• CA
• CO
• DE
• FL
• NC
• NH
• NM
• OH
• SC
• TX
• VA

Nora joined UBS Financial Services Inc. in August 2013, after 15 years with another large financial institution.

Nora has expansive experience serving domestic and international clients in both Spanish and English. She values building client relationships and providing an excellent client experience. Nora leads the group's client servicing and all aspects of account administration.

Outside of the office, Nora enjoys spending time with her family, as well as discovering Austin’s greatest old and new attractions. She loves to travel and enjoys exploring new hobbies.

• OR
• TX

After graduating from Texas A&M University with a B.B.A. degree in marketing, Marisa joined UBS Financial Services Inc. in June 2018.

Marisa focuses on the group's white glove service, oversees social media initiatives, and coordinates client communication and events. Her goal is to help ensure our clients have an exceptional experience.

Marisa is passionate about helping others and building strong relationships with clients. When she is not at the office, she enjoys traveling and spending time with family and friends.