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[PWM] Madrid, Spain

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

Executive at City Window

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Manish Mehta Profile Photo

    Manish Mehta, CFA, CFP

    Managing Director–Wealth Management

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    Manish joined UBS in 2008 from Merrill Lynch, where he was a Resident Director. Early on in his career in wealth management at Morgan Stanley, he started specializing in advising clients with significant wealth. Drawing on his extensive experience, Manish now develops personalized strategies to address the complex needs of high net worth clients and institutions.

    Manish is a CFA® and CFP® practitioner. He attended the Wharton School of Business at the University of Pennsylvania for executive education. Manish received his PGDBA (Post Graduate in Business Administration) in Finance & International Business in India and was awarded his school's highest academic honor for excellence. His focus was on Computer Science, Physics and Mathematics during his BS.

    Outside of the office, whenever Manish is not spending time with his two young daughters, he is enjoying some fitness pursuit. You can easily engage him in a discussion about nutrition or health. He is ever willing to visit a new country or try a new cuisine.

    California Insurance License number 0I1920 

    • Barron's Top 1,200 Financial Advisors, 2017, 2018, 2019, 2020, 2021
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • CERTIFIED FINANCIAL PLANNER™
      • Chartered Financial Analyst®
      • Institutional Consultant, UBS Institutional Consulting Program
      • Senior Portfolio Manager
      • Private Wealth Advisor
      201 North New York Ave
      Suite 300
      Winter Park, FL 32789
    • Paul Higgins Profile Photo

      Paul Higgins

      Senior Vice President–Wealth Management

      Financial Advisor

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      Paul graduated with a B.A. in Economics and minor in Spanish from Centre College in 1987.  He has over 28 years of Banking, Investment Management, and Risk Management experience.  His experience includes Branch Manager for UBS Financial Services, Inc. from 2011-2013 and Commerce Investment Corp, Senior Investment Officer with SunTrust Securities, Wealth Advisory Specialist with Smith Barney, and Commercial Lending with Wachovia.

      Paul works privately with families, philanthropies, and corporations on a national basis assisting them with their domestic financial needs.  Paul also holds a Wealth Advisor designation.

      California Insurance License number 2011299

        • Centre College, B.A. Economics
          10 South Jefferson Street
          Suite 1050
          Roanoke, VA 24011
        • John Saunders Profile Photo

          John Saunders, CFP

          Senior Vice President–Wealth Management

          CERTIFIED FINANCIAL PLANNER™

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          John graduated with a B.A. in Economics from the University of Virginia in 1979 and an M.B.A. from Harvard in 1983.  He has over 37 years of investment management experience.  This includes 14 years as a senior executive with Fidelity, Prudential, and T Rowe Price in Boston, Dallas. London, New York / New Jersey, and Baltimore.  He spent 11 years as a management consultant with the Boston Consulting Group in Boston and his own consulting firms in Roanoke.

          John has been a financial advisor to individual and businesses for more than 12 years.  He holds a CFP and Wealth Advisor designation.

          California Insurance License number 0G71253

            • University of Virginia, B.A. Economics
            • Harvard, M.B.A.
            • CERTIFIED FINANCIAL PLANNER™
            10 South Jefferson Street
            Suite 1050
            Roanoke, VA 24011
          • Rick

            Richard G. Berardo

            Senior Vice President–Wealth Management

            Portfolio Manager

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            Rick, originally from Jersey City, NJ, began his career as a Financial Advisor in 1991 with PaineWebber. He is a graduate of the University of Central Florida with a degree in Political Science with a pre-law emphasis. Since joining UBS in 2008 from Merrill Lynch, Rick’s primary focus is using the UBS financial planning tools to create an investment and estate planning road map for his clients. He uses a disciplined approached of regularly schedule reviews to monitor and update, when needed, their investments and plans.

            Rick has been married 37 years to his wife Maureen. They have two adult children, two bulldogs and a yellow lab. Rick’s son, Richard, is also a member of the Summit Group team. Outside of the office, Rick & Maureen are active in dog rescue organizations.

            California Insurance License number 0C56669

                • Portfolio Manager
                201 North New York Ave
                Winter Park, FL 32789
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                Pranjal "P.J." Mehta

                Senior Vice President–Wealth Management

                Senior Portfolio Manager

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                PJ began his career as a Financial Advisor in 1997 with PaineWebber after completing his MBA in Finance at the University of Central Florida. Since joining UBS in 2008, PJ’s primary focus is working with clients on their asset management, multi-generational wealth preservation, transfer strategies, and philanthropic objectives.

                PJ was born and raised in Mumbai, India. He earned his bachelor’s in accounting at the University of Bombay. While studying, he worked at his family’s practice of Chartered Accountants overseeing the internal audit department.

                He and his wife, Tracey, live in Oviedo, Florida. Outside of the office, they enjoy their weekends spending time with their three adult children and their dog Teddy.

                    • Senior Portfolio Manager
                    201 North New York Ave
                    Winter Park, FL 32789
                  • William Peyton Profile Photo

                    William "Will" Peyton, Jr.

                    Wealth Management Associate

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                    Will began his career in Wealth Management at Merrill Lynch before joining UBS in 2008. He works with families and institutions to address a wide spectrum of planning needs. His focus on the team includes financial planning, investment implementation, trade execution, risk monitoring and liability management.

                    With a constant pursuit of superlative service, he strives to have a meaningful impact on client's lives. He particularly enjoys working with multiple generations of families to help them leave a lasting legacy.

                    Will is a native of Eastern North Carolina and went to ECU, where he received his degree in Business Administration with a specialization in finance.

                    Will learned finance at an early age from his father, who has been in the industry for over 30 years. An avid outdoorsman, he enjoys various sports and attending sporting events.

                          317 W. Barbee Chapel Road
                          Chapel Hill, NC 27517

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