Lasting relationships. For all that matters

A team of rowers rowing a boat

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.


Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Carl J. Hattermann Profile Picture

    Carl Hattermann

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • IL
    • LA
    • MA
    • MN
    • NC
    • NE
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OR
    • PA
    • PR
    • TN
    • TX
    • UT
    • VA

    Carl has been with UBS and its predecessor companies PaineWebber and Kidder, Peabody for over 30 years. 

    In 2015 Carl expanded his practice, partnering with the best of UBS, to business owners and their companies. He now focuses on the following sectors:

    • Business Transitions Through ESOPs

    • Business Insurance Solutions,

    • Cash Management

    • 401k Consulting

    • Private Wealth Management

    In doing this Carl's mission is simple: He serves a select few with integrity and value added service being his primary goals. This is accomplished by listening to his clients’ concerns, communicating openly and helping to address their needs. Carl prides himself on an unwavering commitment to his clients upon which his reputation has been built.

    Carl has an undergraduate degree in Biology from Whittier College. He also earned an MBA in Finance from the University of Southern California. His prior career experience includes positions on finance staff at Ford Motor Credit Corporation, Manager of Financial Planning for Caesars World, and finally assistant treasurer for Hilton Hotels. He has earned a Certified Cash Manager designation from the Association of Financial Professionals and is a member of the Association for Corporate Growth

    Carl has two daughters and five grandsons. He and his wife, Diane live in Orange County and are active in local charities.

      • Whittier College, undergraduate degree in Biology
      • University of Southern California, MBA
        888 San Clemente Drive
        Suite 300
        Newport Beach, CA 92660

      Focus on liquidity management

      CIO House View monthly livestream


      UBS and Credit Suisse—stronger than ever

      Legacy—Wealth for others

      For needs that go beyond your own—to help you improve the lives of others

      What will your legacy be?
      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

      Learn more at

      Backed by the strength of UBS

      A global leader in wealth management

      $3.9 trillion

      In invested assets globally 
      As of 12/31/2022

      51 countries

      Our global footprint

      Global leader

      UBS is a world-leading wealth manager