Wealth advice for your life's goals

Southwest

Today’s retirement plan landscape is changing rapidly. As a plan sponsor, you may face daily challenges optimizing your plan, meeting your fiduciary and regulatory obligations, and educating your employees. We take a collaborative approach to helping you address these challenges. And working together, we can chart a path to help you manage plan complexity.

Boardroom

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Michael DiGrazia

    Michael DiGrazia, CFP, CIMA

    Senior Vice President–Wealth Management

    Institutional Consultant, UBS Institutional Consulting Program

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    • AK
    • AZ
    • CA
    • CO
    • CT
    • FL
    • GA
    • HI
    • IA
    • ID
    • KS
    • LA
    • MA
    • MI
    • MN
    • MS
    • NC
    • NJ
    • NM
    • NV
    • NY
    • OK
    • PA
    • SC
    • TX
    • UT
    • VA
    • WA
    • WI
    • WY

    Mike has navigated clients through wealth management in some of the most volatile market conditions in our nation's history, spanning portions of three decades. He utilizes this past experience, and the skills and credentials acquired throughout his career in real estate and finance to help institutional and private clients, trustees, and business owners manage their financial needs.

    Mike has been a Director at UBS since 2009 and is a member of the Institutional Consulting Group at UBS. There are less than 100 advisors with the Institutional Consultant title at UBS and Mike's expertise allows our team to provide customized solutions that address your organization's unique needs and circumstances. He is a Certified Financial Planner™ certificant and holds the Certified Investment Management Analyst and Accredited Retirement Plan Consultant designations.

    Prior to joining UBS, Mike was a co-owner of a real estate appraisal firm in Connecticut, and a Wealth Management Consultant with Merrill Lynch. He graduated from Bentley University in Waltham, MA and is a member of the Financial Planning Association and the Investment Management Consultants Association.

    Mike is a member of Neighbors Helping Neighbors in Scottsdale, AZ and a Scottsdale Miss Softball coach as well as a past SMS board member. Mike is also a mentor for American Corporate Partners (ACP), which assists veterans in their career transition from the armed forces to the civilian workforce. He is past president of the Exchange Club of Norwalk, and the American Diabetes Association – Fairfield County Advisory Council and past board member of the Scottsdale Museum of Contemporary Art (SMoCA).

    Mike and his wife, Lucy, and five daughters stay very active in the Southwest.

    CA Ins. Lic. # 0E11612

     

      • Bentley University
      • Institutional Consultant, UBS Institutional Consulting Program
      • Senior Retirement Plan Consultant
      • Portfolio Manager
      • Certified Investment Management Analyst®
      • CERTIFIED FINANCIAL PLANNER™
      2575 East Camelback Road
      Suite 900
      Phoenix, AZ 85016
    • Thomas Tenney

      Thomas Tenney, CFA, CFP

      Vice President–Wealth Management

      Senior Retirement Plan Consultant

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      • AK
      • AZ
      • CA
      • CO
      • CT
      • FL
      • HI
      • ID
      • LA
      • MI
      • MN
      • NC
      • NJ
      • NM
      • NV
      • NY
      • PA
      • SC
      • TX
      • UT
      • VA
      • WA

      Tom is one of a small number of UBS Financial Advisors who have earned the designation of Wealth Advisor. As a Wealth Advisor, Tom is eminently qualified to provide highly personalized wealth management services to my clients.

      Tom understands that wealth management is more than just the wide range of financial services and solutions you can access at UBS. It is how those services are developed and delivered to help you pursue your goals. That's why he offers a customized approach to wealth
      management, built on personal relationships and shaped by an understanding of your needs and aspirations. To help manage your wealth, Tom calls upon the advisory and investment brokerage
      capabilities of UBS—one of the world's largest wealth management firms.

      Tom has over twenty years of financial services experience. Prior to joining UBS in 2007, he held portfolio manager and advisory roles at Mellon Private Asset Management and East Pacific Investment Company, Inc. Tom also traded options on the trading floors of the Chicago Board Options Exchange and the Chicago Board of Trade from 1998 through 2006.

      His focus is helping corporations and business owners create retirement and profit-sharing plans for the benefit of their employees. He works closely with senior management and investment  committees to select and monitor the investments offered in those plans. As one of UBS's Retirement Plan Consultants, Tom is able to assist with Investment Policy Statements. 

      He earned the Chartered Financial Analyst (CFA) designation in 1998, and in 2010 attained the CFP® designation of Certified Financial Planner™. In 1995, Tom was awarded an MBA in Finance from Hawaii Pacific University and is a past president of the Phoenix CFA Society. Tom lives in Scottsdale, AZ with my wife and our four children.

      CA Lic #0G14067

        • Hawaii Pacific University, MBA in Finance
        • Senior Retirement Plan Consultant
        • Portfolio Manager
        • Wealth Advisor
        • Chartered Financial Analyst®
        • CERTIFIED FINANCIAL PLANNER™
        2575 East Camelback Road
        Suite 900
        Phoenix, AZ 85016
      • Kristen Freeman

        Kristen Freeman

        Senior Client Associate

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        • AZ
        • NM
        • TX

              2155 Louisiana Blvd NE
              Suite 10000
              Albuquerque, NM 87110
            • Client Service Associate

              Nico Drogaris

              Client Associate

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                  • Northern Arizona University, B.S. in Finance: 2017 - 2021
                    2575 East Camelback Road
                    Suite 900
                    Phoenix, AZ 85016

                  The Year Ahead - Sustainable Investing

                  Retirement planning

                  Retirement planning

                  Multigenerational planning

                  Multigenerational planning

                  Legacy—Wealth for others

                  For needs that go beyond your own—to help you improve the lives of others

                  What will your legacy be?
                  It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                  Learn more at ubs.com/wealthway.

                  Backed by the strength of UBS

                  A global leader in wealth management

                  $2.8 trillion

                  In invested assets globally 
                  As of 06/30/2022

                  51 countries

                  Our global footprint

                  Global leader

                  UBS is a world-leading wealth manager

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