$2.2 Billion
Assets under management
Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.
Over the past 20+ years, Mark has coordinated all aspects of wealth management including investment management, financial planning, estate planning and charitable gift planning. Mark is involved in his church and many charitable organizations including Dwankhozi Hope which supports a school in rural Zambia. Mark and his wife, Becky, live on Queen Anne and have three daughters.
CA Lic. #4125230
Shawn is a founding partner and a Senior Portfolio Manager with the Sound Wealth Management Group at UBS, a team dedicated to serving the complex financial needs of successful business owners and executives. Shawn leads the teams’ corporate executive practice, and works extensively with his clients in the areas of: planning around concentrated company stock/options, major liquidity events, corporate benefits, retirement planning, charitable gifting strategies, and estate planning.
Shawn has also served in several leadership roles for UBS over the last 16 years in both San Francisco and the Pacific Northwest, and was previously a Director and Assistant Market Head for UBS in Seattle and Oregon. This leadership experience has enabled Shawn to bring a unique and truly global perspective to his clients. Shawn maintains both his CFP and CIMA designations, and is dedicated to delivering a world class wealth management experience to his clients, a topic he frequently speaks about at firm conferences.
Shawn lives in Bellevue with his wife Kate, and his 3 daughters, twins Natalie and Bryn, and Haven. Shawn and Kate participate in various philanthropic causes, including the Innovators Network for Fred Hutch, Food Lifeline, and JDRF. Shawn is a youth soccer coach and an obstacle course race enthusiast in his spare time.
Sarah is a Certified Financial Planner and a Financial Advisor with the Sound Wealth Management Group, who began her career at UBS Financial Services in 1999. Her focus is on providing detailed financial plans and investment advice along with a high level of personal client service. Sarah graduated from the University of Washington in 1998. She also holds her Series 7, Series 66 and Insurance licenses and is a graduate of the College of Financial Planning in Denver, CO. Sarah lives on Bainbridge Island with her daughter.
Brad uses his unique background to help clients pursue their financial goals. A graduate of the United States Naval Academy at Annapolis, Brad honed his skills in analysis, planning, and personal leadership as a 20-year Navy nuclear submarine officer. As a midshipman at the Naval Academy, Brad was selected to design the curriculum for the first personal financial planning course used at Annapolis. After completing his two-decade Navy career as a Commander, Brad joined the firm as a Financial Advisor, combining his affinity for personal leadership with his passion for planning and investing.
In 1994, John accepted a position with Merrill Lynch in Seattle where he immediately focused his practice on the unique needs and challenges of high net-worth clients. John's belief is to deliver an unparalleled level of service to his select group of clients. In 2000, John accepted the position of Sales Manager at Merrill Lynch wherein he managed over 100 advisors. In 2006, John earned the CERTIFIED FINANCIAL PLANNER™ designation. In 2009, John and his team transitioned their practice to UBS Financial Services Inc. and in 2021 joined the Sound Wealth Management Group.
John lives in Seattle with his wife Lisa, a former financial advisor, along with their 2 boys Andrew and Nate. Not to be forgotten, their French bulldog, Stella. John enjoys golfing, exercising and college football.
Amanda is a Financial Advisor with the Sound Wealth Management Group. Her focus is on providing detailed financial plans and investment analysis; specifically planning around concentrated company stock and/or options, major liquidity events, corporate benefits, retirement planning, charitable gifting strategies, and estate planning. She holds her CFP® designation since 2019.
Prior to moving to Seattle, Amanda lived in NYC where she worked at BNP Paribas as a Vice President in Institutional Foreign Exchange Sales. Her prior experience provides a unique perspective on macroeconomics, monetary policy and market structure. She graduated from Hamilton College in 2013 where she captained the Women's Varsity Squash Team and was recognized as a Scholar Athlete by NESCAC.
Outside of the office, Amanda enjoys hiking, skiing and fishing in the Pacific Northwest with family and friends and scoping out new places to eat in the Seattle area with her husband.
Sonia Alexis is our Team Administrator and is originally from Trinidad and Tobago in the Caribbean. She has worked in various capacities in the financial services industry for over 25 years, and holds the Series 6, 7, 63 and 65 securities licenses, as well as Life and Health Insurance Licenses. Sonia joined UBS in 2008 and also serves as a regional and firm-wide training resource for administrative staff in her capacity as a Team Associate Coach. Outside the office, she enjoys working out, spending time with her husband, sisters and friends, dancing and participating in various musical and theatre productions.
Anya is our Senior Client Service Associate. Her job is to make sure every client need is met and that everything runs smoothly and effectively. She attends client meetings and manages workflow. Anya has been at UBS working with Jim and Mark for 13 years. She and her husband have an energetic, spirited 4 year old daughter and they love to experience all the Pacific Northwest has to offer. They enjoy travelling, cooking and having adventures together. Anya is fluent in Polish and maintains a deep connection with her family heritage.
Amy has always been adept with numbers and administration, and enjoys her role bringing a holistic approach to helping individuals and families manage their wealth. She takes pride in the trusted relationships she has cultivated with clients, bringing them the knowledge and insights they need to make informed financial and investment decisions. Her experience and knowledge have earned her not only the trust of her clients, but also firm recognition: She was appointed to the Team Associate Advisory Council in 2018 and served a two year term. The Team Associate Advisory Council works as a liaison with key home office partners and members of senior management to provide input about the processing and service impact of key initiatives across UBS Wealth Management Americas. Amy holds her Series 7, 66 and 9/10 licenses.
A veteran of UBS, she has been with the firm since 2007 and is passionate about client service. “I am always looking at what is in the best interest of the client and at how I can make what they need done the easiest for them to do.”
Amy lives with her husband and three sons. They enjoy afterschool sports and activities and doing Crossfit together.
Jenaige entered the financial services industry in 2001 and joined UBS in 2008. She holds the Series 6,7 and 66 securities licenses, as well as life and health insurance licenses. Outside the office, she enjoys singing with the West Seattle Big Band, playing guitar and most of all playing with her two children and their two Havanese puppies. She regularly leads worship with her husband at their church and has recorded an original song demo in Nashville, Tennessee. Jenaige earned a B.A. degree in communications and marketing from Western Washington University in Bellingham.
Over the past 20+ years, Mark has coordinated all aspects of wealth management including investment management, financial planning, estate planning and charitable gift planning. Mark is involved in his church and many charitable organizations including Dwankhozi Hope which supports a school in rural Zambia. Mark and his wife, Becky, live on Queen Anne and have three daughters.
CA Lic. #4125230
Shawn is a founding partner and a Senior Portfolio Manager with the Sound Wealth Management Group at UBS, a team dedicated to serving the complex financial needs of successful business owners and executives. Shawn leads the teams’ corporate executive practice, and works extensively with his clients in the areas of: planning around concentrated company stock/options, major liquidity events, corporate benefits, retirement planning, charitable gifting strategies, and estate planning.
Shawn has also served in several leadership roles for UBS over the last 16 years in both San Francisco and the Pacific Northwest, and was previously a Director and Assistant Market Head for UBS in Seattle and Oregon. This leadership experience has enabled Shawn to bring a unique and truly global perspective to his clients. Shawn maintains both his CFP and CIMA designations, and is dedicated to delivering a world class wealth management experience to his clients, a topic he frequently speaks about at firm conferences.
Shawn lives in Bellevue with his wife Kate, and his 3 daughters, twins Natalie and Bryn, and Haven. Shawn and Kate participate in various philanthropic causes, including the Innovators Network for Fred Hutch, Food Lifeline, and JDRF. Shawn is a youth soccer coach and an obstacle course race enthusiast in his spare time.
Sarah is a Certified Financial Planner and a Financial Advisor with the Sound Wealth Management Group, who began her career at UBS Financial Services in 1999. Her focus is on providing detailed financial plans and investment advice along with a high level of personal client service. Sarah graduated from the University of Washington in 1998. She also holds her Series 7, Series 66 and Insurance licenses and is a graduate of the College of Financial Planning in Denver, CO. Sarah lives on Bainbridge Island with her daughter.
Brad uses his unique background to help clients pursue their financial goals. A graduate of the United States Naval Academy at Annapolis, Brad honed his skills in analysis, planning, and personal leadership as a 20-year Navy nuclear submarine officer. As a midshipman at the Naval Academy, Brad was selected to design the curriculum for the first personal financial planning course used at Annapolis. After completing his two-decade Navy career as a Commander, Brad joined the firm as a Financial Advisor, combining his affinity for personal leadership with his passion for planning and investing.
In 1994, John accepted a position with Merrill Lynch in Seattle where he immediately focused his practice on the unique needs and challenges of high net-worth clients. John's belief is to deliver an unparalleled level of service to his select group of clients. In 2000, John accepted the position of Sales Manager at Merrill Lynch wherein he managed over 100 advisors. In 2006, John earned the CERTIFIED FINANCIAL PLANNER™ designation. In 2009, John and his team transitioned their practice to UBS Financial Services Inc. and in 2021 joined the Sound Wealth Management Group.
John lives in Seattle with his wife Lisa, a former financial advisor, along with their 2 boys Andrew and Nate. Not to be forgotten, their French bulldog, Stella. John enjoys golfing, exercising and college football.
Amanda is a Financial Advisor with the Sound Wealth Management Group. Her focus is on providing detailed financial plans and investment analysis; specifically planning around concentrated company stock and/or options, major liquidity events, corporate benefits, retirement planning, charitable gifting strategies, and estate planning. She holds her CFP® designation since 2019.
Prior to moving to Seattle, Amanda lived in NYC where she worked at BNP Paribas as a Vice President in Institutional Foreign Exchange Sales. Her prior experience provides a unique perspective on macroeconomics, monetary policy and market structure. She graduated from Hamilton College in 2013 where she captained the Women's Varsity Squash Team and was recognized as a Scholar Athlete by NESCAC.
Outside of the office, Amanda enjoys hiking, skiing and fishing in the Pacific Northwest with family and friends and scoping out new places to eat in the Seattle area with her husband.
Sonia Alexis is our Team Administrator and is originally from Trinidad and Tobago in the Caribbean. She has worked in various capacities in the financial services industry for over 25 years, and holds the Series 6, 7, 63 and 65 securities licenses, as well as Life and Health Insurance Licenses. Sonia joined UBS in 2008 and also serves as a regional and firm-wide training resource for administrative staff in her capacity as a Team Associate Coach. Outside the office, she enjoys working out, spending time with her husband, sisters and friends, dancing and participating in various musical and theatre productions.
Anya is our Senior Client Service Associate. Her job is to make sure every client need is met and that everything runs smoothly and effectively. She attends client meetings and manages workflow. Anya has been at UBS working with Jim and Mark for 13 years. She and her husband have an energetic, spirited 4 year old daughter and they love to experience all the Pacific Northwest has to offer. They enjoy travelling, cooking and having adventures together. Anya is fluent in Polish and maintains a deep connection with her family heritage.
Amy has always been adept with numbers and administration, and enjoys her role bringing a holistic approach to helping individuals and families manage their wealth. She takes pride in the trusted relationships she has cultivated with clients, bringing them the knowledge and insights they need to make informed financial and investment decisions. Her experience and knowledge have earned her not only the trust of her clients, but also firm recognition: She was appointed to the Team Associate Advisory Council in 2018 and served a two year term. The Team Associate Advisory Council works as a liaison with key home office partners and members of senior management to provide input about the processing and service impact of key initiatives across UBS Wealth Management Americas. Amy holds her Series 7, 66 and 9/10 licenses.
A veteran of UBS, she has been with the firm since 2007 and is passionate about client service. “I am always looking at what is in the best interest of the client and at how I can make what they need done the easiest for them to do.”
Amy lives with her husband and three sons. They enjoy afterschool sports and activities and doing Crossfit together.
Jenaige entered the financial services industry in 2001 and joined UBS in 2008. She holds the Series 6,7 and 66 securities licenses, as well as life and health insurance licenses. Outside the office, she enjoys singing with the West Seattle Big Band, playing guitar and most of all playing with her two children and their two Havanese puppies. She regularly leads worship with her husband at their church and has recorded an original song demo in Nashville, Tennessee. Jenaige earned a B.A. degree in communications and marketing from Western Washington University in Bellingham.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
$2.2 Billion
Assets under management
203
Collective years of experience
Global leader
UBS is a leading and truly global wealth manager
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
For more than 160 years, UBS has proven its strength and guided clients through a wide range of market opportunities and financial challenges. Time and again, we’ve been tested and proven resilient, and our clients continue to put their trust in us and our wealth management expertise to help them achieve their goals. Today, UBS is stronger than ever.
Whether it’s for your family, your community or your cause—your money and investments today will shape tomorrow. Start crafting a plan that serves your purpose and the people who matter most. We know your legacy matters to you. It matters to us too.
What are the causes you are passionate about? Whatever your objectives, we can help you explore new and innovative ways to make a positive impact on the world. Through our network and the UBS Family Advisory and Philanthropy Services, we’ll work with you and family members to help provide education on philanthropy, practical solutions and tax-efficient investment strategies for creating a meaningful and lasting legacy.