Assets under management
At Soteria Wealth Management, we are focused on your success.
Whether you are a business executive looking for a holistic financial plan or a multigenerational family looking to shape your legacy, our highly experienced team stands ready to offer you seasoned insights for your investment plan, and much more. As a team that is part of Private Wealth Management, we understand and respect the level of success that you have achieved and are fully focused on better understanding your needs and goals, so that we can help grow and safeguard your wealth. With our planning-based approach, we work closely with you to craft a comprehensive financial roadmap that aligns with what you expect and hope to achieve with your wealth, now and in the years to come.
Our deep knowledge and connection to experts both within and outside UBS allows us to address your most important goals and to handle the most intricate details of your financial life, with uncompromising service and an unwavering attention to detail. Ultimately, our goal is to free you up to focus on what’s most important to you, your business and your family.
The value of a Family Office Consultant (FOC)
In addition to being members of the elite UBS Private Wealth Management division, Nicholas Pepe and Michael James are among a select group of advisors who have earned the Family Office Consultant (FOC) UBS business designation. They have undergone training to strengthen their knowledge and proficiency to help manage the investment, business and legacy needs of sophisticated, ultra-high net worth (UHNW) clients and their families. Understanding the complexities of intergenerational wealth and the challenges their clients face, Nick and Mike, as PWAs and FOCs, align specific needs to the full suite of UBS capabilities.
Our disciplined planning
Planning lies at the heart of everything we do for clients. Whether you are a business owner seeking to thoughtfully navigate an expansion or a sale, or a multigenerational family looking to craft a lasting legacy, we work with you to create a plan that aligns with your unique circumstances and goals. Your financial plan then drives all our decisions and solutions—from your asset allocation to your family’s charitable giving.
Our investment acumen
We provide advice and guidance on so much more than traditional investments. Our deep experience with sophisticated investment solutions and institutional-level products, combined with our ability to connect you to UBS’s investment bank and institutional experts, means that we can consider a wide range of instruments and investments, including alternative investments. Above all, our aim is to help ensure that we seek to manage volatility, mitigate taxes and ensure that your portfolio is aligned with your comfort level and goals.
Our team is dedicated to working with successful individuals, executives and entrepreneurs, as well as multigenerational families. We strive to act as a single touchpoint for all your wealth management needs, connecting you to experts inside our firm or externally—all with the goal of providing you with greater confidence and helping you chart a clear path forward.
We are privileged to work with:
Assets under management
Our consultative process helps our clients clarify their current financial situation, identify challenges and create a comprehensive plan. We collaborate with our clients’ other trusted advisors, as well as our network of professionals to develop one integrated approach.
In invested assets globally
As of 06/30/2022
Our global footprint
UBS is a world-leading wealth manager