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Private Wealth Management

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Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Hands-on guidance Professional advice for institutions and foundations

Today's retirement plan landscape, marked by ongoing change, requires greater focus on fiduciary responsibility and new management challenges for plan sponsors. We take a collaborative approach to helping you address these challenges. And working together, we can chart a path to help you manage plan complexity. We are on the front lines of the new retirement, and we stand ready to help you and your participants meet the challenges of today's world.

  • Eric Soos Profile Photo

    Eric Soos, CIMA, CRPS

    Managing Director–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • IL
    • MA
    • MD
    • ME
    • MI
    • MN
    • NC
    • NH
    • NJ
    • NY
    • PA
    • RI
    • SC
    • TN
    • TX
    • VA
    • VI
    • VT
    • WA
    • WI
    • WV

    Eric B. Soos is a Portfolio Manager, Institutional Consultant and Senior Retirement Specialist within the UBS Institutional Consulting Group. This designation is held by a select group of the senior consultants at the firm with extensive experience working with high net worth clientele & institutions.

    With over two decades of investment consulting experience Eric has worked primarily with non-profits, foundations, endowments, retirement plans and high net worth families to assist in their investment planning. Eric's primary focus is in asset allocation, manager due diligence and portfolio construction. He earned the Certified Investment Management Analyst (CIMA®) designation, administered by the Investment Management Consultants Association through The Wharton School at the University of Pennsylvania.  He also holds the Chartered Retirement Plans Specialist (CRPS®) title which focuses on defined contribution and defined benefit consulting, assisting plan sponsors with investment option selection and monitoring to fulfill their fiduciary obligations to their plans.

    Eric attended Duquesne University in Pittsburgh, PA where he earned his Bachelor of Arts degree. He also holds the Series 7 (General Securities Representative Exam), Series 63 (Uniform Securities Agent State Law Exam) and Series 65 (Uniform Investment Advisor Law Exam) licenses, in addition to being a registered life insurance agent. Prior to joining UBS in 2015, Eric spent 21 years at Oppenheimer & Co. Inc. and its' predecessor firms where he was consistently ranked among the firm's top advisors.

    Eric, along with his wife Carol and three children, live in Chatham, NJ. In his spare time he enjoys flying, skiing and golf.

      • Duquesne University, B.A.
      • Certified Investment Management Analyst®
      • Chartered Retirement Plans Specialist℠
      • Institutional Consultant, UBS Institutional Consulting Program
      • Portfolio Manager
      • Senior Retirement Plan Consultant
      500 Campus Drive
      Florham Park, NJ 07932
    • Steven Horky Profile Photo

      Steven Thomas Horky, AAMS, CRPS

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • IL
      • MA
      • MD
      • ME
      • MI
      • MN
      • NC
      • NH
      • NJ
      • NV
      • NY
      • PA
      • RI
      • SC
      • TN
      • TX
      • VA
      • VI
      • VT
      • WA
      • WI
      • WV

      Steven T. Horky is a Vice President and Senior Retirement Plan Specialist within the SH Wealth Management Group at UBS providing comprehensive Wealth Management services to high net worth private investors, corporations and institutions.

      With over 15 years of Investment Consulting experience at UBS, Oppenheimer and AG Edwards & Sons, Steven holds the Accredited Asset Management Specialist (AAMS) designation through the College of Financial Planning and assists his client's in developing detailed investment allocation strategies with a goal on maximizing retirement income. He also has earned the Chartered Retirement Plans Specialist (CRPS) designation through the firm allowing his group to deliver in depth retirement plan consulting to Defined Contribution and Defined Benefit plans helping them satisfy their fiduciary obligations.  He also holds the Series 7 (General Securities Representative Exam), Series 63 (Uniform Securities Agent State Law Exam), Series 65 (Uniform Investment Adviser Law Exam), Series 31 (Managed Futures Exam) and is a registered Life & Health insurance agent as well. 

      Steven graduated from Villanova University in 1998 with a Bachelor of Science in Business Administration. He and his wife reside in Denville, NJ with their two sons and for recreation they enjoy golfing and boating.

       

        • Villanova University, B.S. Business Administration
        • Accredited Asset Management Specialist℠
        • Chartered Retirement Plans Specialist℠
        • Senior Retirement Plan Consultant
        500 Campus Drive
        Florham Park, NJ 07932
      • Anna Jackson

        Anna Jackson

        Client Associate

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          Anna is the primary Client Service Associate with the SH Wealth Management Group. She joined UBS in 2015, along with the rest of her team, after having worked at Oppenheimer & Co. Inc. for over 20 years. Her responsibilities include account maintenance, client services and all operational needs, along with managing & developing the overall administrative procedures for the group. Anna lives in Piscataway, NJ with her husband John & their three children. In her free time, she enjoys watching sports, especially her children's teams, as well as traveling.

                500 Campus Drive
                Florham Park, NJ 07932
              • Vanessa Spoto

                Vanessa Azzollini

                Senior Wealth Strategy Associate

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                • AZ
                • CA
                • CO
                • CT
                • DC
                • DE
                • FL
                • GA
                • IL
                • MA
                • MD
                • ME
                • MI
                • MN
                • NC
                • NJ
                • NV
                • NY
                • PA
                • RI
                • TN
                • TX
                • VA
                • VI
                • VT
                • WA
                • WI
                • WV

                Vanessa is a Senior Wealth Strategy Associate with the SH Wealth Management Group at UBS. She aids the team in developing and implementing personal financial plans for clients, portfolio management, investment research & analysis, and managing the operations of the group.

                She holds the Series 7 (General Securities Representative Exam) and the Series 66 (Uniform Combined State Law Exam). Prior to joining UBS in 2021, Vanessa spent her career at J.P. Morgan Securities and Morgan Stanley Private Wealth Management providing comprehensive Wealth Management services to ultra-high net worth clientele.

                Vanessa graduated from Fordham University in 2009, where she earned a Bachelor of Science degree in Mathematics. In her free time, she enjoys running, hiking, cooking, and traveling.

                      500 Campus Drive
                      Florham Park, NJ 07932

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