Your life. Your wealth. Your future.

Pursue what matters most

UBS reflection

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • David N Smith

    David N. Smith

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • LA
    • MA
    • MD
    • ME
    • MI
    • MS
    • MT
    • NC
    • NJ
    • NY
    • OH
    • OR
    • PA
    • SC
    • TX
    • VA
    • WA
    • WI

    David is responsible for the structure and focus of our team. His experience lies with recognizing and addressing the concerns, investment solutions and estate planning needs for affluent individuals and entities. His consistent, in-depth review of the investment climate gives our team the additional resources necessary to recommend alternative solutions in times of uncertainty. David has been in the financial services industry since 1980 and joined UBS in 2009.  Prior to UBS, he spent 22 years with Merrill Lynch.

    David resides in Winston-Salem where he and his wife, Leigh, raised their four children.  Outside of UBS, David is a devoted member of First Presbyterian Church of downtown Winston-Salem, an experienced fly fisherman, and a frequent visitor of Elbow Cay in The Bahamas.

        • Chartered Retirement Plans Specialist
        380 Knollwood Street
        Suite 250
        Winston-Salem, NC 27103
        dn.smith@ubs.com
        David N. Smith
        380 Knollwood Street,Winston-Salem,NC,27103
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        John R. Fisher

        Senior Wealth Strategy Associate

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        • AL
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        • IA
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        • NC
        • NJ
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        • SC
        • TX
        • VA

        As Senior Wealth Strategy Associate, John is the primary investment analyst for team, regularly reviewing new investment opportunities and strategies, and monitoring the performance of the current investment portfolio. Regular discussions with other team members challenge and refine the overall strategy. John has been in the financial services industry since 1998.

          • Wake Forest University, MBA in Finance
          • Virginia Military Institute, BA in History
            380 Knollwood Street
            Suite 250
            Winston-Salem, NC 27103
            john.r.fisher@ubs.com
            John R. Fisher
            380 Knollwood Street,Winston-Salem,NC,27103
          • Alexander D. Smith

            Alexander D. Smith

            Vice President–Wealth Management

            Financial Advisor

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            • AL
            • AZ
            • CA
            • CO
            • CT
            • DC
            • DE
            • FL
            • GA
            • HI
            • IL
            • LA
            • MA
            • MD
            • ME
            • MI
            • MS
            • MT
            • NC
            • NJ
            • NV
            • NY
            • OH
            • OR
            • PA
            • SC
            • TX
            • VA
            • VT
            • WA
            • WI

            For Alexander, wealth management starts with relationships. As a Vice President - Wealth Management and Financial Advisor, he helps individuals, families, and business owners build and protect their financial futures. With a focus on personalized financial planning, investment strategy, and retirement planning, Alexander works closely with clients to develop tailored strategies that align with their goals, values, and long-term vision — taking the time to understand not just their financial goals, but the life those goals are meant to support.

            A North Carolina native, Alexander grew up in Winston-Salem before earning his B.S. in Business Administration from High Point University. He has spent his career as a Financial Advisor in New York, advising clients during his time at J.P. Morgan and UBS. He now lives in Manhattan, where he continues to bring that same depth of experience and personal attention to the clients he serves.

            Outside of work, Alexander enjoys trying new restaurants, attending sporting events and concerts, traveling to new places, and spending time outdoors.

                  299 Park Avenue
                  New York, NY 10017
                  alexander.d.smith@ubs.com
                  Alexander D. Smith
                  299 Park Avenue,New York,NY,10017
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                  Kimberly Rosenfeld

                  Director

                  Team Administrator

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                  • AL
                  • AR
                  • AZ
                  • CA
                  • CO
                  • CT
                  • DC
                  • DE
                  • FL
                  • GA
                  • HI
                  • IA
                  • ID
                  • IL
                  • IN
                  • KS
                  • KY
                  • LA
                  • MA
                  • MD
                  • ME
                  • MI
                  • MN
                  • MO
                  • MS
                  • MT
                  • NC
                  • NE
                  • NH
                  • NJ
                  • NM
                  • NV
                  • NY
                  • OH
                  • OK
                  • OR
                  • PA
                  • RI
                  • SC
                  • SD
                  • TN
                  • TX
                  • UT
                  • VA
                  • VT
                  • WA
                  • WI
                  • WV
                  • WY

                        440 Monticello Ave
                        20th Floor
                        Norfolk, VA 23510
                        kimberly.rosenfeld@ubs.com
                        Kimberly Rosenfeld
                        440 Monticello Ave,Norfolk,VA,23510

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                      Container ship

                      Maximize your potential wealth

                      Mountain climbers on peak at sunrise

                      A leading global wealth manager

                      A way forward

                      Understanding your life, your wealth and what you want to accomplish.

                      We ask the questions and find the answers that can help you explore and pursue your financial goals in the short term, long term or whatever your terms may be.

                      Let's talk about how we can help you plan for the life you want

                      Our approach incorporates Liquidity. Longevity. Legacy. strategies to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

                      A leader in wealth management

                      Backed by the strength of our parent company, UBS AG

                      $7 trn

                      UBS Group invested assets
                      As of 12/31/2025

                      51 countries

                      Our global footprint

                      Global leader

                      UBS is a leading and truly global wealth manager

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