Lasting relationships. For all that matters

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Our families, our values, the impact we have on others – these are the important things. It can be hard making sense of it all but asking the right questions can make things clearer. So when I talk to you about wealth management, I want to learn about those life questions that may be on your mind. “Will my family be OK when I’m gone? Should I start my own business? Is it better to leave my kids everything? Or nothing? How do I set up a charitable fund?” Together, we can find the answers.

Whatever your answer, we can help you create a financial plan to address your priorities. Over the past 34 years, I have put my experience to work for each of my clients, helping them find the best way forward to pursue the goals that truly matter.

Capabilities to Impact your life and wealth

I deliver comprehensive wealth management and focus on these areas:

• Longevity planning, including retirement income and insurance planning
• Wealth transfer strategies, including inheritance and business succession planning
• Life transition planning for marriage, divorce and loss of a loved one

Experience to guide you forward

• Senior Vice President, Wealth Management, Wealth Advisor, Portfolio Manager – PMP, UBS 2008 – present
• Branch Manager, Senior Vice President, Morgan Stanley, 2001 – 2008
• Vice-President Financial Advisor, Paine Weber, 1991 – 2000
• Municipal Bond Specialist, Halpert Oberst, 1986 – 1991

My professional achievements and education

• Series 3, 7 , 9, 10 , 31, 63, 65
• Insurance licenses Life, Health and Variable Annuities
• M.B.A. Rutgers University
• B.S. Economics, Ursinus College

Outside the office

• I live in Summit, NJ with my wife and enjoy 6 grandchildren.
• I am an avid golfer, fisherman and Giants/Yankees fan

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• MA
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• MI
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• NC
• NH
• NJ
• NM
• NV
• NY
• OK
• PA
• SC
• TN
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• VA
• VT
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My mission is to understand you and what matters most to you. I help you design and implement a customized wealth management approach that provides a path to ensure that your financial goals are achieved.

I joined UBS in 2015 and am proud to have joined a team dedicated to planning based advise. With 37 years of experience, I am well versed in the following areas:

• Covered call option writing to increase income appreciation and reduce risk
• Concentrated stock positions
• Exchange fund
• Charitable remainder trusts
• Comprehensive estate planning

I recently moved from Colts Neck to Interlaken, NJ with my wife, Mary Beth. We have three daughters: Gillian, Margaret and Erin. We are also proud parents of Penny and Jack our golden retrievers.

Experience:

• Managing Director Wealth Management, UBS 2015- present
• Managing Director, Merrill Lynch 2010-2015
• Financial Consultant, Merrill Lynch 1986- 2010

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• CA
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• CT
• FL
• GA
• IL
• MA
• MD
• MI
• MN
• MT
• NC
• NH
• NJ
• NM
• NV
• NY
• PA
• SC
• TN
• TX
• VA
• WV

What would you like to accomplish?

What's important to you?

These are the two questions I start every meeting with. Over the last several years, I've worked with high net worth and highly compensated clients developing goal driven financial plans and investment strategies for themselves, their families, and their businesses. I strive to forge trusting and long lasting relationships with every client, which was paramount to building my practice shortly after the 2008 financial crises.

Coming from a family of teachers, educating and empowering my clients to make their financial decisions with confidence is at the core of what I do.

As the CERTIFIED FINANCIAL PLANNER™ of ShorePath Wealth Management Group, I provide advice in the following areas:

• Financial Planning and Investment Strategies
• Cash-flow and Retirement Readiness Analysis
• Executive Compensation and Benefit Strategies
• Estate and Multi-generational Planning
• Business Continuity and Succession Planning
• Retirement Plans and Employee Benefits
• Charitable Giving Strategies
• Sustainable Investing Strategies

I'm a proud College of Charleston Alumni and avid supporter of the CofC Men's Rugby Team, where I played in college. I'm a current board member of the rugby alumni association's non-profit, The Lowcountry Rugby Fund, dedicated to supporting youth rugby programs and instilling the values Rugby teaches on and off the field.

When not at the office you'll find me on the golf course, running on the boardwalk, or on stage with my cover band performing throughout Monmouth County, NJ.

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Kim entered the financial services industry in 2003. After several years, deciding she would be better able to assist her broker's by getting licensed, she obtained her series 7, followed by her 66, and more recently acquired her insurance license.

As Senior Registered Client Service Associate, Kim handles all administrative needs for the team and enjoys providing their clients with the ultimate client experience. Beyond her client relationships, Kim also acts as the Branch Technology Liaison for the Manasquan, NJ Branch.

Originally from New York, Kim now resides in Toms River, and is a proud mother of three and grandmother of four.

Kathleen started in the financial services industry in 1999 as a cashier. After several years, she decided she wanted to work more directly with the clients and meeting their needs so she moved to the client service side of the business.

Kathleen handles all administrative needs for the team. She is dedicated to assisting her Financial Advisors and providing the clients with the best service we have to offer.

Born and raised in Pennsylvania, Kathleen now resides in Jackson with her husband, two daughters and their dog.