How can you pursue what matters most?

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

woman telescope

Shoba Sriaiyer

I have experience in the largest capital markets of the world. Tokyo and New York. I moved with Goldman Sachs from Japan to New York to pursue a role in management and gained experience as a Financial Advisor with UBS and Merrill Lynch.

  • Consultative client experience gives me a valued edge to create & implement sophisticated Financial Planning, Wealth Management solutions  strategies, with a focus on fee-based, non-proprietary solutions as appropriate.
  • I have managed complex financial issues of families & corporations including tax-effective, intergenerational Wealth Transfers & Business Succession planning. I have evaluated Money Managers, Hedge Fund Managers & Private Equity Managers to ensure best practices and review for Retirement Plans of several small & mid-size companies.
  • Numerous organizations have invited me to speak on, participate in panels on finance related topics, women's empowerment.

Non Profits:

  • I founded and run a WA state non-profit called Act Now Mantra which is a grassroots organization with the mission of building an Inclusive Society - we put together several high quality programs attracting a diverse audience.
  • I have served as the Executive Vice President of NAWMBA Seattle (National Association of Women MBAs). It is dedicated to propelling women MBA students and professionals into leadership positions in business.
  • I was the Program Chair for the erstwhile Women's Business Exchange for 3 years. Created and ran very successful educational and networking events. 
  • By way of artistic pursuits - I volunteer at the American Contemporary Theatre and at Tasveer.
  • For Veterans - I mentor individuals transitioning to new careers through American Corporate Partners.

I am fluent in English, Japanese, Hindi, Tamil, and Malayalam and rudimentary Telugu helps me relate and listen better to my clients' needs.

My husband and I enjoy the performing arts, adventure activities, travel, dogs and cooking. I love Sanskrit and Yoga.

CA Insurance License 0E02407

Registered States:
  • CA
  • CO
  • CT
  • FL
  • MN
  • NJ
  • NY
  • TX
  • WA


  • MA Economics, Gokhale Institute of Politics and Economics
  • Exchange program participant, Manchester Business School
  • MBA, International University of Japan
925 Fourth Avenue
31st and 32nd Floors
Seattle, WA 98104
  • (206) 447-2402

Email Me

Defining your priorities. Pursuing what matters.

Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

Our Philosophy

Our Philosophy

Accessing resources. Delivering solutions.

Accessing resources. Delivering solutions.


Investment management

Global Wealth Report 2024

Crafted wealth intelligence

Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

Gain additional insights into the trends shaping wealth in the US and around the world.

Download the report

A leader in wealth management

Backed by the strength of our parent company, UBS AG

$5.8+ trn

UBS Group invested assets
As of 03/31/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager