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Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Connie Hong Cheng Profile Photo

    Connie Hong Cheng

    Managing Director–Wealth Management

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    • AR
    • AZ
    • CA
    • CT
    • FL
    • HI
    • IL
    • MA
    • MD
    • MI
    • MN
    • MO
    • NC
    • NJ
    • NV
    • NY
    • OR
    • PA
    • PR
    • SC
    • SD
    • TX
    • VA
    • WA

    Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 28 years with over 26 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese. 


    California Insurance License 0C48353.

        • International Private Wealth Advisor
        • CERTIFIED FINANCIAL PLANNER®
        305 Lytton Ave
        Palo Alto, CA 94301
        connie.cheng@ubs.com
        Connie Hong Cheng
        305 Lytton Ave,Palo Alto,CA,94301
      • James Shea Profile Photo

        James Shea

        Managing Director–Wealth Management

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        • AR
        • AZ
        • CA
        • CT
        • FL
        • GA
        • HI
        • IL
        • MA
        • MD
        • MI
        • MN
        • MO
        • MT
        • NC
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • SD
        • TX
        • VA
        • WA

        James is a Private Wealth Advisor - International and has been with UBS continuously for over 40 years. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Senior Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Accounting/Finance.

        California Insurance License 0A22710.

            • International Private Wealth Advisor
            • CERTIFIED FINANCIAL PLANNER®
            • Senior Portfolio Manager
            305 Lytton Ave
            Palo Alto, CA 94301
            james.shea@ubs.com
            James Shea
            305 Lytton Ave,Palo Alto,CA,94301
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            Michael Calgaro

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                    1285 Avenue Of The Americas
                    New York, NY 10019
                    michael.calgaro@ubs.com
                    Michael Calgaro
                    1285 Avenue Of The Americas,New York,NY,10019
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                    Wing Sze Wincy Yung

                    Authorized Officer

                    Senior Client Associate

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                    • AR
                    • AZ
                    • CA
                    • CT
                    • FL
                    • GA
                    • HI
                    • IL
                    • MA
                    • MD
                    • MI
                    • MN
                    • NC
                    • NJ
                    • NV
                    • NY
                    • OR
                    • PA
                    • SC
                    • SD
                    • TX
                    • VA
                    • WA

                          305 Lytton Ave
                          Palo Alto, CA 94301
                          wincyw.yung@ubs.com
                          Wing Sze Wincy Yung
                          305 Lytton Ave,Palo Alto,CA,94301
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                          Yan Huang

                          Authorized Officer

                          Senior Wealth Strategy Associate

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                          • AR
                          • AZ
                          • CA
                          • CT
                          • FL
                          • GA
                          • HI
                          • IL
                          • MA
                          • MD
                          • MI
                          • MN
                          • MT
                          • NC
                          • NJ
                          • NV
                          • NY
                          • OR
                          • PA
                          • PR
                          • SC
                          • SD
                          • TX
                          • VA
                          • WA

                                305 Lytton Ave
                                Palo Alto, CA 94301
                                yan.huang@ubs.com
                                Yan Huang
                                305 Lytton Ave,Palo Alto,CA,94301

                              Our advice will always reflect our understanding of the global marketplace and the opportunities UBS, as one of the world's largest wealth management firms can offer. Our relationships, though, will always be personal, focused on you, your local community and on all that matters to your family and the future you're building.

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                              Navigating opportunities across your enterprise

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                              Turn possibilities into a plan

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                              ElectionWatch 2024

                              24 questions for the '24 US election

                              Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

                              The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

                              Download the report

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