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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Connie Hong Cheng Profile Photo

    Connie Hong Cheng

    Managing Director–Wealth Management

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    • AR
    • AZ
    • CA
    • CT
    • FL
    • HI
    • IL
    • MA
    • MD
    • MI
    • MN
    • MO
    • NC
    • NJ
    • NV
    • NY
    • OR
    • PA
    • PR
    • SC
    • SD
    • TX
    • VA
    • WA

    Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 28 years with over 26 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese. 


    California Insurance License 0C48353.

        • International Private Wealth Advisor
        • CERTIFIED FINANCIAL PLANNER®
        305 Lytton Ave
        Palo Alto, CA 94301
        connie.cheng@ubs.com
        Connie Hong Cheng
        305 Lytton Ave,Palo Alto,CA,94301
      • James Shea Profile Photo

        James Shea

        Managing Director–Wealth Management

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        • AR
        • AZ
        • CA
        • CT
        • FL
        • GA
        • HI
        • IL
        • MA
        • MD
        • MI
        • MN
        • MO
        • MT
        • NC
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • SD
        • TX
        • VA
        • WA

        James is a Private Wealth Advisor - International and has been with UBS continuously for over 40 years. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Senior Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Accounting/Finance.

        California Insurance License 0A22710.

            • International Private Wealth Advisor
            • CERTIFIED FINANCIAL PLANNER®
            • Senior Portfolio Manager
            305 Lytton Ave
            Palo Alto, CA 94301
            james.shea@ubs.com
            James Shea
            305 Lytton Ave,Palo Alto,CA,94301
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            Michael Calgaro

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                    1285 Avenue Of The Americas
                    New York, NY 10019
                    michael.calgaro@ubs.com
                    Michael Calgaro
                    1285 Avenue Of The Americas,New York,NY,10019
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                    Wing Sze Wincy Yung

                    Authorized Officer

                    Senior Client Associate

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                    • AR
                    • AZ
                    • CA
                    • CT
                    • FL
                    • GA
                    • HI
                    • IL
                    • MA
                    • MD
                    • MI
                    • MN
                    • NC
                    • NJ
                    • NV
                    • NY
                    • OR
                    • PA
                    • SC
                    • SD
                    • TX
                    • VA
                    • WA

                          305 Lytton Ave
                          Palo Alto, CA 94301
                          wincyw.yung@ubs.com
                          Wing Sze Wincy Yung
                          305 Lytton Ave,Palo Alto,CA,94301
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                          Yan Huang

                          Authorized Officer

                          Senior Wealth Strategy Associate

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                          • AR
                          • AZ
                          • CA
                          • CT
                          • FL
                          • GA
                          • HI
                          • IL
                          • MA
                          • MD
                          • MI
                          • MN
                          • MT
                          • NC
                          • NJ
                          • NV
                          • NY
                          • OR
                          • PA
                          • PR
                          • SC
                          • SD
                          • TX
                          • VA
                          • WA

                                305 Lytton Ave
                                Palo Alto, CA 94301
                                yan.huang@ubs.com
                                Yan Huang
                                305 Lytton Ave,Palo Alto,CA,94301

                              Our advice will always reflect our understanding of the global marketplace and the opportunities UBS, as one of the world's largest wealth management firms can offer. Our relationships, though, will always be personal, focused on you, your local community and on all that matters to your family and the future you're building.

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                              Advice for business owners & entrepreneurs

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                              Navigating opportunities across your enterprise

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                              Turn possibilities into a plan

                              UBS Year Ahead 2025

                              Roaring 20s: The next stage

                              Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

                              A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

                              Read the report

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                              Backed by the strength of our parent company, UBS AG

                              $5.9+ trn

                              UBS Group invested assets
                              As of 06/30/2024

                              51 countries

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