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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Shawn Shafer

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
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    • OK
    • OR
    • PA
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    • WY

    Began career with Morgan Stanley Dean Witter in 1998.  Joined UBS Financial Services in 2011.

    BA in Business Management and Systems from California State University, Northridge-1996

      • California State University, Northridge, BA in Business Management and Systems
        15260 Ventura Blvd
        Suite 1800
        Sherman Oaks, CA 91403
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        Steven Miller

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AR
        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • HI
        • IA
        • ID
        • IL
        • IN
        • KS
        • KY
        • MA
        • MD
        • ME
        • MI
        • MN
        • MO
        • MS
        • MT
        • NC
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OK
        • OR
        • PA
        • RI
        • SC
        • SD
        • TN
        • TX
        • UT
        • VA
        • WA
        • WY

        Started with Morgan Stanley Dean Witter in 1997 as a financial advisor. Joined UBS in 2011.

        BA in Business Economics from the University of California, Santa Barbara-1986

        MBA from Pepperdine University-1989

        Certificate for Investment Consulting from The Wharton School at the University of Pennsylvania-2007

        Assistant Scout Master with the Boy Scouts of America-2004 to present

          • University of California, Santa Barbara, BA in Business Economics
          • Pepperdine University, MBA
            15260 Ventura Blvd
            Suite 1800
            Sherman Oaks, CA 91403
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            James Forsyth

            Senior Vice President–Wealth Management

            Financial Advisor

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            • AZ
            • CA
            • CO
            • CT
            • DC
            • DE
            • FL
            • GA
            • HI
            • IA
            • ID
            • IL
            • IN
            • KS
            • KY
            • MA
            • MD
            • ME
            • MI
            • MN
            • MO
            • MS
            • MT
            • NC
            • NH
            • NJ
            • NM
            • NV
            • NY
            • OH
            • OK
            • OR
            • PA
            • RI
            • SC
            • SD
            • TN
            • TX
            • UT
            • VA
            • WA
            • WY

            Began career with Morgan Stanley Dean Witter in 1997 as a Financial Advisor.  Joined UBS in 2011

            BA in Economics from California State University, Northridge.

            Volunteer at CSUN and AYSO, as well as supporting numerous local charities.

              • California State University, Northridge, BA in Economics
                15260 Ventura Blvd
                Suite 1800
                Sherman Oaks, CA 91403

              The circular economy: What is it?

              Retirement planning

              Retirement planning

              Multigenerational planning

              Multigenerational planning

              Legacy—Wealth for others

              For needs that go beyond your own—to help you improve the lives of others

              What will your legacy be?
              It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

              Learn more at ubs.com/wealthway.

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              As of 06/30/2022

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