Lasting relationships. For all that matters

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David is a Senior Portfolio Manager and Senior VP of Wealth Management at UBS Financial Services.

As a Financial Advisor and a CERTIFIED FINANCIAL PLANNER™, CFP®, David is passionate about providing holistic guidance on customized succession planning solutions for high net worth and ultra high net worth individuals to realize their financial goals and dreams.

David leads the successful Sentinel Wealth Consulting Group team of nine members offering over 100 years of experience in the financial service industry and managing over 900 million in assets. David positions clients to achieve financial security by providing solid financial advice and coaching them through life’s challenges and goals.

David has over thirty two years of industry experience working at Smith Barney and its predecessor firms, joining UBS in 2009. He received his Wealth Advisor designation in 2012. He offers services in investment planning, retirement planning and strategic business transition planning to individuals and business owner executives. David also works closely with corporate plan sponsors and third party administrators to offer retirement solutions and planning for business owners. One of his strengths is working with business owners in partnership with the business development group and wealth management to provide solutions. He also works with executives and individuals of private foundations to assist them with charitable giving and trust solutions.

David is a trap shooter involved in competing at state and national tournaments - a passion he developed with his father, a Hall of Fame shooter. He owns and operates a small vineyard making wine as a hobby. In addition, he greatly enjoys music, literature and cars. David can often be found working on his classic 1967 Camaro. David lives in Alamo, California with his wife Kimberly and his college bound daughter Alexandra.

CA Insurance # 0A51047

• Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

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As a CERTIFIED FINANCIAL PLANNER™, CFP®, Rob specializes in providing investment, retirement and college planning services to individuals. For institutions, he offers extensive experience in business financing, corporate retirement plans (such as 401(k), defined benefit and deferred compensation). Rob is authorized to provide Retirement Plan Consulting services- an expanded level of services to help 401(k) plans sponsors meet fiduciary and employee retirement plan obligations. Rob provides sponsors with forward-looking advice and a roadmap for managing plan complexity. Rob will customize the process to help sponsors implement sound governance, optimize plan health, and prepare employees for life beyond retirement. Rob is one of approximately 500 Financial Advisors at UBS who are authorized to provide Retirement Plan Consultant Services to their clients.

He is a proud graduate of San Ramon Valley High in Danville and the University of Arizona, Tucson, Arizona. Rob and his wife Jenny have worked to raise thousands of dollars for the Cancer Support Community of the Bay Area through various fundraisers hosted both at their home and places of business. Additionally, Rob is active with youth in the area as a volunteer coach in the Walnut Creek Soccer Club for the last several years.

CA Insurance #0B94152

• Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Joseph is a CERTIFIED FINANCIAL PLANNER™, CFP®, College for Financial Planning and a Certified Investment Management Analyst® (CIMA®),Wharton School of Finance, specializing in Planning, Advisory Services and Investment Management. He has been providing customized financial guidance since 1992. Joseph grew up in the Bay Area and is a graduate of California State University, Sacramento where he earned his B.S. Degree in Finance and minor in Economics. Joseph lives in Dublin, CA with his wife, Kimberley. When not traveling to see his three sons, he enjoys traveling, golfing and hiking with Kimberley.

CA Insurance #0B05782

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Bob works closely with entrepreneurs and business owners who are looking to manage their operations more efficiently. With over 18 years of experience between Merrill Lynch and UBS, Bob enjoys working with the UBS Business Development Group giving owners options in their business.  Bob and the Sentinel Team are also able to assist corporate retirement plan sponsors examine opportunities in the marketplace and discuss solutions.

In addition, with his Sentinel Team partners, Bob enjoys interacting with private foundation sponsors and nonprofit foundation executives to help provide solutions to the complex world of charitable giving.

Bob's free time is spent in and around his home in Reno. Highly involved in community affairs, he is a member of several organizations focused on local issues affecting his local community.

Bob received his Bachelor of Science in Commerce from the University of Santa Clara in 1985.

NV Insurance #0D09644

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Laurelle began her career in the financial services industry in 1996 at Smith Barney as an operations associate. During this career, she has worked as a Client Service Associate up on to the Service Manager for an entire Complex. Her primary tasks involve handling the daily operational and administrative matters for the team's clients. As such, her core focus is exceptional client service. In her free time, Laurelle enjoys spending time outdoors and baking.

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Kelly began her career at UBS Financial Services, Inc in 2006 as a Branch Service Associate. After four years of learning the business, she was promoted to Assistant Operations Manager in 2010 and Operations Manager by 2013 where she supervised the day-to-day operations & trading functions. After several successful years taking on progressively larger roles, she transitioned careers as a Processing Center Manager in 2016 where she managed operations-related client issues and transactions.

Aside from all-things UBS, Kelly loves spending time with her husband and son, Randy and Kylan. They currently reside in the East Bay. In their free time, the three are often visiting family, exploring theme parks, or trying out new recipes.

CA Insurance # 0I12770

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Rupal brings 24 years of industry experience with an extensive knowledge of the financial services industry.

She began her career at Smith Barney in 2000 as a client service associate. Later, she joined UBS in 2009. In her current role, she assists in advisory operations and research, supports client reporting and reviews, manages marketing, and alternative investment enrollment for the team. Her dedication is building client relationships, trust, and delivering client-centric solutions. She earned her undergraduate degree in Electronics and resides in the East Bay. In her free time, she enjoys travel, yoga, and social & cultural activities in the community.

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Aaron is a Financial Advisor and the newest member of the Sentinel Wealth Consulting Group at UBS Financial Services.

Aaron is passionate about providing nuanced and individualized planning solutions for families and individuals in transition points of their life. Aaron leads the Financial Planning portion of the Sentinel Wealth Consulting Group, a team that consists of eight members with over 100 years of experience in the Financial Service Industry.

He offers services in investment planning, retirement planning, and strategic business transitions from a goals-based approach. One of his strengths is working with families and business owners in connecting them at UBS to provide solutions throughout their lifetime.

When not in the office, Aaron has lately been spending time playing soccer. In addition, he would love to talk an ear off about outer space, and he never turns down an offered book.

CA Insurance #0M99212

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.