Let's move forward. Together.

Sean B. Thompson

First Vice President–Wealth Management

Financial Advisor

Sean has over 15 years of investment experience and is a First Vice President with UBS. He holds the Series 7, 66, and 9 & 10 securities licenses as well as Life, Accident, and Health Insurance licenses.

Sean attended the University of Miami on both academic and football scholarships, and graduated with a B.S. in mechanical engineering.  While attending the University of Miami, Sean was a member of two national championship teams.  He currently lives in South Florida with his wife and two children.

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • RI
  • SC
  • TN
  • TX
  • VA
  • VT
  • WA
  • WI

Education

  • B.S. in Mechanical Engineering, University of Miami

Financial planning
Estate planning strategies
Custom portfolios
401(k) plan services
Banking
Professional athletes
Business Owners
Entrepreneurs
1337 Tilton Road
Northfield, NJ 08225
  • (609) 677-2265

Email Me

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

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  • Sean Thompson

    Sean Thompson

    First Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • VA
    • VT
    • WA
    • WI

    Sean has over 15 years of investment experience and is a First Vice President with UBS. He holds the Series 7, 66, and 9 & 10 securities licenses as well as Life, Accident, and Health Insurance licenses.

    Sean attended the University of Miami on both academic and football scholarships, and graduated with a B.S. in mechanical engineering.  While attending the University of Miami, Sean was a member of two national championship teams.  He currently lives in South Florida with his wife and two children.

      • University of Miami, B.S. in Mechanical Engineering
        Banking
        Financial planning
        Professional athletes
        Asset allocation
        401(k) plan services
        Business owners
        Entrepreneurs
        Corporate executives
        1337 Tilton Road
        Northfield, NJ 08225
      • Brett Hina

        Brett Hina

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • HI
        • IL
        • IN
        • KS
        • KY
        • LA
        • MA
        • MD
        • ME
        • MI
        • MN
        • MO
        • MS
        • MT
        • NC
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OR
        • PA
        • RI
        • SC
        • TN
        • TX
        • VA
        • VT
        • WA

        Brett has over 25 years of investment experience and is a Senior Vice President and Senior Portfolio Manager with UBS. He has worked at UBS for 17 years and has held several leadership roles at the firm.

        Brett graduated from the Wharton Business School at the University of Pennsylvania, with a dual concentration in Management and Marketing (Bachelors in Business Administration). He has a Masters in Liberal Arts from the University of Pennsylvania and completed his Capstone research project on Economic History. In addition, Brett has an MBA from Saint Joseph's University. Brett has numerous industry credentials – he obtained the Certified Investment Management Analyst (CIMA®) certification while attending a program at Wharton and the Certified Private Wealth Analyst (CPWA®) certification from Yale University. Further, Brett acquired the Certified Retirement Plan Specialist (CRPS®) certification from the College of Financial Planning. Brett is also a Retirement Plan Consultant and has completed the UBS Wealth Advisor Program.

        Brett holds Series 7, 9, 10, 63 and 65 securities licenses and is a member of the Investment and Wealth Institute. Outside the office, Brett is an avid runner. He has completed dozens of marathons and other distance races.

        • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

        • Wharton Business School at the University of Pennsylvania, Management and Marketing (Bachelors in Business Administration)
        • University of Pennsylvania, Masters in Liberal Arts
        • Saint Joseph's University, MBA
        • Certified Investment Management Analyst®
        • Senior Portfolio Manager
        • Retirement Plan Consultant
        Financial planning
        Retirement planning
        Estate planning strategies
        Custom portfolios
        Retirement Plan consulting
        Business owners
        Entrepreneurs
        Corporate executives
        1735 Market Street
        Mellon Bank Center
        Philadelphia, PA 19103
      • Daniel Gottlieb

        Daniel Gottlieb

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • HI
        • IL
        • IN
        • KS
        • KY
        • LA
        • MA
        • MD
        • ME
        • MI
        • MN
        • MO
        • MS
        • MT
        • NC
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OR
        • PA
        • RI
        • SC
        • TN
        • TX
        • VA
        • VT
        • WA
        • WI

        Dan Gottlieb has over 30 years experience in the financial services industry. Mr. Gottlieb and his team provide investment and multi-generational wealth management consulting services to Ultra High Net Worth families, senior executives and founders of public and private companies, family offices and foundations. His team's two business focuses are on Private Wealth Management and Corporate Executive Services. Mr. Gottlieb received a BS from The Whittemore School of Business and Economics at the University of New Hampshire in 1978. Dan serves on the Board of Directors and is Vice President of A Work in Progress Foundation.

          • The Whittemore School of Business and Economics at the University of New Hampshire, BS, Economics
            Lending services
            Securities-backed lending
            Financial planning
            Education planning
            Estate planning strategies
            Multi-generational families
            Business owners
            Corporate executives
            1337 Tilton Road
            Northfield, NJ 08225
          • Gregory Gottlieb

            Gregory Gottlieb

            Financial Advisor

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            • AK
            • AL
            • AR
            • AZ
            • CA
            • CO
            • CT
            • DC
            • DE
            • FL
            • GA
            • HI
            • IA
            • ID
            • IL
            • IN
            • KS
            • KY
            • LA
            • MA
            • MD
            • ME
            • MI
            • MN
            • MO
            • MS
            • MT
            • NC
            • ND
            • NE
            • NH
            • NJ
            • NM
            • NV
            • NY
            • OH
            • OK
            • OR
            • PA
            • PR
            • RI
            • SC
            • SD
            • TN
            • TX
            • UT
            • VA
            • VI
            • VT
            • WA
            • WI
            • WV
            • WY

            After graduating from the University of New Hampshire’s Paul College of Business & Economics in 2015, Gregory embarked on a successful career in the luxury hotel industry. That journey began at one of the most distinguished language immersion programs in the world at Middlebury College’s School of Mandarin Chinese. From there, Gregory deepened his experience with the Chinese language and culture by working abroad in Chengdu, Sichuan – one of the fastest-growing capital cities in the world. Finally, Gregory brought these enriching experiences back to the United States and enjoyed several years in senior-level management roles for two world-class owner-operators in Las Vegas, Boston, and most recently, New York City.

            During that time, Gregory completed the Real Estate and Asset Management program offered by Cornell Executive Education. He is now a candidate for the Certified Financial Planner (CFP®) certification, the industry standard-of-excellence in financial planning.

            Gregory’s transition into Wealth Management was inspired by his enthusiasm for providing a unique and impactful service experience and by his admiration for the trust his father, Daniel, has earned from his clients over a nearly 40-year career in the business. Gregory spent his first year at UBS serving clients of the UBS Wealth Advice Center. He joined the UBS Cornerstone Group as a Financial Advisor in 2021.

            Gregory holds his SIE, Series 7, and Series 66 securities licenses and is a member of the Investment and Wealth Institute.

            Gregory resides just steps away from Wall Street in Manhattan’s Financial District with his girlfriend, Christine. Outside the office, Gregory enjoys golfing, surfing, and can be found most mornings at Barry’s Bootcamp.

              • University of New Hampshire, BS, Business Administration
              • Cornell Executive Education, Certificate, Real Estate and Asset Management
              • Middlebury College, Certificate, Mandarin Chinese
                Financial planning
                Exit planning
                Business succession
                Alternative investments
                401(k) plan services
                Sustainable investing
                Impact investing
                Multi-generational families
                1285 6th Ave.
                New York, NY 10019
              • Lisa Ruela

                Lisa Ruela

                Senior Client Associate

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                • FL
                • NC
                • NJ
                • PA

                Lisa has over 20 years of industry experience. She is responsible for the team's administrative responsibilities. Lisa is a graduate of Montclair State University with a degree in Economics. She lives in Manahawkin, NJ with her husband John and their son John.

                  • Montclair State University, Economics
                    1337 Tilton Road
                    Northfield, NJ 08225
                  • Sara Moyer

                    Sara Moyer

                    Senior Client Associate

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                    • CA
                    • CO
                    • CT
                    • DE
                    • FL
                    • GA
                    • IL
                    • KY
                    • MA
                    • MD
                    • MO
                    • NC
                    • NH
                    • NJ
                    • NV
                    • NY
                    • OH
                    • PA
                    • RI
                    • SC
                    • TN
                    • TX
                    • VA
                    • WA

                          101 West Elm Street
                          Suite 200
                          Conshohocken, PA 19428

                        The Year Ahead - Sustainable Investing

                        Retirement planning

                        Retirement planning

                        Multigenerational planning

                        Multigenerational planning

                        Legacy—Wealth for others

                        For needs that go beyond your own—to help you improve the lives of others

                        What will your legacy be?
                        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                        Learn more at ubs.com/wealthway.

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                        $2.8 trillion

                        In invested assets globally 
                        As of 06/30/2022

                        51 countries

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