Let's move forward. Together.

Sean B. Thompson

First Vice President–Wealth Management

Financial Advisor

Sean has over 18  years of investment experience and is a First Vice President and Portfolio Manager with UBS. He has worked at UBS for the entirety of his Wealth Management career.

Sean’s portfolio management process is strategic for the long-term, but incorporates tactical strategies that take into account changing market conditions. Sean emphasizes a needs-based approach that focuses on asset allocation, diversification, and risk management. He is committed to helping individuals and businesses plan, construct and manage their financial futures.

Sean holds the Series 7, 9, 10 and 66 securities licenses as well as Life, Accident and Health Insurance licenses.

Sean attended the University of Miami on both academic and football scholarships, graduating with a Bachelor’s Degree in Mechanical Engineering. While attending the University of Miami, Sean was also a member of two national championship football teams.

Sean spends his time between Southern New Jersey and Palm Beach County, Florida. He lives with his wife and two children. Outside the office, Sean enjoys Golf and staying active with his local alumni chapter.

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • DC
  • DE
  • FL
  • GA
  • HI
  • MA
  • MD
  • ME
  • MI
  • MT
  • NC
  • NH
  • NJ
  • NV
  • NY
  • OH
  • PA
  • RI
  • SC
  • TX
  • VA
  • VT

Education

  • B.S. in Mechanical Engineering, University of Miami

Financial planning
Estate planning strategies
Custom portfolios
401(k) plan services
Banking
Professional athletes
Business Owners
Entrepreneurs
Home Worker FL
Home Worker FL, FL 000
  • (609) 677-2265

Email Me

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

father son handshake

  • Sean Thompson

    Sean Thompson

    First Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AR
    • AZ
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • HI
    • MA
    • MD
    • ME
    • MI
    • MT
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OH
    • PA
    • RI
    • SC
    • TX
    • VA
    • VT

    Sean has over 15 years of investment experience and is a First Vice President with UBS. He holds the Series 7, 66, and 9 & 10 securities licenses as well as Life, Accident, and Health Insurance licenses.

    Sean attended the University of Miami on both academic and football scholarships, and graduated with a B.S. in mechanical engineering.  While attending the University of Miami, Sean was a member of two national championship teams.  He currently lives in South Florida with his wife and two children.

    • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • University of Miami, B.S. in Mechanical Engineering
      Banking
      Financial planning
      Professional athletes
      Asset allocation
      401(k) plan services
      Business owners
      Entrepreneurs
      Corporate executives
      Home Worker FL
      Home Worker FL, FL 000
      sean.thompson@ubs.com
      Sean Thompson
      Home Worker FL,Home Worker FL,FL,000
    • Brett Hina

      Brett Hina

      Senior Vice President–Wealth Management

      Financial Advisor

      • image
      • image
      • image
      • AZ
      • CA
      • CO
      • DC
      • DE
      • FL
      • GA
      • HI
      • IL
      • IN
      • MA
      • MD
      • ME
      • MI
      • MT
      • NC
      • NH
      • NJ
      • NV
      • NY
      • OH
      • OR
      • PA
      • RI
      • SC
      • TN
      • TX
      • VA
      • VT

      Brett has over 25 years of investment experience and is a Senior Vice President and Senior Portfolio Manager with UBS. He has worked at UBS for 17 years and has held several leadership roles at the firm.

      Brett graduated from the Wharton Business School at the University of Pennsylvania, with a dual concentration in Management and Marketing (Bachelors in Business Administration). He has a Masters in Liberal Arts from the University of Pennsylvania and completed his Capstone research project on Economic History. In addition, Brett has an MBA from Saint Joseph's University. Brett has numerous industry credentials – he obtained the Certified Investment Management Analyst (CIMA®) certification while attending a program at Wharton and the Certified Private Wealth Analyst (CPWA®) certification from Yale University. Further, Brett acquired the Certified Retirement Plan Specialist (CRPS®) certification from the College of Financial Planning. Brett is also a Retirement Plan Consultant and has completed the UBS Wealth Advisor Program.

      Brett holds Series 7, 9, 10, 63 and 65 securities licenses and is a member of the Investment and Wealth Institute. Outside the office, Brett is an avid runner. He has completed dozens of marathons and other distance races.

      • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
      • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

      • Wharton Business School at the University of Pennsylvania, Management and Marketing (Bachelors in Business Administration)
      • University of Pennsylvania, Masters in Liberal Arts
      • Saint Joseph's University, MBA
      • Certified Investment Management Analyst®
      • Senior Portfolio Manager
      • Retirement Plan Consultant
      Financial planning
      Retirement planning
      Estate planning strategies
      Custom portfolios
      Retirement Plan consulting
      Business owners
      Entrepreneurs
      Corporate executives
      1735 Market Street
      Mellon Bank Center
      Philadelphia, PA 19103
      CornerstoneWM@ubs.com
      Brett Hina
      1735 Market Street,Philadelphia,PA,19103
    • Daniel Gottlieb

      Daniel Gottlieb

      Senior Vice President–Wealth Management

      Financial Advisor

      • image
      • image
      • image
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • HI
      • MA
      • MD
      • ME
      • MI
      • MT
      • NC
      • NH
      • NJ
      • NV
      • NY
      • PA
      • RI
      • SC
      • TX
      • VA
      • VT

      Dan Gottlieb has over 30 years experience in the financial services industry. Mr. Gottlieb and his team provide investment and multi-generational wealth management consulting services to Ultra High Net Worth families, senior executives and founders of public and private companies, family offices and foundations. His team's two business focuses are on Private Wealth Management and Corporate Executive Services. Mr. Gottlieb received a BS from The Whittemore School of Business and Economics at the University of New Hampshire in 1978. Dan serves on the Board of Directors and is Vice President of A Work in Progress Foundation.

      • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

      • The Whittemore School of Business and Economics at the University of New Hampshire, BS, Economics
        Lending services
        Securities-backed lending
        Financial planning
        Education planning
        Estate planning strategies
        Multi-generational families
        Business owners
        Corporate executives
        1337 Tilton Road
        Northfield, NJ 08225
        daniel.gottlieb@ubs.com
        Daniel Gottlieb
        1337 Tilton Road,Northfield,NJ,08225
      • Gregory Gottlieb

        Gregory Gottlieb

        Financial Advisor

        • image
        • image
        • image
        • AZ
        • CA
        • CO
        • DC
        • DE
        • FL
        • GA
        • HI
        • MA
        • MD
        • ME
        • MI
        • MT
        • NC
        • NH
        • NJ
        • NV
        • NY
        • PA
        • RI
        • SC
        • TX
        • VA
        • VT

        After graduating from the University of New Hampshire’s Paul College of Business & Economics in 2015, Gregory embarked on a successful career in the luxury hotel industry. That journey began at one of the most distinguished language immersion programs in the world at Middlebury College’s School of Mandarin Chinese. From there, Gregory deepened his experience with the Chinese language and culture by working abroad in Chengdu, Sichuan – one of the fastest-growing capital cities in the world. Finally, Gregory brought these enriching experiences back to the United States and enjoyed several years in senior-level management roles for two world-class owner-operators in Las Vegas, Boston, and most recently, New York City.

        During that time, Gregory completed the Real Estate and Asset Management program offered by Cornell Executive Education. He is now a candidate for the Certified Financial Planner (CFP®) certification, the industry standard-of-excellence in financial planning.

        Gregory’s transition into Wealth Management was inspired by his enthusiasm for providing a unique and impactful service experience and by his admiration for the trust his father, Daniel, has earned from his clients over a nearly 40-year career in the business. Gregory spent his first year at UBS serving clients of the UBS Wealth Advice Center. He joined the UBS Cornerstone Group as a Financial Advisor in 2021.

        Gregory holds his SIE, Series 7, and Series 66 securities licenses and is a member of the Investment and Wealth Institute.

        Gregory resides just steps away from Wall Street in Manhattan’s Financial District with his girlfriend, Christine. Outside the office, Gregory enjoys golfing, surfing, and can be found most mornings at Barry’s Bootcamp.

          • University of New Hampshire, BS, Business Administration
          • Cornell Executive Education, Certificate, Real Estate and Asset Management
          • Middlebury College, Certificate, Mandarin Chinese
            Financial planning
            Exit planning
            Business succession
            Alternative investments
            401(k) plan services
            Sustainable investing
            Impact investing
            Multi-generational families
            1285 6th Ave.
            New York, NY 10019
            gregory.gottlieb@ubs.com
            Gregory Gottlieb
            1285 6th Ave.,New York,NY,10019
          • Lisa Ruela

            Lisa Ruela

            Senior Client Associate

            • image
            • image
            • FL
            • NC
            • NJ
            • PA

            Lisa has over 20 years of industry experience. She is responsible for the team's administrative responsibilities. Lisa is a graduate of Montclair State University with a degree in Economics. She lives in Manahawkin, NJ with her husband John and their son John.

              • Montclair State University, Economics
                1337 Tilton Road
                Northfield, NJ 08225
                lisa.ruela@ubs.com
                Lisa Ruela
                1337 Tilton Road,Northfield,NJ,08225
              • Sara Moyer

                Sara Moyer

                Senior Client Associate

                • image
                • image
                • CA
                • CO
                • CT
                • DE
                • FL
                • GA
                • IL
                • KY
                • LA
                • MA
                • MD
                • MO
                • NC
                • ND
                • NH
                • NJ
                • NV
                • NY
                • OH
                • OR
                • PA
                • RI
                • SC
                • TN
                • TX
                • VA
                • VT
                • WA
                • WY

                Sara has been in the financial services industry for nearly 15 years working alongside Financial Advisors and their clients. Her attention to detail and commitment to providing exceptional customer service is second to none, making her an integral part of the team.

                Sara has earned her Series 7, 66, & 31 as well as Life, Health and Disability Insurance licenses. She is a 2006 graduate from Bloomsburg University and graduated with a B.S. in Marketing. Sara resides in Harleysville, PA with her husband Rich, daughter Reese, and new baby boy Colton.

                      101 West Elm Street
                      Suite 200
                      Conshohocken, PA 19428
                      sara.moyer@ubs.com
                      Sara Moyer
                      101 West Elm Street,Conshohocken,PA,19428

                    Why does A.I. in space matter?

                    Outlook on interest rates

                    Tree

                    UBS and Credit Suisse—stronger than ever

                    Global Wealth Report 2024

                    Crafted wealth intelligence

                    Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

                    Gain additional insights into the trends shaping wealth in the US and around the world.

                    Download the report

                    A leader in wealth management

                    Backed by the strength of our parent company, UBS AG

                    $5.8+ trn

                    UBS Group invested assets
                    As of 03/31/2024

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a leading and truly global wealth manager

                    Insights