Financial continuity for your family’s life-changing events

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Our team is committed to making a real impact in the lives of successful families like yours. Our goals-based approach to wealth management helps ensure we deliver thoughtful financial planning and investment solutions for all aspects of your financial life.

With more than 30 years of experience, we specifically focus on helping our clients navigate significant life events and financial transitions. Our team will be by your side every step of the way, whether you are selling your business, retiring, taking your company public, navigating a divorce or death of a beloved spouse. We will facilitate your ability to make smarter decisions with your money by addressing life’s biggest financial concerns such as protecting your wealth, mitigating taxes and supporting the philanthropic causes you care about.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Roger Shuster Profile Photo

    Roger Shuster

    Senior Vice President–Wealth Management

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • IA
    • ID
    • IL
    • IN
    • LA
    • MA
    • MD
    • ME
    • NC
    • NY
    • OH
    • OR
    • PA
    • SC
    • TN
    • TX
    • VA
    • WA
    • WI
    • WV
    Roger offers over 28 years of experience in the wealth management business and achieved a distinguished career by putting clients' interest first and providing exceptional advice through all stock and bond market cycles. Prior to joining UBS, he worked for Smith Barney. He has been a member of the Chairman's circle of Excellence at his predecessor firm. Roger received a bachelor's degree in finance and accounting from the University of Wisconsin in Madison and also hold the designation of Senior Portfolio Manager. Roger and his wife, Lisa, have three children.

      • University of Wisconsin in Madison, Finance and Accounting
      • Senior Portfolio Manager
      6100 Fairview Road
      Suite 900
      Charlotte, NC 28210
    • Juan Sandoval Profile Photo

      Juan Sandoval

      Senior Vice President–Wealth Management

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      • AK
      • AL
      • AZ
      • CA
      • CO
      • DE
      • FL
      • GA
      • IA
      • ID
      • IL
      • IN
      • LA
      • MA
      • MD
      • ME
      • NC
      • NY
      • OH
      • OR
      • PA
      • SC
      • TN
      • TX
      • VA
      • WA
      • WI
      • WV

      Juan Sandoval is a Senior Vice President-Wealth Management at UBS Financial Services.  For over 25 years, he has been helping clients prepare and navigate significant life events and financial transitions including marriage and remarriage, divorce, retirement, estate management and death of loved ones. Together with his team, Juan helps high-net-worth clients address their five most pressing concerns: preserving wealth, mitigating taxes, ensuring assets are not unjustly taken, intergenerational wealth transfer and effective charitable giving

      Originally from Madrid, Spain, Juan graduated magna cum laude from Wofford College in Spartanburg, South Carolina, with a degree in economics and finance. He also earned the prestigious designation of wealth advisor at UBS, and he has taken substantial courses in financial planning, portfolio management and equity strategies.

      In his free time, Juan enjoys tennis and donates his time to several charitable causes such as Education equals hope. He lives in Charlotte and has a daughter attending college and a son.

       

      • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • Wofford College, Economics and Finance, magna cum laude
      • Wealth Advisor
      6100 Fairview Road
      Suite 900
      Charlotte, NC 28210
    • Crockett Clark Profile Photo

      Crockett Rose Clark, CFP

      Wealth Strategy Associate

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      • GA
      • NC
      • SC

      Crockett has developed a unique ability to provide the team's clients with highly personalized, efficient client services that include account opening and maintenance, cash management, client communication and reporting, and technology support.

      Before becoming a part of UBS, Crockett graduated with honors with a degree in Marketing and Management from the University of South Carolina.  She has earned the CERTIFIED FINANCIAL PLANNER designation and holds her Series 7 and 66 securities licenses as well as life and health insurance licenses.

      Outside of the office, Crockett participates in service opportunities with her church. She loves yoga, reading, watching sports and spending time with family and friends.

        • University of South Carolina, Marketing and Management
        • CERTIFIED FINANCIAL PLANNER™
        6100 Fairview Road
        Suite 900
        Charlotte, NC 28210
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      Advanced planning

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      Investment management

      Executives

      Relationship management

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      Life transitions

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      Our consultative process

      Legacy—Wealth for others

      For needs that go beyond your own—to help you improve the lives of others

      What will your legacy be?
      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

      Learn more at ubs.com/wealthway.

      Backed by the strength of UBS

      A global leader in wealth management

      $2.8 trillion

      In invested assets globally 
      As of 06/30/2022

      51 countries

      Our global footprint

      Global leader

      UBS is a world-leading wealth manager