The way forward

• AZ
• CA
• CO
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Scott’s passion is to serve the wealth planning needs of affluent multi-generational families. He has developed two special niches: NFL and NCAA football coaches and women investors and their families. The son of a Marine Corps pilot, Scott endeavors to bring commitment and dedication to each client relationship. As a walk-on football player at Wisconsin, Scott learned the value of perseverance and selfless teamwork en route to being part of a championship team. In 1998, Scott embarked on a career as a Financial Advisor to serve, lead and help clients and their families achieve their goals.

Scott received his BS in Economics from the University of Wisconsin-Madison. He has earned two advanced industry credentials; Certified Financial Planner and Certified Private Wealth Advisor. He is an NFL Players Association Registered Financial Advisor and a speaker at the American Football Coaches Association Conference. He is also on the selection committee for the Pat Tillman Foundation - to award scholarships for exemplary military veterans. At UBS, Scott serves as the Co-Chair of the Financial Advisor Advisory Council - a select leadership group of 16 advisors advocating for best practices across the firm. Scott, his wife Annika and two of their children, Erik and Hollie, live in Greenwood Village, CO while their oldest, Allie, attends the University of Wisconsin-Madison. In addition, he has been a youth and varsity high school football coach (Mullen, Creek, Valor Christian) for over 20 years. Scott and Annika enjoy raising their children, skiing, golfing and attending lacrosse games.

• CERTIFIED FINANCIAL PLANNER®
• Private Wealth Advisor

• CO

From the largest task to the smallest request, Caroline works diligently to exceed client expectations. Her core responsibilities are essential to enabling her team to carry out its mission of helping financially successful individuals plan, invest, and lead fulfilling lives. She also coordinates all administrative and operational duties, including opening new accounts, making wire transfers, obtaining client statements and documentation, and executing trades. 

Caroline graduated from the University of Colorado at Boulder with a degree in Finance and a concentration in Real Estate. A standout member of the Division I Women's Lacrosse team at Colorado, Caroline was awarded a scholarship for leadership and sportsmanship. Following graduation Caroline started her career in Chicago, Illinois working in Wealth Management for AllianceBernstein. Since then, Caroline has moved back to her hometown of Denver, Colorado to join UBS. Caroline has a passion for hiking, running, skiing, and golfing. Caroline holds her Series 7, Series 63 and Series 65 licenses.