Insight-based advice

Empty office

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Four people meeting in glass office

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • image

    Miles Rubin

    Managing Director–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OK
    • PA
    • PR
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA

    Miles began his investment career in 1981, and his vast range of experience has taken him from Chicago's Midwestern Options desk to New York's Wall Street trading floor. At the American Stock Exchange, he worked in options arbitrage and with the specialist in the XMI Index, where he was responsible for managing the risk in multimillion-dollar options positions.  In 1988, he began as a financial consultant at Drexel Burnham Lambert and soon after was recruited by Smith Barney.  He joined UBS predecessor firm Kidder, Peabody in 1994 and two years later co-founded The Rosegarten/Rubin Financial Group.

    Throughout his career, Miles has been known for his integrity and hard work. At UBS, his reputation and the success of his practice led to his becoming a member of the firm's President's Council.  He has been a repeat guest on the WVOX radio network in Westchester handling different investment topics on "The Westchester Forum" program.  Located at the New York City Park Avenue branch, Miles achieved the title of Senior Portfolio Manager and Chartered Retirement Planning Specialist ™ designation.

    Miles graduated from Tufts University in 1981 with a B.A. in history. An accomplished drummer, Miles uses his musical talent to raise money for a variety of philanthropic organizations through live performances.  He is also an avid swimmer and helps fundraising for cancer research and multiple sclerosis research in two different events: a three- and four-miles open-water swim across the Hudson River and the Long Island Sound.  He also serves on the advisory board of Caron New York Recovery Center.  A member of the Bonnie Briar Country Club, Miles achieved a personal milestone when he became club champion in 1999.  He resides in Scarsdale, NY, with his wife, Susie, and their three children, Lizzie, Charlie and Avery.

    • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 

    • Tufts University, B.A. in History
    • Senior Portfolio Manager
    • Chartered Retirement Plans Specialist℠
    299 Park Avenue
    New York, NY 10171
  • image

    David Rosegarten

    Managing Director–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OK
    • PA
    • PR
    • RI
    • SC
    • TX
    • UT
    • VA
    • WA

    David began his career at Drexel Burnham Lambert in New York City and two years later transitioned to Smith Barney, where he rose to vice president and associate manager of one of the most successful offices in the country. Throughout his six-year tenure at Smith Barney, David was elected to the Regional Directors Council and graduated from the firm's Management Development Program, serving as a regular public speaker for the firm's various training programs.  Recruited by UBS in 1994, he co-founded The Rosegarten/Rubin Financial Group.

    At UBS, David has been responsible for many successful client relationships with some of the country's most prominent executives, business owners, corporations, not-for-profit organizations and foundations.  He has built his reputation by providing total portfolio planning with an expertise in long-term asset growth, fixed income strategy, retirement planning and asset allocation.  A recipient of many professional recognition awards and public speaking invitations, David is currently a member of The UBS President's Council and recently completed his CDFA® designation.

    David graduated from the University of Wisconsin-Madison with a degree in finance and banking. David serves as the president of the board of trustees for The Lifeline Center of Child Development in New York and has sat on the board of directors and has served as the treasurer to the 99th Riverside Housing Corporation.  David sits on the audit committee for the American Council on Exercise.  He is an active leader for the Pediatric Cancer Foundation and a divisional coordinator for the Manhattan Soccer Club.  David was Sloan-Kettering Cancer Hospital's largest individual fundraiser via the New York City Marathon.  He chairs an effort each year to raise funds for holiday toys for sick children living in hospitals and shelters in NY.  He and his wife, Tara, along with their two daughters, Madison and Olivia, reside on the Upper West Side of Manhattan. 

    • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 

    • University of Wisconsin-Madison, Degree in Finance and Banking
    • Wharton School of the University of Pennsylvania, Extended education in Asset Management
    • Certified Divorce Financial Analyst
    • Certified Investment Management Analyst®
    299 Park Avenue
    New York, NY 10171
  • image

    Ioanna Prasinos

    Wealth Strategy Associate

    • image
    • image
    • CA
    • CO
    • CT
    • FL
    • MA
    • MD
    • NJ
    • NY
    • PA
    • TX

    Ioanna joined The Rosegarten/Rubin Financial Group in May 2015 and now serves an important administrative and research role, executing banking services and compiling performance. She has earned her Series 7 and 66 licenses and is a Notary Public Official.  Her extensive knowledge in operations and client services  stems from her career at Citibank.  She has more than five years experience in the financial services industry with outstanding organizational, analytical and project management skills.  She has a demonstrated track of problem solving and a strong ability to use discretion when handling sensitive information.   She graduated Cum Laude from Hunter College in 2008 where she earned her Bachelor of Arts Degree.

      • Hunter College, Bachelor of Arts Degree, Cum Laude
        299 Park Avenue
        New York, NY 10171
      • image

        Jennifer Fragetti

        Team Administrator

        • image
        • image
        • CA
        • CO
        • CT
        • FL
        • MA
        • MD
        • NH
        • NJ
        • NY
        • PA
        • TX
        • UT

        Jennifer oversees client administration for The Rosegarten/Rubin Financial Group. She has earned her Series 7 and 66 licenses.  Jennifer has more than 15 years experience in the financial services industry. Jennifer provides administrative support to clients by assisting them with a variety of financial transactions, including lending, mortgages, trading and account maintenance.  Her priority is to establish client relationships built on trust, loyalty and dedication and to help ensure that clients are always connected to their financial information both online and in person.

              299 Park Avenue
              New York, NY 10171
            • image

              Michelle Perr

              First Vice President–Wealth Management

              Financial Advisor

              • image
              • image
              • image
              • CA
              • CT
              • DE
              • FL
              • IL
              • MD
              • MO
              • NH
              • NJ
              • NV
              • NY
              • TX
              • UT
              Prior to joining UBS in 2001, Michelle held positions at Oppenheimer & Co. and Shearson Lehman. Working primarily with business executives, large trusts, small business owners, art collectors, non-profit organizations and high net worth clients. By leveraging her knowledge and 21 years of experience with asset allocation, portfolio construction to balance client's goals and risk profiles, estate planning strategies and alternative investments as well as UBS's global resources Michelle is able to help clients analyze and pursue their financial goals.

                    299 Park Avenue
                    New York, NY 10171
                  • image

                    Victoria Saylor

                    Senior Wealth Strategy Associate

                    • image
                    • image
                    • AZ
                    • CA
                    • CO
                    • CT
                    • DC
                    • DE
                    • FL
                    • GA
                    • HI
                    • ID
                    • IL
                    • MA
                    • MD
                    • ME
                    • MI
                    • MO
                    • NC
                    • NH
                    • NJ
                    • NM
                    • NV
                    • NY
                    • OK
                    • PA
                    • PR
                    • RI
                    • SC
                    • TN
                    • TX
                    • UT
                    • VA
                    • VT
                    • WA

                    Victoria, joined UBS as a Senior Wealth Strategy Associate.  She has over 10 years of wealth management industry experience.  She spent her years at Bernstein Global Wealth Management & Barclays Wealth Management in a number of client support and interface roles with increasing responsibility. She began her career in Finance at Morgan Stanley while working towards her graduate degree. She is a licensed representative (series 7, 3, 63 and 65) and she also has her insurance license. Victoria earned both a B.S. in Engineering Management Systems and a Master’s Degree in Operations Research from Columbia University.

                          299 Park Avenue
                          New York, NY 10171

                        What did the Fed say?

                        Retirement planning

                        Retirement planning

                        Multigenerational planning

                        Multigenerational planning

                        Legacy—Wealth for others

                        For needs that go beyond your own—to help you improve the lives of others

                        What will your legacy be?
                        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                        Learn more at ubs.com/wealthway.

                        Backed by the strength of UBS

                        A global leader in wealth management

                        $2.8 trillion

                        In invested assets globally 
                        As of 06/30/2022

                        51 countries

                        Our global footprint

                        Global leader

                        UBS is a world-leading wealth manager

                        Insights