Insight-based advice

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Miles began his investment career in 1981, and his vast range of experience has taken him from Chicago's Midwestern Options desk to New York's Wall Street trading floor. At the American Stock Exchange, he worked in options arbitrage and with the specialist in the XMI Index, where he was responsible for managing the risk in multimillion-dollar options positions.  In 1988, he began as a financial consultant at Drexel Burnham Lambert and soon after was recruited by Smith Barney.  He joined UBS predecessor firm Kidder, Peabody in 1994 and two years later co-founded The Rosegarten/Rubin Financial Group.

Throughout his career, Miles has been known for his integrity and hard work. At UBS, his reputation and the success of his practice led to his becoming a member of the firm's President's Council.  He has been a repeat guest on the WVOX radio network in Westchester handling different investment topics on "The Westchester Forum" program.  Located at the New York City Park Avenue branch, Miles achieved the title of Senior Portfolio Manager and Chartered Retirement Planning Specialist ™ designation.

Miles graduated from Tufts University in 1981 with a B.A. in history. An accomplished drummer, Miles uses his musical talent to raise money for a variety of philanthropic organizations through live performances.  He is also an avid swimmer and helps fundraising for cancer research and multiple sclerosis research in two different events: a three- and four-miles open-water swim across the Hudson River and the Long Island Sound.  He also serves on the advisory board of Caron New York Recovery Center.  A member of the Bonnie Briar Country Club, Miles achieved a personal milestone when he became club champion in 1999.  He resides in Scarsdale, NY, with his wife, Susie, and their three children, Lizzie, Charlie and Avery.

• Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• Tufts University, B.A. in History

• Senior Portfolio Manager
• Chartered Retirement Plans Specialist℠

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David began his career at Drexel Burnham Lambert in New York City and two years later transitioned to Smith Barney, where he rose to vice president and associate manager of one of the most successful offices in the country. Throughout his six-year tenure at Smith Barney, David was elected to the Regional Directors Council and graduated from the firm's Management Development Program, serving as a regular public speaker for the firm's various training programs.  Recruited by UBS in 1994, he co-founded The Rosegarten/Rubin Financial Group.

At UBS, David has been responsible for many successful client relationships with some of the country's most prominent executives, business owners, corporations, not-for-profit organizations and foundations.  He has built his reputation by providing total portfolio planning with an expertise in long-term asset growth, fixed income strategy, retirement planning and asset allocation.  A recipient of many professional recognition awards and public speaking invitations, David is currently a member of The UBS President's Council and recently completed his CDFA® designation.

David graduated from the University of Wisconsin-Madison with a degree in finance and banking. David serves as the president of the board of trustees for The Lifeline Center of Child Development in New York and has sat on the board of directors and has served as the treasurer to the 99th Riverside Housing Corporation.  David sits on the audit committee for the American Council on Exercise.  He is an active leader for the Pediatric Cancer Foundation and a divisional coordinator for the Manhattan Soccer Club.  David was Sloan-Kettering Cancer Hospital's largest individual fundraiser via the New York City Marathon.  He chairs an effort each year to raise funds for holiday toys for sick children living in hospitals and shelters in NY.  He and his wife, Tara, along with their two daughters, Madison and Olivia, reside on the Upper West Side of Manhattan. 

• Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• University of Wisconsin-Madison, Degree in Finance and Banking
• Wharton School of the University of Pennsylvania, Extended education in Asset Management

• Certified Divorce Financial Analyst
• Certified Investment Management Analyst®

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Victoria is the team's Senior Wealth Strategy Associate.  With over 15 years of experience, Victoria is well-versed in all aspects of wealth management and works with clients to deliver solutions and ensure they achieve their financial goals.  Victoria brings an in-depth knowledge of wealth planning and investment management to the team and focuses on portfolio construction and analysis, manager due diligence, financial planning, and alternative investments.  Prior to joining UBS, she worked for a number of years at Bernstein Global Wealth Management and at Barclays Wealth Management.  She began her career in finance at Morgan Stanley while working towards her graduate degree. Victoria graduated from Columbia University where she earned both a Bachelor of Science and a Master’s Degree from the School of Engineering and Applied Science.

Originally from outside of Philadelphia, Victoria now lives in Brooklyn with her husband Noah and their two cavaliers, Annie and Melvin.

• Columbia University, Master of Science, Operations Research
• Columbia University, Bachelor of Science, Engineering Management Systems

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• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Joanna, our Wealth Strategy Associate, is a distinguished member of our team who joined us in 2015. She is a dedicated professional with a passion for building strong client relationships, specializing in financial planning, asset allocation and investment management.

Joanna’s commitment to excellence extends beyond her career. She graduated cum laude from Hunter college in 2008, showcasing her academic prowess. When she’s not shaping financial futures, Joanna enjoys life in East Northport with her husband, Dimitiros, two sons Ioannis and Elias, and their beloved dog, Bruno.

Her interests in interior design, traveling to Greece and hiking provide balance to her busy life, and she treasures spending quality time with her family. Joanna’s multifaceted talents and dedication maker her an invaluable asset to our team and a trusted partner in achieving financial success for our clients.

• Hunter College, Bachelor of Arts Degree, Cum Laude

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Jennifer began her journey at UBS in 1998, bringing with her a passion for finance and a commitment to excellence for close to three decades.  Her expertise in administration and client relations has been pivotal to the team’s success. She has a plethora of knowledge in retirement and estate planning and has been instrumental in guiding clients through complex financial landscapes with skill and precision. Her exceptional ability in understanding client needs and providing tailored service has made her a trusted consultant on our wealth management team.

Outside of work Jennifer loves travel, gourmet food and wellness. These interests not only enrich her life, but also bring a unique vibrant perspective to her professional role. Her commitment to a balanced lifestyle and her positive approach make her an essential pillar to the success of Rosegarten/Rubin team and our clients.