A plan for today, tomorrow and generations to come

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • James-Reynolds

    James "Jim" Reynolds

    Senior Vice President–Wealth Management

    UBS President Council Member

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • HI
    • IL
    • KS
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NY
    • OH
    • OR
    • PA
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WV

    Jim understands it is vital to put his clients first. With over three decades of industry experience, Jim has developed the knowledge and tools to help his clients structure accounts that address their specific financial goals. Jim started his career in Chattanooga with J. C Bradford and Co. in 1986. He has served as branch assistant manager and sales manager along with various senior advisory councils for JC Bradford, Paine Webber, and UBS. These designations are held by a select group of Financial Advisors and reflect a high level of various standards measured by the firm.

    A 1981 University of Tennessee graduate with honors, Jim continues to give back to his community both financially and with his time. He has served on various nonprofit boards and been associated with numerous civic organizations. Jim has been married for over 35 years and has four grown boys. 

    California Insurance License: 0B93520

    • Forbes Best-in-State Wealth Advisors, 2020, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • University of Tennessee, Knoxville, B.S. Business
    • UBS President Council Member
    One Union Square
    Suite 100
    Chattanooga, TN 37402
    jim.reynolds@ubs.com
    James "Jim" Reynolds
    One Union Square,Chattanooga,TN,37402
  • Richard-Park

    Richard Park

    Senior Vice President–Wealth Management

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • HI
    • IL
    • KS
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NV
    • NY
    • OH
    • OR
    • PA
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WV

    Ricky joined UBS in 2002 and has over 25 years of experience delivering wealth management advice to ultra-high net worth families, non-profit institutions, and business owners. Ricky and his team work diligently to facilitate business transitions, create trust and estate strategies, manage philanthropy, and establish investment portfolios that help align with the needs and long-term goals of his clients.

    Ricky earned his BA in Finance at the University of Tennessee and began his career in banking. Following his banking work, Ricky launched several companies and led one to a notable exit with a Fortune 500 company before joining UBS. 

    He has wholeheartedly served his community by guiding several non-profit organizations. He has served as a YMCA Metropolitan board member and is President of the Long Branch Residential Preserve Home Owners Association. Ricky served for ten years as board member and Treasurer of the Lula Lake Land Trust and for twelve years as Ex-Officio board of Northside Neighborhood House. Ricky co-chaired a successful five million dollar capital campaign for YMCA Camp Ocoee. 

    When not working or spending time with his five incredible children, Ricky enjoys cycling, hiking, golfing and watching his daughter compete in equestrian competitions.

    California Insurance License: 0L30984

    • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • University of Tennessee - Knoxville, B.A. Finance
    • Wealth Advisor
    Exit planning
    Business succession
    Alternative investments
    Multi-generational families
    Entrepreneurs
    Family Offices
    One Union Square
    Krystal Building
    Chattanooga, TN 37402
    richard.park@ubs.com
    Richard Park
    One Union Square,Chattanooga,TN,37402
  • Morgan-Maclellan

    Morgan Maclellan

    Financial Advisor

    CIMA®

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • HI
    • IL
    • KS
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NY
    • OH
    • OR
    • PA
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WV

    After graduating from McCallie School, Morgan studied at the Univ. of Georgia, where he earned a BA in Risk Management & Insurance. From there, he cultivated a career in Atlanta, working several years at one of the world's largest independent providers of claims management, serving clients such as the Coca-Cola Bottlers’ Association and RaceTrac. Morgan served on the board of the Grant Park Conservancy and as a member of the McCallie alumni steering committee.

    Morgan left insurance and jumped into to the small business world by opening two restaurants. He orchestrated restaurant operations to deliver outstanding service every shift, every day. After being peer-elected to the franchise advisory board, he championed the interests of his fellow business owners. As a small business owner, he exceeded system growth sales averages, mindfully invested in his teams and communities, and consistently earned strong guest satisfaction reviews. He and his family exited the industry following the sale of their last restaurant and are thrilled to be living on Lookout Mountain, near his extended family. Morgan loves playing tennis at the Lookout Mountain Club, early morning Peloton rides, and gravel/mountain biking on the weekends. You can find him at Calvary Chapel Chattanooga on Sunday mornings with his wife, Lisa, and children Charlotte, William, and Helen.

    Morgan joined the Reynolds & Park team in 2020, at first working alongside Karen and Annette, on the operations and client service. He has since moved into the Financial Advisor role where he focuses on ultra-high net worth financial planning, investment manager selection & allocation, and incorporating alternative investments strategies.

    Morgan completed the Yale School of Management Executive Education in Investment Management Theory & Practice in Dec, 2023. He received the Investments & Wealth Institute’s Certified Investment Management Analyst® (CIMA®) designation in Jan, 2024.

    California Insurance License: 4252868

      • The University of Georgia, BA in Risk Management & Insurance
      • CIMA®
      Long-term care planning
      Philanthropy
      Investing
      Asset allocation
      Alternative investments
      One Union Square
      Suite 100
      Chattanooga, TN 37402
      morgan.maclellan@ubs.com
      Morgan Maclellan
      One Union Square,Chattanooga,TN,37402
    • Jack

      Jack Reynolds

      Financial Advisor

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      • AK
      • AL
      • AR
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • HI
      • IA
      • ID
      • IL
      • IN
      • KS
      • KY
      • LA
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • MS
      • MT
      • NC
      • ND
      • NE
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • PR
      • RI
      • SC
      • SD
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI
      • WV
      • WY

      After graduating from the University of Tennessee, Jack moved to New York City and began the UBS Financial Advisor Training Program in the UBS Wealth Advice Center. Upon completion of his training, Jack was promoted to an advising role within the Wealth Advice Center, which is a phone based full-service advice platform servicing more than 400,000 client accounts nationwide.  In August 2022, Jack was tasked to move from New York to Nashville, Tennessee to establish one of the first regional Wealth Advice Center offices in the country. His role was to serve as the primary liaison between the UBS Wealth Advice Center and individual UBS wealth management teams in the Southeast Market (TN, KY, AR, LA). Over the last 3 years, Jack has worked with hundreds of clients with various backgrounds from all around the country.  

      Jack is currently pursuing his Certified Financial Planner (CFP) Designation and is engaged to Lilly McCampbell, a Knoxville native, who is finishing her 3rd year of medical school in Nashville.  He will be working out of our Nashville and Chattanooga offices

        • University of Tennessee, Knoxville, B.S. Business
          Financial planning
          Custom portfolios
          Alternative investments
          Multi-generational families
          3102 West End Avenue
          Suite 500
          Nashville, TN 37203
          jack.reynolds@ubs.com
          Jack Reynolds
          3102 West End Avenue,Nashville,TN,37203
        • Karen-Chapman

          Karen Chapman

          Senior Wealth Strategy Associate

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          • AL
          • GA
          • TN

          Leveraging over 20 years of industry experience, Karen excels at successfully guiding her clients through the challenges that the markets can bring. She works directly with our individual clients, family offices, institutions, and trusted advisors to support their unique investing, cash management, and philanthropic goals. Karen enjoys helping clients envision and plan for their future and proficiently creates detailed financial plans to help them achieve their goals. She builds lasting relationships with her clients and focuses daily on developing a richer client experience.

          She currently holds series 7, series 63 and series 66 designations as well as her Insurance License. Outside work, Karen loves to paddleboard and spend time with her three grandchildren. Karen and her husband Tom are active members at the Way of the Cross in Dunlap, TN. Tom is a homebuilder and is currently building their dream house on Lewis Chapel mountain.  

                Financial planning
                Banking
                Lending services
                Cash management
                Securities-backed lending
                Women investors
                Financial Services professionals
                One Union Square
                Suite 100
                Chattanooga, TN 37402
                karen.chapman@ubs.com
                Karen Chapman
                One Union Square,Chattanooga,TN,37402
              • Audra Vetzel

                Audra Vetzel

                Client Associate

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                • AL
                • GA
                • TN

                Audra has spent close to 20 years focusing on raising her family and building strong ties within the Chattanooga community. She has enriched our city through her volunteer work at St. Nicholas, the Community Kitchen and Baylor School. Audra returned to her professional career and spent four years at Unum, a local Fortune 500 insurance company, as a Senior Onboarding Specialist. Audra is passionate about building relationships. She works alongside Karen and Beverly on the operations and service side.

                 

                Audra holds her Series 7, 66, and Health and Insurance licenses. 

                  • Columbus State University, B.S.
                  • University of Tennessee, Chattanooga, M. Ed.
                    Financial planning
                    Banking
                    Cash management
                    Education planning
                    Legacy planning
                    Retirement planning
                    Women investors
                    One Union Square
                    Suite 100
                    Chattanooga, TN 37402
                    audra.m.vetzel@ubs.com
                    Audra Vetzel
                    One Union Square,Chattanooga,TN,37402
                  • Beverly 2024

                    Beverly Gault

                    Client Associate

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                    • TN

                    Beverly joins our team having over 15 years’ experience in the financial industry. During this time she has built an extensive knowledge of various investment products allowing her to focus on our most important asset, our clients.  As a skillful problem solver, she is a tremendous resource for all operational and customer services opportunities. She works alongside Karen and Audra on the operations and service side.

                    She has recently move to the Chattanooga area from Atlanta where she lived for over 25 years.

                    Beverly hold her Series 6 and 63

                      • Auburn University, B.A.
                        One Union Square
                        Krystal Building
                        Chattanooga, TN 37402
                        beverly.gault@ubs.com
                        Beverly Gault
                        One Union Square,Chattanooga,TN,37402

                      We believe that good financial planning advice is invaluable—it helps prepare you for whatever life brings. But it is especially important during times of major life change. Our process focuses on you and the priorities, goals, concerns and beliefs that will ultimately impact your financial well-being for years to come. We're here to help you tackle your concerns and embrace the opportunities that can enrich and empower you today and for years to come.

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                      A focus on personalized access and service

                      Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

                      Foundations and endowments

                      Tailored lending and cash management

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                      Retirement Couple

                      Retirement readiness

                      Portfolio management

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                      My Total Picture

                      A way forward

                      Understanding your life, your wealth and what you want to accomplish.

                      We ask the questions and find the answers that can help you explore and pursue your financial goals in the short term, long term or whatever your terms may be.

                      Let's talk about how we can help you plan for the life you want

                      Our approach incorporates Liquidity. Longevity. Legacy. strategies to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

                      A leader in wealth management

                      Backed by the strength of our parent company, UBS AG

                      Financial strength

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                      UBS AG, long-term senior secured debt rating. As of 03/31/2024

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