Lasting relationships. For all that matters

Mountain climbers reaching the summit

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

rowing

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Scott Root Profile Photo

    Scott Root

    Senior Vice President–Wealth Management

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    • AK
    • AR
    • AZ
    • CA
    • DC
    • FL
    • GA
    • ID
    • IL
    • IN
    • KS
    • ME
    • MI
    • MN
    • MO
    • NC
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • UT
    • VT
    • WA
    • WI
    Scott began his career at UBS (formerly PaineWebber) in 1985. Over the years, he has helped his clients manage their wealth through good times and bad. Scott has always stressed asset allocation and total portfolio management, with an emphasis on retirement income planning. Scott earned his bachelor's degree in business from Western Illinois University and earned the CIMA® (Certified Investment Management Analyst) designation from UC Berkeley-Haas School of Business. He holds securities licenses as well as insurance licenses for life and variable annuities.

      • Western Illinois University, Bachelor's Degree in Business
      • Certified Investment Management Analyst®
      • Portfolio Manager
      400 South El Camino Real
      Suite 900
      San Mateo, CA 10019
    • Steven Cox Profile Photo

      Steven Cox, CFP

      Vice President–Wealth Management

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      • AR
      • AZ
      • CA
      • DC
      • FL
      • GA
      • HI
      • ID
      • IL
      • KS
      • ME
      • MI
      • MN
      • MO
      • NC
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OR
      • PA
      • RI
      • SC
      • TN
      • TX
      • UT
      • VT
      • WA
      • WI
      Steve began his career with UBS in 2006. Steve believes that when you fail to plan, you plan to fail. With this mindset, he spends most of his time helping clients to prepare, monitor, and review their financial plans. Steve earned his master's degree in personal financial planning from the College for Financial Planning and his bachelor's degree in business administration from the University of Utah. He also has earned the CFP® (CERTIFIED FINANCIAL PLANNER™) designation. Steve holds securities licenses as well as insurance licenses for life and variable annuities.

        • University of Utah, Bachelor's Degree in Business Administration
        • College for Financial Planning, Master's Degree in Personal Financial Planning
        • CERTIFIED FINANCIAL PLANNER™
        • Portfolio Manager
        Home Worker UT
        Home Worker UT, UT 000
      • Lisa Rose Profile Photo

        Lisa Rose

        Team Administrator

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        • CA
        Lisa began her career with UBS in 1994. She coordinates client service activities and manages important administrative operations. She believes in the value of prompt response and solutions to any needs and concerns that clients may have. Lisa brings great experience from her years of service in the financial industry. She holds both Series 7 and Series 66 securities licenses. Lisa is known for her in-depth understanding of operations and compliance regulations and her attention to detail.

              400 South El Camino Real
              Suite 900
              San Mateo, CA 94402

            The Year Ahead - Sustainable Investing

            Retirement planning

            Retirement planning

            Multigenerational planning

            Multigenerational planning

            Legacy—Wealth for others

            For needs that go beyond your own—to help you improve the lives of others

            What will your legacy be?
            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

            Learn more at ubs.com/wealthway.

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            $2.8 trillion

            In invested assets globally 
            As of 06/30/2022

            51 countries

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            UBS is a world-leading wealth manager

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