The way forward

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Rick has over 25 years of experience in the financial services industry.  Prior to joining UBS Financial Services Inc. in 1993, he worked for Smith Barney and Dean Witter Reynolds.  Rick is dedicated to providing clients with consistent and proactive wealth management strategies.  Rick's areas of focus include financial planning, asset management, retirement planning, trust and estate planning, for the most effective transfer and preservation strategies for you so that the people and causes that are important to you receive the greatest benefit.

A graduate of Bloomsburg University in Bloomsburg, PA, Rick earned a B.S. in business administration and later earned a M.B.A. from Philadelphia, University.  After graduation, he subsequently obtained Series 7, 63 and 65 securities licenses, as well as designation as a Certified Investment Management Analyst (CIMA®) from the prestigious Wharton School of Business, University of Pennsylvania.

Outside of work, Rick is active in several community organizations which includes board positions in the Newtown Rotary Club, Newtown Community Foundation, Bucks County Free Library, Catholic Health Care Services, Archdiocese of Philadelphia.  Rick has been awarded the Outstanding Community Partner Award from the Council Rock Education Foundation, Rotarian of the Year Award and the Newtown Business Association Humanitarian Award.  He is also a competitive tennis player and enjoys spending quality time with his family.  Rick and his wife Tina, have a daughter, Nicole, who is a graduate of Penn State University.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Bloomsburg University, B.S. in Business Administration
• Philadelphia University, M.B.A.

• Certified Investment Management Analyst®
• Senior Portfolio Manager
• Wealth Advisor

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David A Ostrum, CFP®, joined the Rogers Wealth Management Group in 2017,  David earned a BS in Finance at Pennsylvania State University and an MBA from Temple University's Fox School of Business.  David started his career in 2008 at Northwestern Mutual in Philadelphia.  He then took an opportunity to work with J.P. Morgan Chase in their investment banking division.  He did his training in London, England, specializing in foreign exchange and international equity, and later became a finance manager supporting their equity trading desks.  David lives in Marlton, NJ with his wife Lindsay, daughter Emily and son Griffin.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• Pennsylvania State University, BS in Finance
• Temple University's Fox School of Business, MBA

• CERTIFIED FINANCIAL PLANNER®

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Margaret started with UBS in 1989.  Within the Rogers Wealth Management, she provides administrative and operational support to financial advisors and clients.  She ensures all client instructions are carried out in a timely, accurate and efficient manner.  Margaret is a graduate of Rider University, Lawrenceville, NJ with a B.S. in business administration.  She is Series 7,9,10 and 66 licensed.  She currently resides in Ewing, NJ with her husband Joe and her son Alex.

• Rider University, B.S. in Business Administration