The way forward

Today, tomorrow and for generations to come

Rogers Wealth Management

Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Retired couple

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Richard "Rick" Rogers Profile Photo

    Richard Rogers

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • MA
    • MD
    • MI
    • MN
    • MO
    • NC
    • ND
    • NH
    • NJ
    • NY
    • OH
    • OR
    • PA
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA

    Rick has over 25 years of experience in the financial services industry.  Prior to joining UBS Financial Services Inc. in 1993, he worked for Smith Barney and Dean Witter Reynolds.  Rick is dedicated to providing clients with consistent and proactive wealth management strategies.  Rick's areas of focus include financial planning, asset management, retirement planning, trust and estate planning, for the most effective transfer and preservation strategies for you so that the people and causes that are important to you receive the greatest benefit.

    A graduate of Bloomsburg University in Bloomsburg, PA, Rick earned a B.S. in business administration and later earned a M.B.A. from Philadelphia, University.  After graduation, he subsequently obtained Series 7, 63 and 65 securities licenses, as well as designation as a Certified Investment Management Analyst (CIMA®) from the prestigious Wharton School of Business, University of Pennsylvania.

    Outside of work, Rick is active in several community organizations which includes board positions in the Newtown Rotary Club, Newtown Community Foundation, Bucks County Free Library, Catholic Health Care Services, Archdiocese of Philadelphia.  Rick has been awarded the Outstanding Community Partner Award from the Council Rock Education Foundation, Rotarian of the Year Award and the Newtown Business Association Humanitarian Award.  He is also a competitive tennis player and enjoys spending quality time with his family.  Rick and his wife Tina, have a daughter, Nicole, who is a graduate of Penn State University.

      • Bloomsburg University, B.S. in Business Administration
      • Philadelphia University, M.B.A.
      • Certified Investment Management Analyst®
      • Senior Portfolio Manager
      • Wealth Advisor
      411 South State Street
      2nd Floor
      Newtown, PA 18940
    • David Ostrum Profile Photo

      David Ostrum

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AL
      • AR
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • IL
      • MA
      • MD
      • MI
      • MN
      • NC
      • ND
      • NH
      • NJ
      • NY
      • OH
      • PA
      • RI
      • SC
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA

      David A Ostrum, CFP®, joined the Rogers Wealth Management Group in 2017,  David earned a BS in Finance at Pennsylvania State University and an MBA from Temple University's Fox School of Business.  David started his career in 2008 at Northwestern Mutual in Philadelphia.  He then took an opportunity to work with J.P. Morgan Chase in their investment banking division.  He did his training in London, England, specializing in foreign exchange and international equity, and later became a finance manager supporting their equity trading desks.  David lives in Marlton, NJ with his wife Lindsay, daughter Emily and son Griffin.

      • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

      • Pennsylvania State University, BS in Finance
      • Temple University's Fox School of Business, MBA
      • CERTIFIED FINANCIAL PLANNER™
      501 Fellowship Road
      Suite 302
      Mt. Laurel, NJ 08054
    • Margaret Finney Profile Photo

      Margaret Finney

      Authorized Officer

      Wealth Management Associate

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      • FL
      • NJ
      • NY
      • PA

      Margaret started with UBS in 1989.  Within the Rogers Wealth Management, she provides administrative and operational support to financial advisors and clients.  She ensures all client instructions are carried out in a timely, accurate and efficient manner.  Margaret is a graduate of Rider University, Lawrenceville, NJ with a B.S. in business administration.  She is Series 7,9,10 and 66 licensed.  She currently resides in Ewing, NJ with her husband Joe and her son Alex.

        • Rider University, B.S. in Business Administration
          411 South State Street
          2nd Floor
          Newtown, PA 18940

        The Year Ahead - Sustainable Investing

        Retirement planning

        Retirement planning

        Multigenerational planning

        Multigenerational planning

        Legacy—Wealth for others

        For needs that go beyond your own—to help you improve the lives of others

        What will your legacy be?
        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

        Learn more at ubs.com/wealthway.

        Backed by the strength of UBS

        A global leader in wealth management

        $2.8 trillion

        In invested assets globally 
        As of 06/30/2022

        51 countries

        Our global footprint

        Global leader

        UBS is a world-leading wealth manager

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