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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Your financial success has brought great opportunity and, likely, complicated challenges. As UBS Wealth Advisors, we're committed to providing comprehensive wealth management to help you pursue what matters most. Let's start the conversation about how our experience and access to the global resources of UBS can help you pursue everything that's important to you, your family and your business.
Senior Vice President–Wealth Management
Financial Advisor
Roger has been in the securities industry for more than 38 years and has held the Certified Financial Planner designation for more than 25 years. During his tenure at Morgan Stanley, he was a member of the President's Club, a recognition club for high achievers at the firm. He also was a member of, then chaired the FA Advisory Committee, a select group of advisors that periodically met with Morgan Stanley Senior Management to offer insight and constructive criticism. Over the years, he has spoken to many groups and shared his insights on the economy, financial markets around the world, behavioral economics and the importance of Tactical Allocation and Risk Management in the design and implementation of an investment program. His investment philosophy, derived from observing and investing through several market cycles, is that protecting the principal of a clients' assets is priority one, while investing intelligently to grow their capital is also important. And, as important as a well thought out investment plan is, it is only one part of the "Wealth Management Process" that can lead to greater client success and satisfaction.
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
Roger has been in the securities industry for more than 38 years and has held the Certified Financial Planner designation for more than 25 years. During his tenure at Morgan Stanley, he was a member of the President's Club, a recognition club for high achievers at the firm. He also was a member of, then chaired the FA Advisory Committee, a select group of advisors that periodically met with Morgan Stanley Senior Management to offer insight and constructive criticism. Over the years, he has spoken to many groups and shared his insights on the economy, financial markets around the world, behavioral economics and the importance of Tactical Allocation and Risk Management in the design and implementation of an investment program. His investment philosophy, derived from observing and investing through several market cycles, is that protecting the principal of a clients' assets is priority one, while investing intelligently to grow their capital is also important. And, as important as a well thought out investment plan is, it is only one part of the "Wealth Management Process" that can lead to greater client success and satisfaction.
Education
Credentials
Roaring 20s: The next stage
Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.
A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
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