Financial planning and beyond

Chess pieces on a chessboard

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Artist building frame

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Gerald-Castle

    Gerald Castle Jr., CRPC

    Financial Advisor

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • FL
    • GA
    • IL
    • IN
    • KY
    • MO
    • MS
    • ND
    • NJ
    • OH
    • PA
    • SC
    • TN
    • TX
    • VA
    • WA
    • WV

    Gerald Castle is a Financial Advisor with UBS Financial Services Inc. Gerald holds the Chartered Retirement Planning Counselor designation and thus, he focuses on the retirement planning process. He has been specially trained on the pre- and post-retirement needs of investors and he uses that knowledge to develop customized retirement strategies for individuals.  Gerald is the team's portfolio manager and he also holds the Corporate Stock Benefits Consultant designation.  He got his start in the financial industry at Merrill Lynch before moving to Wells Fargo Advisors, where he spent 4 years before joining UBS Financial Services.  Gerald received his Bachelors of Arts Degree from The University of Virginia, has two children, and resides in Nashville, TN.

    With my clients, I emphasize asset allocation and total portfolio management. Through the use of ETF's, which usually have a lower internal expense ratio than mutual funds, we attempt to keep our client's internal expense ratio to a minimum. We focus on retirement income planning and also help them with education funding, structures for charitable giving and estate planning. I am FINRA-registered and hold Series 7 and 66 securities licenses as well as licenses for life, accident and health insurance and variable annuities.

      • The University of Virginia, Bachelors of Arts
      • Chartered Retirement Planning Counselor℠
      3102 West End Avenue
      Suite 500
      Nashville, TN 37203
    • Brandon-Sullivan

      Brandon Sullivan

      Vice President–Wealth Management

      Financial Advisor

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      • AK
      • AL
      • AR
      • AZ
      • CA
      • CO
      • CT
      • FL
      • GA
      • HI
      • IA
      • ID
      • IL
      • IN
      • KY
      • LA
      • MA
      • MD
      • MI
      • MN
      • MS
      • MT
      • NC
      • ND
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • SC
      • SD
      • TN
      • TX
      • UT
      • VA
      • WA
      • WV
      • WY

      Brandon serves as Account Vice President and Portfolio Manager with Rockford Wealth Management of UBS Financial Services, Inc.  He helps clients meet their financial goals by running Financial Goal and Retirement Analysis plans and closely working with them to make sure that plan suits their individual needs.  Brandon will work closely with clients to maintain their personal financial goals and continue to monitor their investments to ensure that they are suitable for the client’s best interest.  This continued relationship will ensure that any lifestyle changes in his clients lives are accounted for in their investment plans.  Most of his plans are geared to accommodate the long-term investor, and satisfy retirement income needs.

      Brandon received his Bachelor’s degree from the Business School at Lipscomb University in Nashville, Tennessee where he majored in Marketing and Management. Brandon spends his time away from the office with his wife, Libby, daughter Bonnie, and son JT. He is an avid golfer and loves to spend time outdoors. He strives to stay active with local and national philanthropic organizations and serves on the Board of Directors for Hands on Nashville as well as a member of the finance and budgeting committee of St. Paul's Episcopal Church in Franklin, TN.

        • Business School at Lipscomb University , Marketing and Management
        • Corporate Stock Benefit Consultant
        3102 West End Avenue
        Suite 500
        Nashville, TN 37203

      The Year Ahead - Sustainable Investing

      Retirement planning

      Retirement planning

      Multigenerational planning

      Multigenerational planning

      Legacy—Wealth for others

      For needs that go beyond your own—to help you improve the lives of others

      What will your legacy be?
      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

      Learn more at ubs.com/wealthway.

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      In invested assets globally 
      As of 06/30/2022

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