Let's move forward. Together.

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

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Rocco Pietropaolo Jr.

Senior Vice President–Wealth Management

Financial Advisor

Throughout my 25 year career as a Financial Advisor my focus has been on delivering comprehensive custom solutions for each of my individual client relationships. Each and every client relationship differs in many ways that include but are not limited to their goals, objectives, resources, risk tolerances, investment experiences, time horizons and liquidity needs.

My goal is to build a tailored portfolio that will address each of the needs that are specific to each of my clients by creating a comprehensive financial plan that identifies and prioritizes those needs.

Capabilities to impact your life and wealth

I deliver comprehensive wealth management and focus on these areas:

  • Longevity planning, including retirement income and insurance planning
  • Wealth transfer strategies, including inheritance and business succession planning
  • Life transition planning for marriage, divorce or loss of a loved one
Registered States:
  • AZ
  • CA
  • CT
  • FL
  • GA
  • IL
  • IN
  • KY
  • MD
  • MI
  • MO
  • NC
  • NY
  • OH
  • SC
  • TX
  • VA

Education

  • B.S. Business Administration - Finance Concentration Cum laude Honors , State University of New York
400 Linden Oaks
2nd Floor
Rochester, NY 14625

Email Me

Three generations in apple orchard

Turn possibilities into a plan

House View Monthly

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A leading global wealth manager

Two brothers. One inheritance.

How will their story unfold?

Inheritance is about more than money. It’s about navigating family, history and your future. See how two brothers decide what to hold onto, what to let go and how to move forward. 

If you’re going through a wealth transfer event like an inheritance, death or divorce, our experienced guidance can help give you more confidence.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

$7 trn

UBS Group invested assets
As of 12/31/2025

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

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