Insight-based advice

Today’s retirement plan landscape is changing rapidly. As a plan sponsor, you may face daily challenges optimizing your plan, meeting your fiduciary and regulatory obligations, and educating your employees. We take a collaborative approach to helping you address these challenges. And working together, we can chart a path to help you manage plan complexity.

Four people meeting in glass office

L. Rita Fiumara, CIMA®, CRPS®

Senior Vice President–Investments

Financial Advisor

Since 1996, Rita has been helping to empower retirement plan sponsors with insight and best practices to meet their fiduciary responsibilities while supporting employees’ retirement planning goals. As a Senior Retirement Plan Consultant, Rita considers herself an educator as well as an advocate. By integrating plan feature consulting with employee education, she has helped sponsors build effective communication programs that have driven overall plan participation. Rita also advises her clients on competitive cost structures, investment committee priorities and decision-making, and organizing key fiduciary documents.

Outside of UBS, Rita is an active spokesperson in her professional community. She is often a featured guest speaker on ERISA topics at industry conferences and events, including those of the Chicago Bar Association, Financial Executives International, the SPARK National Conference, the PLANSPONSOR National Conference and the CPA® Society.

Registered States:
  • AR
  • CA
  • DC
  • DE
  • FL
  • GA
  • IL
  • IN
  • KS
  • KY
  • MA
  • MI
  • MN
  • NC
  • NJ
  • NY
  • OH
  • OK
  • PA
  • SC
  • TX
  • UT
  • VA
  • WI

  • Barron's Top 100 Women Advisors, 2018The Barron's rating is awarded annually in June and is based on information from the Q1 of the award year. The rating is based on quantitative factors and is not necessarily related to the quality of the investment advice.
  • NAPA Top Women Advisors, 2017, 2020, 2021The NAPA rating is awarded annually in September and is based on information from June to August of the award year.
  • PLANADVISER Top Retirement Plan Advisers, 2014, 2015, 2016The PLANADVISOR rating is based on information from January of the award year. 
  • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 
  • Forbes America’s Top Women Wealth Advisors, 2021, 2022The Forbes rating is awarded annually between February and May and is based on information from September of the prior year to September of the award year. 
  • Forbes Best-in-State Women Wealth Advisors, 2021, 2022The Forbes rating is awarded annually between February and May and is based on information from September of the prior year to September of the award year.

The ratings are based on quantitative factors and are not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Credentials

  • Certified Investment Management Analyst®
  • Chartered Retirement Planning Counselor
One North Wacker Drive
Chicago, IL 60606
  • (312) 525-4593

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What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

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