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$3.9 trillion
In invested assets globally
As of 12/31/2022
With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.
Senior Vice President–Wealth Management
After graduating from Florida State University, Rick served in the U.S. Army where he participated in graduate work in finance at the University of Oklahoma. Rick started as an investment advisor in 1973. After 21 years at Smith Barney, he moved to UBS to form a team with Nigel Fleming, his current business partner. He is married to Jo, his wife of 40 years and has two grown boys. He is also a former Board Member at Florida State University and current Board Member at Furman University.
Senior Vice President–Wealth Management
After graduating from Florida State University, Rick served in the U.S. Army where he participated in graduate work in finance at the University of Oklahoma. Rick started as an investment advisor in 1973. After 21 years at Smith Barney, he moved to UBS to form a team with Nigel Fleming, his current business partner. He is married to Jo, his wife of 40 years and has two grown boys. He is also a former Board Member at Florida State University and current Board Member at Furman University.
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
