$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Available to Directors, Senior Directors, Executive Directors, Vice Presidents, and above at Regeneron
This website is only for employees of Regeneron. Regeneron is not affiliated with UBS Financial Services Inc (UBS). Under an arrangement with Regeneron, UBS provides financial planning services in our capacity as an investment adviser pursuant to a written agreement with each eligible Regeneron employee (each a “client”). The agreement details the terms, conditions, fee and scope of the engagement, and Regeneron pays the fee directly to UBS. Note that financial planning does not alter or modify in any way the nature of a client’s UBS accounts, their rights and our obligations relating to these accounts or the terms and conditions of any UBS account agreement in effect during or after the financial planning service. Clients are not required to establish accounts, purchase products or otherwise transact business with us to implement any of the suggestions made in the financial plan. Should a client decide to implement their financial plan with us, we will act as either a broker-dealer or an investment adviser, depending on the service selected; implementation is separate from, and not included in the financial planning services. For information about our fee-based financial planning services, see the firm’s Financial Planning ADV Disclosure Brochure available at ubs.com/advisorydisclosures. Detailed information regarding the fees we charge for the products and services we offer, as well as other compensation received by UBS is available at ubs.com/relationshipwithubs.
Wherever you are in your life and career, your future hopes and dreams are likely never far from your mind. What do you look forward to in retirement? Is there a vacation home in your future? Can you help your children or grandchildren with the costs of college?
We focus on helping individuals and families manage the many facets of their often complex financial lives. For each client relationship, we take the time to understand all you want to accomplish and then help craft a flexible plan aligned with where you are and where you want to go, including a retirement on your terms.
Our personalized financial planning service focuses on delivering education and advice in various areas, as applicable to the individual's needs.
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.
Senior Vice President–Wealth Management
Private Wealth Advisor
Executive Director
Financial Advisor
Managing Director–Wealth Management
Wealth Advisor
Director
Private Wealth Advisor
Senior Vice President–Wealth Management
Private Wealth Advisor
Executive Director
Financial Advisor
Managing Director–Wealth Management
Wealth Advisor
Director
Private Wealth Advisor
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Our financial planning services are designed to be a collaborative experience, tailored to your personal goals and customized to the complexity of your financial circumstances. We follow the below process to address what matters most.
A series of discovery meetings to get to know you, understand your needs, concerns, values, and goals
Take inventory of your financial situation and learn what is most important to you and your family in order to provide advice to help give you confidence in your financial future
Analyze your financial picture to identify risk and opportunities while keeping your risk tolerance at the forefront.
Take a deeper dive into your finances—including cash flows, investments, savings, liabilities, and insurance policies—to do a comprehensive analysis on your unique financial situation.
Align the goals mapped out in your financial plan an make recommendations to help you meet your budgeting, savings, borrowing, risk management, and investment goals.
Review during the course of the engagement to keep up to date on your life changes and make adjustments as needed.
Continue to build and grow the relationship.
Staying current on markets, political developments and social trends help to make informed investment decisions.
What you need to know now
Our bi-weekly newsletter gives you insights into what’s top of mind for investors:
Discussing and dividing wealth across generations
Even though high net worth investors have made strides over the last eight years with estate planning, they worry about the financial and familial discord that can accompany wealth transfer.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
Discover the most recent global insights and reports from UBS.
Many investors find themselves with a significant portion of their wealth tied up in a single stock or a small group of stocks. These concentrated stock positions are common amongst corporate executives, early-stage investors, and those who have inherited large stock holdings. They can also arise from various sources, such as employee stock compensation, inheritance, or business ownership.
A Donor-Advised Fund (“DAF”) can provide you with a cost-effective and flexible way to donate to your favorite charities and help you address your philanthropic goals, including creating a lasting legacy that can involve your family members.
UBS is pleased to offer you financial planning services as a valuable benefit provided by your company. Through this program, a UBS Financial Advisor will work with you in an ongoing, one-on-one relationship to develop an understanding of your full financial picture and deliver a financial plan that’s tailor-made for you—including opportunities to maximize the value of your compensation package.
Enabling the transfer of all you hold valuable
What defines family success? A business, property, or is it more elusive: traditions, values, ethics? And how will you pass it on to the next generation with forethought, clear goals and careful execution?
Too often, before sharing assets, we neglect the actual communication of wishes, plans and expectations. Let’s change that.
