The right path toward retirement

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Retirement isn’t just about the year you stop working, it's about you, your lifetime of hard work, your family and the lifestyle you want to preserve. Most important, it’s about feeling confident about the future – for many years to come. We believe retirement confidence begins with a plan.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • David-Rosenthal

    David Rosenthal

    Managing Director–Wealth Management

    Financial Advisor

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
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    • NC
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    • NM
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    • RI
    • SC
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    • TN
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    • UT
    • VA
    • VT
    • WA
    • WI

    David Rosenthal, CIMA®, AIF® joins UBS as a Managing Director – Wealth Management, Senior Institutional Consultant, and Senior Retirement Plan Consultant.  David has deep expertise on portfolio construction and analyzing a wide array of investments ranging from the straightforward to the deeply complex.  David began his career as a corporate real estate attorney in Manhattan. He made the move to the investment world and met Steve Collins at Smith Barney in 1997. He joined Deutsche Bank Securities in 2014 which was acquired by Raymond James and became Alex Brown.

    In his spare time, David is an avid tennis player (not to be confused with being a good tennis player). He also plays the electric Blues guitar and sometimes plays with his band in local Connecticut venues. David is originally from Croton-on-Hudson, New York and now lives in Westport, Connecticut with his three children, Ali, Will and Emma and his wife Kerri, who is a prominent artist who also runs an interior design firm as well as a retail and wholesale company for her art-based creations.

    • NAPA Top DC Advisor Teams, 2021The NAPA rating is awarded annually in March based on information from June to August of the award year.

      • Certified Investment Management Analyst®
      • Senior Institutional Consultant, UBS Institutional Consulting Program
      • Senior Retirement Plan Consultant
      8 Wright Street
      3rd Floor
      Westport, CT 06880
    • Stephen-Collins

      Stephen Collins, AIF

      Vice President–Wealth Management

      Financial Advisor

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      • AK
      • AL
      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • HI
      • IA
      • ID
      • IL
      • IN
      • KY
      • LA
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • MT
      • NC
      • NE
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • PR
      • RI
      • SC
      • SD
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI

      Stephen Collins,  AIF® joins UBS as a Vice President – Wealth Management and Institutional Consultant.  David focuses on minimizing volatility for his clients while helping them pursue their personal and financial goals. He has expertise in comprehensive financial solutions including capital markets and portfolio management.  Steve has over 20 years of wealth management experience and began his career with Smith Barney where he first met David Rosenthal. In 2007, he joined Bank of America Merrill Lynch until 2012, when he was brought on at Citigroup as a director in the private client group. In October 2016, Steve joined David at Alex Brown.

      Steve holds a bachelor’s in economics from Kenyon College and in his spare time enjoys staying active playing ice hockey, cycling and skiing. Originally from New York City, he lives in Briarcliff Manor, New York, with his wife, Fiona, their two children, T.J. and Caroline, and their three large dogs.

        • Kenyon College, Economics
        • Retirement Plan Consultant
        8 Wright Street
        3rd Floor
        Westport, CT 06880
      • Daniel-Rupp

        Daniel Rupp, AAMS

        Senior Wealth Strategy Associate

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        • AL
        • CA
        • CO
        • CT
        • FL
        • GA
        • MA
        • MD
        • ME
        • NC
        • NJ
        • NY
        • OH
        • OR
        • PA
        • PR
        • TX
        • VT

        Daniel Rupp, AAMS® joins UBS as a Senior Wealth Strategy Consultant and has been working in the financial services industry for over half a decade with experience at Wells Fargo and Alex Brown. His duties include day to day operations, managing all service aspects of clients’ financial plans, and assisting with the analysis and research of clients’ investment vehicles and strategies.

        In his free time, Daniel enjoys vacationing, a passion for cars and, most importantly, giving back to his community through volunteer work. Daniel sat as the administrative chair for Latin Connections, a nationwide group that brings financial awareness to Hispanic communities and families. He has also run financial workshops in Stamford, Connecticut, for Inspirica and provided financial education to low income families.  Daniel currently volunteers with Kids in Crisis of Greenwich, Connecticut, which assists children in domestically violent and challenging situations.

              8 Wright Street
              3rd Floor
              Westport, CT 06880

            The Year Ahead - Sustainable Investing

            Retirement planning

            Retirement planning

            Multigenerational planning

            Multigenerational planning

            Legacy—Wealth for others

            For needs that go beyond your own—to help you improve the lives of others

            What will your legacy be?
            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

            Learn more at ubs.com/wealthway.

            Backed by the strength of UBS

            A global leader in wealth management

            $2.8 trillion

            In invested assets globally 
            As of 06/30/2022

            51 countries

            Our global footprint

            Global leader

            UBS is a world-leading wealth manager