Your life. Your wealth. Your future.

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• WV

Tommy is a Financial Advisor here at UBS, where he has been helping clients achieve their financial goals for almost 40 years. Tommy has a bachelor’s degree in financial service and planning from Wright State University and is the RBA Financial Group lead on research.

Tommy is passionate about helping clients navigate the complexities of the financial world and create personalized strategies to achieve their unique financial goals. He specializes in investment management, estate planning strategies, investment research and works closely with clients to understand their needs and objectives.

At UBS, Tommy is part of a team of professionals who provide clients with a range of services, including financial planning, investment management, and wealth management. They use a collaborative approach to create comprehensive financial plans that help clients grow and protect their wealth.

In his free time, Tommy is an outdoorsman and enjoys fly fishing, hunting, and golfing. Tommy resides in Hyde Park with his wife Barb, has two adult children Kate and Thomas and has two Icelandic Shepherds Moonpie and Sparky.

To learn more about Tommy’s work, please schedule a consultation or connect with him on LinkedIn.

• Wright State University

• AL
• AZ
• CA
• CO
• CT
• FL
• GA
• IL
• IN
• KS
• KY
• MD
• MI
• MO
• NC
• NY
• OH
• PA
• TN
• TX
• VA
• VT
• WA
• WI
• WV

Jamie is Financial Advisor here at UBS with a passion for helping clients achieve their financial goals. With over 29 years of experience in the financial industry, he has seen firsthand how proper planning and guidance can make a significant difference in the lives of clients.

Jamie started his career in commercial real estate then joined his brother Tommy in 1994 at Merrill Lynch. Jamie’s experience and dedication to clients has given him the knowledge and expertise to help clients navigate the complexities of the financial world and create personalized strategies to achieve their unique financial goals.

At UBS, Jamie works with a team of professionals who provide clients with a range of services, including financial planning, investment management, and wealth management. He takes a collaborative approach to create comprehensive financial plans that help our clients grow and protect their wealth.

In addition to work, Jamie enjoys golfing, hiking, skiing & hunting.  Jamie believes that these activities help him stay grounded and focused on what is most important - his clients' well-being. Jamie is a lifelong Daytonian and resides in Centerville with his wife Kara, 3 children Max, Morgan, Pierce and a golden retriever Bogey.

Whether you are just starting to think about your financial future or are already well on your way, Jamie would love to help you achieve your goals.

To learn more, schedule a consultation or connect with him on LinkedIn.

• Ohio Northern University
• Kemper Military School & College

• OH

Max joined UBS in 2022 as a team associate, he previously lived in Scottsdale, Arizona where he started his career in the financial services industry. He is the 3rd generation in his family in the business.

Max holds a bachelor’s degree from the University of Kentucky and holds his Series 7, 6, 63, 66 and SIE. He is passionate about helping clients achieve their financial goals and works with the team to provide investment management services, estate planning strategies, and the creation of generational wealth.

At UBS, Max will be working with a team of professionals who provide clients with a range of services, including financial planning, investment management, and wealth management. They will be using a collaborative approach to create comprehensive financial plans that help our clients grow and protect their wealth.

In his free time, Max enjoys golfing, skiing, traveling to new places, and actively volunteering in his community.

If you would like to learn more about his work, schedule a consultation or connect with him on LinkedIn.

• University of Kentucky

Cindy is a skilled and experienced Client Service Associate. She joined UBS in 2019 and was new to the industry. She is a graduate of Ohio University with a BS in Human and Consumer Sciences.  Cindy enjoys working with clients and is committed to providing them with exceptional service and building long lasting relationships.

Cindy works closely with financial advisors to ensure that clients receive the highest level of care and attention. She is committed to staying up-to-date on the latest industry trends and best practices, and is always looking for ways to improve the client experience.

Cindy resides in Springboro with her husband Jeff.  Between the two of them they have 5 kids, two of which are hers, Ben and Cara.

If you would like to learn more about her work, schedule a consultation or connect with her on LinkedIn.

• Ohio University