Financial planning and beyond

Train along mountain range

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Co-workers in a lobby

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Thomas Cavanaugh

    First Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AZ
    • CA
    • DC
    • DE
    • FL
    • GA
    • IN
    • MA
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OR
    • PA
    • SC
    • VA
    • VT
    • WV

    Tom began his financial planning career in 1993.  Over the past 20 years he has helped clients manage their wealth throughout good times and bad.  He joined UBS in 2012 after 5 years at Merrill Lynch and prior tenures at Hinrich Financial, Prudential Securities, and American Express Financial Advisors.  Tom earned the Certified Financial Planner designation in 2000.  As a Certified Financial Planner, he has the knowledge, expertise, and experience to help you achieve your financial goals.

        • CERTIFIED FINANCIAL PLANNER™
        13024 Ballantyne Corporate Pl.
        Suite 650
        Charlotte, NC 28277
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        Fred Mangano

        Vice President–Wealth Management

        Financial Advisor

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        • AL
        • CA
        • DE
        • FL
        • GA
        • IN
        • MA
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • VA
        • VT
        • WV

        Fred began his career in 1992 in Boston, MA with IDS Financial Services, a predecessor to American Express Financial Advisors, where his last role was as Field Vice-President for the Charlotte, NC and Greenville, SC markets. Prior to joining UBS in 2012, Fred was an Advisor and Portfolio Manager with Merrill Lynch. He also served as Director of Financial Planning for Hinrichs Financial, and Managing Director for Prudential Financial in Charlotte, NC.

            • Portfolio Manager
            13024 Ballantyne Corporate Pl.
            Suite 650
            Charlotte, NC 28277

          The Year Ahead - Sustainable Investing

          Retirement planning

          Retirement planning

          Multigenerational planning

          Multigenerational planning

          Legacy—Wealth for others

          For needs that go beyond your own—to help you improve the lives of others

          What will your legacy be?
          It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

          Learn more at ubs.com/wealthway.

          Backed by the strength of UBS

          A global leader in wealth management

          $2.8 trillion

          In invested assets globally 
          As of 06/30/2022

          51 countries

          Our global footprint

          Global leader

          UBS is a world-leading wealth manager