Global Access. Boutique Solutions.

• AZ
• CA
• CO
• CT
• DE
• FL
• GA
• HI
• IA
• IL
• KY
• LA
• MA
• MD
• ME
• MI
• MN
• MO
• MT
• NC
• NH
• NJ
• NV
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• VA
• VT
• WA
• WI

As lead advisor, Andrew oversees all aspects of 440 Group operations. 

He has been recognized as one of the top private wealth managers in the industry by both Barron’s and Forbes, and is a member of the elite Pinnacle Council, a distinction that places him among the top 100 advisors at UBS.

Andrew joined UBS in 2010 from Merrill Lynch, where he held the title of Director, and was charged with leading, supervising, and training fellow teams, advisors, and administrative staff within the firm’s Palm Beach market.

Andrew is an alumnus of the Warrington College of Business at the University of Florida.  He additionally holds the Certified Financial Planner®  certification as well as the Certified Investment Management Analyst® designation, which he attained from the Wharton School at the University of Pennsylvania in 2007.

• Barron's Top 1,200 Financial Advisors, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• UBS Wealth Management Pinnacle Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• University of Florida, B.A. Warrington College of Business

• CERTIFIED FINANCIAL PLANNER®
• Private Wealth Advisor
• Certified Investment Management Analyst®

• AZ
• CA
• CO
• CT
• DE
• FL
• GA
• HI
• IL
• KY
• LA
• MA
• MD
• ME
• MI
• MO
• MT
• NC
• NH
• NJ
• NV
• NY
• OH
• OR
• PA
• SC
• TX
• VA
• VT
• WA

Tom provides holistic advice and guidance to 440 Group clients.  Financial planning is the bedrock of a wealth management relationship and, as such, Tom spends significant time in this area.  Following the creation of a customized financial plan, Tom shifts his focus to the design and implementation of an investment plan geared to help the client family achieve their unique objectives as laid out in the financial plan. 

Previously, Tom served individual investors and families within the Global Wealth & Investment Management Group (GWIM) at Bank of America Merrill Lynch. Prior to his time at Merrill Lynch, Tom spent 15 years as a trader at Wintergreen partners, a Florida based equity long/short fund.

Tom earned a  B.A. in history and philosophy from Boston College, and an M.B.A. in finance from New York University’s Leonard N. Stern School of Business.

• New York University’s Leonard N. Stern School of Business, M.B.A. Finance
• Boston College, B.A. History and Philosophy

• AZ
• CA
• CO
• CT
• DE
• FL
• GA
• HI
• IL
• KY
• LA
• MA
• MD
• ME
• MI
• MN
• MO
• MT
• NC
• NH
• NJ
• NV
• NY
• OH
• OR
• PA
• SC
• TX
• VA
• VT
• WA

After more than five years of collaborating on various projects with the 440 Group, Kathleen's role within the team was greatly expanded in 2020.  In the position of Financial Advisor, Kathleen serves a select group of 440 clients in the areas of financial planning, investment management and lending.  She is also the main point of contact to the next-generation members of many of the families that 440 Group serves. 

With nearly 50 years of industry tenure, Kathleen brings extensive market knowledge and risk management experience to bear for 440 clients. 

Prior to joining UBS, Kathleen held leadership and client service positions within the Global Wealth & Investment Management Group at Bank of America/Merrill Lynch in the Palm Beach Market. 

• AZ
• CA
• CO
• CT
• DE
• FL
• GA
• HI
• IL
• KY
• LA
• MA
• MD
• ME
• MI
• MN
• MO
• MT
• NC
• NH
• NJ
• NV
• NY
• OH
• OR
• PA
• SC
• TX
• VA
• VT
• WA

Taylor is an integral part of the wealth management process administered by 440.  His areas of focus include trading, security analysis, portfolio monitoring, and generation of client financial plans and proposals.  Additionally, Taylor serves as liaison between the Group and the money managers, and investment firms on which 440 relies as it seeks to deliver unbiased, world class, investment solutions to its clients. 

Prior to joining UBS, Taylor was a medical device representative for DePuy Orthopaedics, a subsidiary of Johnson & Johnson. In this role, he served orthopedic surgeons and hospitals in the Palm Beach and Treasure Coast areas, specializing in total shoulder, knee, and hip replacements.

Taylor earned a B.B.A. and an M.B.A. from Florida Atlantic University.

• Florida Atlantic University, B.B.A.
• Florida Atlantic University, M.B.A.

• AZ
• CA
• CO
• CT
• DE
• FL
• GA
• HI
• IL
• MA
• MD
• ME
• MI
• NC
• NV
• NY
• OH
• OR
• PA
• SC
• TX
• VA
• VT
• WA

Codie, together with her counterparts Joan Davis and Stephanie Speer, is principally focused on the team's client service operations.  In the role of team administrator, Codie oversees team processes aimed at addressing the unique needs of each client of the team.  Codie additionally assists 440 clients with banking needs, cash and security transfers, and portfolio reporting.  Codie has extensive experience in executive compensation plans, including Rule 144 stock, RSU's, and qualified and non-qualified corporate stock options. 

Codie began her career in Colorado at UBS in 2006.  In 2014, she transitioned within UBS to the Palm Beach office.  Codie has also served private investors at JPMorgan Private Bank and Morgan Stanley.

Codie attended Colorado State University where she received her Bachelor of Science in Finance and Real Estate

• Colorado State University, B.S. Finance and Real Estate

• FL

Joan, together with Codie Allen and Stephanie Speer, works to ensure a pleasant and efficient ongoing experience for 440 clients.  Joan acts as an extension of each 440 client, as she provides assistance in addressing their complex and often time sensitive administrative needs in real time as they arise.  Joan's areas of focus include client philanthropy, trust and estate administration, and new client onboarding.   

Joan joined UBS in 2008 alongside 440 Group co-founder and retired partner, Scott Weber.  Prior to their transition to UBS, Joan had served private investors at Morgan Stanley, jointly with Scott, since 1994.  In addition, Joan spent 11 years on Morgan Stanley's Branch Administration team.  Joan began her career in Long Island, NY with Reynolds Securities, the predecessor to Dean Witter and Morgan Stanley.   

Joan attended the University of Miami and the Minneapolis School of Business.

• University of Miami
• Minneapolis School of Business

• FL

Stephanie works closely with Joan Davis and Codie Allen to provide high quality, responsive service to 440 clients.  Stephanie also focuses much of her attention on managing the team's calendar, client reporting and client communications. 

Prior to her time at UBS, Stephanie worked as a Financial Analyst for TBWA\Media Arts Lab, which at the time served as the premier advertising agency for Apple Inc. in Los Angeles.

Stephanie received her Bachelor of Health Services in Health Care Administration and Finance from Florida Atlantic University. 

• Florida Atlantic University, Bachelor of Health Services in Health Care Administration and Finance