The way forward

Today, tomorrow and for generations to come

Mountain climbers reaching the summit

Patrick Flood

Managing Director–Wealth Management

Financial Advisor

Over the past 25+ years, Patrick has shepherded clients through every stage of their lives - from starting careers to long, rewarding retirements - while weathering the various world crises thrown our way.

His skill at building and running custom investment portfolios allows him to solve one of retirement’s most common problems – generating income – while tailoring risk and reward to match personalized client wishes.  This passion for asset management has helped him make a meaningful impact on his clients’ lives, all while providing thoughtful advice and guidance gained through decades of experience.

As an avid cyclist, runner, and swimmer, Patrick uses his time away from the office to summit some of the tallest mountain peaks in the United States.  He also provides mentorship to recent college graduates looking to start careers in finance.  At home, he’s trying to keep up with his three sons or spending time with his wife, Meghan.

Registered States:
  • AZ
  • CA
  • CO
  • DC
  • FL
  • IL
  • IN
  • MA
  • NV
  • NY
  • OR
  • TX
  • WA

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • B.A. in Economics, The University of California at Santa Barbara

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Lending services
Cash management
Financial planning
Long-term care planning
Retirement planning
Philanthropy
Legacy planning
Custom portfolios
222 East Carrillo Street
Suite 106
Santa Barbara, CA 93101
  • (805) 730-3418

Email Me

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • image

    Patrick Flood

    Managing Director–Wealth Management

    Financial Advisor

    • image
    • image
    • AZ
    • CA
    • CO
    • DC
    • FL
    • IL
    • IN
    • MA
    • NV
    • NY
    • OR
    • TX
    • WA
    • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

        222 East Carrillo Street
        Suite 106
        Santa Barbara, CA 93101
      • image

        Noelle Ashley Oh

        Authorized Officer

        Senior Wealth Strategy Associate

        • image
        • image
        • image
        • image
        • AZ
        • CA
        • CO
        • DC
        • FL
        • HI
        • IL
        • MA
        • ME
        • MO
        • NY
        • OR
        • TX
        • WA
        • WI

              222 East Carrillo Street
              Suite 106
              Santa Barbara, CA 93101
            • image

              Derin Wenger

              Client Associate

              • image
              • image
              • image
              • AL
              • AZ
              • CA
              • CO
              • CT
              • DC
              • FL
              • GA
              • HI
              • IL
              • MA
              • MD
              • MI
              • MO
              • NC
              • NV
              • NY
              • OR
              • TX
              • UT
              • VA
              • WA
              • WY

                    222 East Carrillo Street
                    Suite 106
                    Santa Barbara, CA 93101

                  A focus on personalized access and service

                  Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

                  charts

                  Investment management

                  A team approach

                  A team approach

                  Goals-based planning

                  Goals-based planning

                  Life is unpredictable. Could we be better prepared?

                  For some of life's questions you're not alone. Together we can find the answer.

                  With so much changing every day, it's hard to know how our lives will be affected. What will the changes mean for your family? Your business? Your future? We can help you get your plan in place.

                  Backed by the strength of UBS

                  A global leader in wealth management

                  #1

                  for High Net-Worth clients

                  Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022

                  Wealth Manager of the Year

                  Environmental Finance IMPACT Awards 2020

                  Best

                  Global private bank services, 2016-2022
                  Euromoney Private Banking and Wealth Management Survey, 2022