Consulting that helps simplify plan complexity

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Our comprehensive planning process begins with meaningful conversations about what matters most to you. By focusing on your priorities, we'll learn all we can about you, your family and your business. We will then work together to build a plan that helps put you—and keep you—on track pursuing your goals.

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Serving your best interest first with honesty, integrity, competence, & diligence.

  • Thomas Rosellini

    Thomas Rosellini CFP®, CIMA®, CPWA®, CEPA®

    First Vice President–Wealth Management

    Financial Advisor

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    • AR
    • CA
    • CO
    • CT
    • FL
    • HI
    • KS
    • KY
    • LA
    • MA
    • MI
    • MO
    • NC
    • NJ
    • NM
    • NY
    • OH
    • TN
    • TX
    • VA
    • WA

    Tom has over 30 years of experience providing comprehensive wealth management services in the areas of investment management, estate and trust planning, financial planning, income tax planning, lending, charitable giving and asset protection. He works with a diversified client base including executives, small business owners, professional athletes, and high net worth families.

    Prior to joining UBS Financial Services, Inc., Tom was with Smith Barney, now Morgan Stanley Wealth Management as a Financial Advisor and Arthur Andersen LLP as a Tax Manager in the Private Client Group in Houston.

    Tom attended the University of Miami in Coral Gables, Florida and graduated from the University of Houston with a degree in Accounting. He is a Certified Financial Planner (CFP®) and, in addition, he earned the Certified Investment Management Analyst (CIMA®) designation through The Wharton School of Business and the Certified Private Wealth Advisor (CPWA®) designation through the University Of Chicago Booth School Of Business. He is a member of The Financial Planning Association and the Investment Management Consultants Association. Tom is also an FAA licensed pilot and a member of the Aircraft Owners and Pilots Association.  Tom is an active member of the Community Leadership Committee and the Long-Range Planning Committee for the Cypress Fairbanks Independent School District.

    Tom lives in Houston with his wife, Cindy and son Casey. He also spends time at the family vacation home in Kauai, Hawaii.

      • University of Miami in Coral Gables, Florida
      • University of Houston, Accounting
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      • Certified Private Wealth Advisor®
      • Portfolio Manager
      • Certified Exit Planning Advisor
      4400 Post Oak Parkway
      Suite 1800
      Houston, TX 77027
    • Michael Pence

      Michael J. Pence, CIMA®, CPWA®, CEPA®

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AR
      • CA
      • CO
      • CT
      • FL
      • HI
      • KS
      • KY
      • LA
      • MA
      • MI
      • MO
      • NC
      • NJ
      • NM
      • NY
      • OH
      • TN
      • TX
      • VA
      • WA

      Michael John began his career in the financial industry as a Municipal Bond Consultant and has provided comprehensive wealth management services since 1997. He has extensive experience as a Certified Investment Management Analyst and a Senior Investment Management Consultant. In 2000, he received the Financial Consultant of the Year award from J. P. Morgan Chase.

      Prior to joining UBS Financial Services, Inc., Michael was with Smith Barney, now Morgan Stanley Wealth Management as a Financial Advisor and J. P. Morgan's Preferred Financial Services division in Houston, TX.

      Michael John graduated from Houston Baptist University in February 1995, with a bachelor’s degree in Business Administration and Finance, cum laude. He also studied Behavioral Finance at the John F. Kennedy School of Government at Harvard University. He attended the University of California, Berkeley where he earned the distinguished ANSI® (American National Standards Institute) accredited CIMA® certification. He enjoys endurance races supporting the Wounded Warrior Project, trains weekly with retired Navy SEAL Jack Walston, and enjoys other various outdoor activities.

        • Houston Baptist University, Bachelor’s Degree in Business Administration and Finance
        • John F. Kennedy School of Government at Harvard University
        • University of California, Berkeley
        • Certified Investment Management Analyst®
        • Certified Private Wealth Advisor®
        • Certified Exit Planning Advisor
        • Portfolio Manager
        • Wealth Advisor
        4400 Post Oak Parkway
        17th Floor
        Houston, TX 77027
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        Rae Stuard

        Senior Client Associate

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        • CA
        • CO
        • HI
        • NY
        • TX
        • WA

              15958 City Walk
              Suite 240
              Sugar Land, TX 77479
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              Lois Wilson

              Senior Client Associate

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              • AR
              • AZ
              • CA
              • FL
              • GA
              • IA
              • LA
              • NC
              • NM
              • OR
              • PA
              • TX
              • VA

                    750 Town and Country Blvd
                    Suite 400
                    Houston, TX 77024

                  A focus on a proven process rather than products...

                  Goals-based planning

                  Goals-based planning

                  Advice for business owners and entrepreneurs

                  Advice for business owners and entrepreneurs

                  Business transition and succession planning

                  Business transition and succession planning

                  Selling your business: Proceed with passion

                  UBS Business Transition Services can help unlock the possibilities

                  Too many business owners don't plan in advance for when they’re ready to exit. We can provide guidance, along with UBS Business Transition Services, to help you prepare early for the transition and what comes next.

                  Backed by the strength of UBS

                  A global leader in wealth management

                  Global leader

                  UBS is a world-leading wealth manager

                  #1

                  Global Equity Research 

                  Institutional Investor, 2021 Global Rankings

                  Financial strength

                  Driving confidence.
                  Aa3 (stable) Moody’s
                  A+ (stable) Standard & Poor’s

                  UBS AG, long-term senior secured debt rating. As of 11/23/2021

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