Experience. Advice. Collaboration.

Planning for your family’s entire financial needs

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pamela J. Thompson, CFP

First Vice President–Wealth Management

Portfolio Manager

Pam brings more than 30 years of financial services experience to the Compass Financial Group. Pam develops comprehensive financial plans, as well as customized financial strategies to help pursue clients' short and long-term goals.  She is a CERTIFIED FINANCIAL PLANNERTM  practitioner.  She holds Series 7,31, 63 and 65 securities licenses as well as life and health insurance licenses.  Pam earned her B.S. in organizations, leadership and management from the University of San Francisco. 

In her spare time, Pam enjoys music, birdwatching, and volunteering for the Audubon Society, and Habitat for Humanity.

CA Agent License #0C56815

Registered States:
  • AZ
  • CA
  • CO
  • DE
  • FL
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • LA
  • MA
  • MD
  • MI
  • MN
  • MO
  • MT
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OK
  • OR
  • PA
  • SD
  • TX
  • VA
  • WA
  • WV

  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Bachelor of Science in Organizations, Leadership and Management, University of San Francisco

Credentials

  • Portfolio Manager

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Financial planning
Lending services
Retirement planning
Estate planning strategies
Women investors
Legacy planning
Cash management
Investing
703 Trancas Street
3 and 4 Financial Plaza
Napa, CA 94558
  • (707) 254-1518

Email Me

Pamela J. Thompson, CFP is also part of:
Compass Financial Group

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Misty Jones bio photo 06 2022

    Misty Jones

    Senior Vice President–Wealth Management

    Portfolio Manager

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    • AK
    • AZ
    • CA
    • CO
    • DC
    • FL
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MT
    • NC
    • NH
    • NM
    • NV
    • NY
    • OK
    • OR
    • PA
    • SD
    • TX
    • VA
    • WA
    • WV

    Originally From Sonoma County, Misty began her career in the investment industry in 1996. In 2004, Misty became a UBS Financial Advisor. Misty focuses on wealth planning for individual clients and their families through financial planning resources available at UBS. She genuinely enjoys helping clients achieve their goals through planning and integrating personalized investment portfolios. Misty lives in Napa and has been involved with various community service organizations during her career including Rotary, New Technology High interact, Napa Humane and the California Dressage Society. Misty is FINRA registered and holds 7, 63, & 66 securities licensed as well as licenses for life, accident and health insurance and variable annuities. She has a Bachelor of Science degree in Management from the University of Phoenix. In her free time, she enjoys equestrian activities and spending time with her two sons. 

    CA Agent License #0E68788

    • Forbes America’s Top Women Wealth Advisors, 2020The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
    • Forbes Best-in-State Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
    • Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
    • Working Mother Magazine/SHOOK Top Wealth Advisor Moms, 2018, 2019, 2020, 2021The Working Mother Magazine/SHOOK rating is compiled by Shook Research and awarded annually in October based on information from a 12 month period ending in March of the award year.

    • University of Phoenix, Bachelor of Science, Management
    • Portfolio Manager
    Financial planning
    Retirement planning
    Estate planning strategies
    Philanthropy
    Legacy planning
    Investing
    Impact investing
    Multi-generational families
    703 Trancas Street
    3 and 4 Financial Plaza
    Napa, CA 94558
    misty.jones@ubs.com
    Misty Jones
    703 Trancas Street,Napa,CA,94558
  • Ron Herring bio photo 06 2022

    Ron Herring CRPS

    Senior Vice President–Wealth Management

    Senior Portfolio Manager

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    • AZ
    • CA
    • CO
    • FL
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • LA
    • MA
    • MD
    • MI
    • MN
    • MT
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • SD
    • TX
    • VA
    • WA
    • WI
    • WV

    From and early age, Ron has been fascinated by the financial world. He entered the financial  industry full time when he was 18 years old, and joined UBS as a Financial Advisor in 1987. Ron has dedicated his professional life to helping individuals, families, businesses and organizations manage their wealth. He focuses on long-term planning issues, in addition to portfolio strategy and management. He has a B.B.A degree from National University and holds a CRPS™ designation from the College of Financial Planning. While at UBS his studies have centered around; Practical Economics, Equity Valuation, Fixed Income Concepts and Tools, Asset Allocation, and Portfolio Management. He holds a Series 7, 63 and 65 securities licenses, along with life and health insurance licenses.

    Over the years, Ron has enjoyed being involved in various volunteering activities including past president of the Active 20 – 30 Club, a Founding Member and former Chairman of the Cycle for Sight, a Co-Founder and Head Coach of the Napa Valley Basketball Alliance, an Associate Head Coach for the Napa High Varsity Basketball Team, and has coached various youth sports. 

    On a personal note Ron enjoys camping, kayaking, volleyball, research and spending time with family and friends.

    CA Agent License #0A47470

    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • National University, Bachelors in Business Administration
    • Senior Portfolio Manager
    • Chartered Retirement Plans Specialist℠
    Financial planning
    Retirement planning
    Business succession
    Custom portfolios
    Retirement Plan consulting
    Banking
    Cash management
    Business owners
    703 Trancas Street
    3 and 4 Financial Plaza
    Napa, CA 94558
    ron.herring@ubs.com
    Ron Herring CRPS
    703 Trancas Street,Napa,CA,94558
  • Tiffany Walls bio photo 06 2022

    Tiffany Walls

    Senior Client Associate

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    • CA

    Tiffany has been in the industry since 2007 and with UBS since 2011. She supports the Compass Financial Group by providing excellent client service and coordinating with the team on all administrative functions. FINRA registered, Tiffany holds her Series 7 and 66 securities licenses, as well as licenses for life and health insurance and variable annuities. Tiffany resides in Napa with her husband.

    CA Agent License #0G85429

          703 Trancas Street
          3 and 4 Financial Plaza
          Napa, CA 94558
          tiffany.walls@ubs.com
          Tiffany Walls
          703 Trancas Street,Napa,CA,94558
        • Amy Knopka bio photo 06 2022

          Amy Knopka

          Senior Client Associate

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          • AZ
          • CA
          • CO
          • NV
          • OR
          • WA

          Amy, who joined UBS in 2013, provides administrative support and guidance for the team. A graduate of Wake Forest University, she brings a wealth of customer service skills and experience to the role. Amy holds Series 7 and 66 securities licenses. Prior to taking time off to raise her sons, she led and managed a team serving international clients in the forest products industry. Amy resides in Napa with her husband.

            • Wake Forest University
              703 Trancas Street
              3 and 4 Financial Plaza
              Napa, CA 94558
              amy.knopka@ubs.com
              Amy Knopka
              703 Trancas Street,Napa,CA,94558
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              Nicholas Herring

              Client Associate

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                Nick joined the UBS and Compass Financial Group in 2024. Nick is a graduate of Chico State and has earned a B.S. in Business Administration, Finance. Nick is passionate about utilizing his knowledge to guide and help clients reach their financial goals.

                 As the son of Ron Herring, another valued financial advisor in the Compass Group, Nick has grown up immersed in the world of financial advising. He is eager to build upon this foundation and establish himself as a trusted resource for our clients. Nick believes in developing personalized strategies tailored to each client’s unique needs and circumstances, and is dedicated to providing clear and supportive guidance each step of the way.

                 When he is not in the office Nick enjoys basketball, baking, podcasts, hiking, pestering his two cats, and spending quality time with friends and family.

                      703 Trancas Street
                      3 and 4 Financial Plaza
                      Napa, CA 94558
                      nicholas.herring@ubs.com
                      Nicholas Herring
                      703 Trancas Street,Napa,CA,94558

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                    Building multicultural wealth, together

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                    Traditional or Roth?

                    For most families, a balance of Traditional and Roth contributions will provide the best results. However, this doesn’t mean that you should contribute to both types of accounts equally. The UBS Chief Investment Office (CIO) provides an overview of Traditional and Roth 401(k) accounts, highlighting key factors that you should consider when deciding where you will direct your hard-earned savings.

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