Delivering access. Exploring opportunity.

Private Wealth Management

At Oster-Konigsberg Wealth Management, we believe that financial success is often marked by good decision making and well-informed investment and planning advice. But it also takes access to the broadest range of solutions—resources and collaboration with professionals who understand your goals and can help you grow and preserve all you have achieved. To us, that is how you uncover the right opportunities at the right time

Which opportunities are right for you?

All of Private Wealth Management. Tailored for you.

As Private Wealth Advisors, we have been connecting our clients to those resources year after year. The exclusive Private Wealth Management division of UBS provides access to the full depth and breadth of the firm—an network of expertise and market intelligence worldwide. Whether you are looking to manage a dynamic investment portfolio, maximize the value of your liquidity event or create lasting family wealth, we want to put our experience and the global strength of UBS to work for you, and provide an ongoing source of financial opportunity today and tomorrow. Depending on your goals, we'll access the expertise of these select partners:

Advanced Planning

Portfolio Advisory Group

UBS Private Bank

UBS Investment Bank

Third-party investment managers

Multigenerational families

Shaping family wealth, philanthropy and legacy

Because we understand the dynamics of families and their wealth transfer concerns, we can help you build a thoughtful plan for transitioning assets to future generations. We begin our planning process with deep discovery conversations that will fully identify your priorities, concerns and values.

Whether you’re looking to preserve your assets or business for the next in line or reduce your estate tax exposure, we will work with you, your tax and legal advisors and estate attorney to ensure your plan addresses your short- and long-term goals. We can also provide education and programs to help prepare the rising generation for carrying on your legacy. Working with the UBS Family and Philanthropy Advisory team of specialists, we offer the following resources:

Family workshops and our Young Successors Program focused on financial literacy and multigenerational wealth stewardship
Philanthropic solutions to transform family values into strategic opportunities for giving back
Asset titling and ownership
Estate liquidity and tax planning
Business succession

Founders and entrepreneurs

Transitioning businesses from ownership to exit

Every day we work with business owners and their families as they take their companies full circle. Whether your goal is to raise capital, take on debt, reduce your day-to-day participation or exit the business completely, we understand the issues you’re facing and can guide you each step of the way.

Our team has the capabilities and resources to guide company founders through transition events—particularly exit strategies via sale or IPO, as well as helping with debt financing. Our early involvement in your transaction enables us to access all of the resources needed to help maximize the value of the event so you can confidently pursue your life’s goals today and post-sale. In the case of privately held businesses, we can work with our investment banking specialists to determine how best to create liquidity for your family To help inform our recommendations about deal structure, valuation opportunities and tax considerations, we’ll coordinate with our network of both third-party and UBS experts in:

M&A advisory services
Private equity and debt financing
Risk management
Estate planning strategies
Tax management

Corporate executives

Managing executive compensation

Many of our clients have built their wealth through the ownership of shares of a public or private business. The rules and regulations around equity awards can be daunting. Whether you are working at a public or private firm, we have the experience to simplify the process and help you gain the most from your equity compensation package.

Our team can work with you on these key areas of compensation:

Designing Rule 10b5-1 selling plans
Managing restricted stock awards
Execute stock options
Sell shares that are privately held or public shares that are subject to Rule 144
Implement risk management strategies for concentrated positions

We also have a full complement of hedging, collaring, covered call writing, lending and alternative investment services that are designed to help preserve and enhance your positions in the most tax-efficient manner.

Serving our clients

Navigating a life-changing liquidity event

The situation

A longtime client owned a significant stake in the closely held company where he had worked for years. The company had put itself up for sale and several private equity firms were interested. The client knew the eventual sale would be a life-changing event, both financially and personally.

He asked us to help him prepare for the liquidity event so he would have a plan in place when the deal was finalized. He wanted to minimize taxes, ensure a comfortable lifestyle for his family and transfer wealth out of his estate as tax-efficiently as possible.

Read our case study

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Jeffrey Oster

Managing Director

Financial Advisor
View bio
- AZ
- CA
- CO
- CT
- FL
- IL
- NV
- NY
- OR
- SD
- TX
- VA
- WA
Private wealth management informed by markets, shaped by relationships

Since 1991 when he became a Financial Advisor, Jeff has managed client wealth through the ups and downs of markets and multiple political and economic cycles. Today, as a UBS Private Wealth Advisor, there is not a lot he hasn't faced. It's that "boots on the ground" experience that Jeff brings to each relationship and to the complex financial lives of his clients—successful entrepreneurs and their families.

“I love working with people and helping them address their financial challenges—my team and my clients make every day meaningful and rewarding.”

A principal advisor of Oster-Konigsberg Wealth Management, Jeff focuses on investment management, including alternatives, fixed income and hedging strategies. Within the exclusive Private Wealth Management (PWM) division of UBS, he accesses the full depth and breadth of UBS platforms, global expertise and thought leadership to help his clients achieve their most important goals—from liquidity planning and business transition to estate and legacy planning strategies.

Experience
- Lehman Brothers, 2004 – 2008
- Banc of America Securities, 1997 – 2004
- Montgomery Securities, 1993 – 1997
Achievements
- UBS Family Office Consultant
- Series 3, 7, 63 and 65 securities licenses
- Long-term care insurance licensed
- B.A., international relations, minor in economics, Chico State University
- M.B.A., finance and marketing, Northwestern University
Life
- Jeff has two adult children.
- He cycles for charity and pleasure and also enjoys basketball, rock music and travel.
- Jeff lives in San Francisco.
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104
Neil Konigsberg

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- CO
- FL
- NV
- NY
- OR
- PA
- SD
- TX
- WA
For over thirty years, I have had the good fortune of advising company founders, executives, entrepreneurs and their families in all aspects of their financial lives. My clients work with me because our relationship is one of partnership. Each family is different, so knowing their goals and understanding what is truly important to them ensures we are creating an appropriate, informed, long-term strategic plan that is unique to them. My clients say they work with me because of my dedication to them, and my experience and judgement in managing their complex financial lives enables them to focus on their priorities. I advise them on issues ranging from preserving their wealth and optimizing their portfolios, to transferring wealth to their children and future generations, and increasing their philanthropic impact.

I live in Alamo, CA with my wife, Patrice, and our 15-year-old son, Grayson. Now that the pandemic is fading, we can be found playing tennis or by the pool most weekends, cheering on Grayson while he plays water polo for San Ramon Valley High School. Patrice is a member chair of Boys Team Charity, Alamo-Danville League, which develops the altruistic spirit in young men through active participation of parents and sons in philanthropic projects within the community. Working with the Fulfillment Fund, who's mission is to make college a reality for students growing up in educationally and economically under-resourced communities, I mentor High School students. I’ve recently been working with college students from at-risk communities, helping them prepare for job interviews, as well as mentoring former inmates in areas of financial literacy.
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104
Franklin Gutierrez

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- FL
- ID
- IL
- MD
- NV
- NY
- OH
- SD
- TX
- VA
- WA
Franklin has over thirteen years of experience in the financial services industry. Prior to joining UBS in 2016 he worked at Bank of America, Wells Fargo, Charles Schwab, and the JPMorgan Private Bank. He held various roles servicing Ultra High Net Worth clients. Frank was a member of the Dean's List at City College of San Francisco. Outside of work, Frank is a food enthusiast, and serves his community as a Firefighter/EMT. Frank is also fluent in Spanish and, of course, is a rabid San Francisco Giants fan. Franklin holds his Series 7, 63, and 65 licenses.
4400 Post Oak Parkway
20th Floor
Houston, TX 77027

Jeffrey Oster

Managing Director

Financial Advisor
View bio
- AZ
- CA
- CO
- CT
- FL
- IL
- NV
- NY
- OR
- SD
- TX
- VA
- WA
Private wealth management informed by markets, shaped by relationships

Since 1991 when he became a Financial Advisor, Jeff has managed client wealth through the ups and downs of markets and multiple political and economic cycles. Today, as a UBS Private Wealth Advisor, there is not a lot he hasn't faced. It's that "boots on the ground" experience that Jeff brings to each relationship and to the complex financial lives of his clients—successful entrepreneurs and their families.

“I love working with people and helping them address their financial challenges—my team and my clients make every day meaningful and rewarding.”

A principal advisor of Oster-Konigsberg Wealth Management, Jeff focuses on investment management, including alternatives, fixed income and hedging strategies. Within the exclusive Private Wealth Management (PWM) division of UBS, he accesses the full depth and breadth of UBS platforms, global expertise and thought leadership to help his clients achieve their most important goals—from liquidity planning and business transition to estate and legacy planning strategies.

Experience
- Lehman Brothers, 2004 – 2008
- Banc of America Securities, 1997 – 2004
- Montgomery Securities, 1993 – 1997
Achievements
- UBS Family Office Consultant
- Series 3, 7, 63 and 65 securities licenses
- Long-term care insurance licensed
- B.A., international relations, minor in economics, Chico State University
- M.B.A., finance and marketing, Northwestern University
Life
- Jeff has two adult children.
- He cycles for charity and pleasure and also enjoys basketball, rock music and travel.
- Jeff lives in San Francisco.
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104
Neil Konigsberg

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- CO
- FL
- NV
- NY
- OR
- PA
- SD
- TX
- WA
For over thirty years, I have had the good fortune of advising company founders, executives, entrepreneurs and their families in all aspects of their financial lives. My clients work with me because our relationship is one of partnership. Each family is different, so knowing their goals and understanding what is truly important to them ensures we are creating an appropriate, informed, long-term strategic plan that is unique to them. My clients say they work with me because of my dedication to them, and my experience and judgement in managing their complex financial lives enables them to focus on their priorities. I advise them on issues ranging from preserving their wealth and optimizing their portfolios, to transferring wealth to their children and future generations, and increasing their philanthropic impact.

I live in Alamo, CA with my wife, Patrice, and our 15-year-old son, Grayson. Now that the pandemic is fading, we can be found playing tennis or by the pool most weekends, cheering on Grayson while he plays water polo for San Ramon Valley High School. Patrice is a member chair of Boys Team Charity, Alamo-Danville League, which develops the altruistic spirit in young men through active participation of parents and sons in philanthropic projects within the community. Working with the Fulfillment Fund, who's mission is to make college a reality for students growing up in educationally and economically under-resourced communities, I mentor High School students. I’ve recently been working with college students from at-risk communities, helping them prepare for job interviews, as well as mentoring former inmates in areas of financial literacy.
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104
Franklin Gutierrez

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- FL
- ID
- IL
- MD
- NV
- NY
- OH
- SD
- TX
- VA
- WA
Franklin has over thirteen years of experience in the financial services industry. Prior to joining UBS in 2016 he worked at Bank of America, Wells Fargo, Charles Schwab, and the JPMorgan Private Bank. He held various roles servicing Ultra High Net Worth clients. Frank was a member of the Dean's List at City College of San Francisco. Outside of work, Frank is a food enthusiast, and serves his community as a Firefighter/EMT. Frank is also fluent in Spanish and, of course, is a rabid San Francisco Giants fan. Franklin holds his Series 7, 63, and 65 licenses.
4400 Post Oak Parkway
20th Floor
Houston, TX 77027

Backed by the strength of UBS

A global leader in wealth management

For Ultra-High Net Worth clients

Euromoney Private Banking and Wealth Management Survey, 2016-2022

Wealth Manager of the Year

Environmental Finance IMPACT Awards 2020

^$2.8 trillion

In invested assets globally
As of 06/30/2022

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Delivering access. Exploring opportunity.

All of Private Wealth Management. Tailored for you.

Multigenerational families

Founders and entrepreneurs

Corporate executives

Serving our clients

Pursuing your goals together

Jeffrey Oster

Neil Konigsberg

Franklin Gutierrez

Jeffrey Oster

Neil Konigsberg

Franklin Gutierrez

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