Lasting relationships. For all that matters

Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

mountain climbers

Neil Newman

Senior Vice President–Wealth Management

I began my career in one of the equity market’s most tumultuous months on record—and over the past 40 years I have helped clients manage their wealth throughout good times and bad. I joined UBS in 2009 after 21 years at Smith Barney. 

With my clients, I emphasize asset allocation and total portfolio management with a focus on retirement income planning; I also help them with education funding, structures for charitable giving and estate planning. I am FINRA registered and hold Series 7 and 63 securities licenses as well as licenses for life, accident and health insurance and variable annuities.

I earned my bachelor’s degree in Finance from Thomas Jefferson University. My wife and I live in Fort Washington. We just welcomed our first grandchild Skylar.

Registered States:
  • CA
  • CO
  • DE
  • FL
  • IL
  • MI
  • NC
  • NJ
  • NY
  • PA

Education

  • Bachelor’s Degree in Finance, Thomas Jefferson University

Credentials

  • Portfolio Manager
1735 Market Street
Mellon Bank Center
44th Floor
Philadelphia, PA 19103

Email Me

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Turn possibilities into a plan

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A leading global wealth manager

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Support and resources

The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.

Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

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UBS is a leading and truly global wealth manager

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