The way forward

Today, tomorrow and for generations to come

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Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • James-Jim-Muckleroy-Profile-Photo

    James Muckleroy

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • LA
    • MI
    • MS
    • OK
    • SC
    • TN
    • TX
    • WA

    Jim joined UBS in 2008 after having spent the previous 11 years at another major financial services firm.  An Accredited Wealth Management Advisor and a Chartered Retirement Planning Counselor, Jim holds a bachelor's degree from the University of Louisiana-Monroe and a master's degree from Stephen F. Austin State University.  He also has Series 7, 63 and 65 securities licenses, as well as Texas life insurance and annuity licenses. 

    Active members of the community, Jim and his wife, Betty, have lived in the Tyler area for more than 30 years.  They have two children, Katie and Chris, a daughter-in-law Emily, and three grandchildren, Cole, Caroline, and Olivia.  Their family enjoys spending time together raising and riding Tennessee Walking horses, skiing, hunting and "living life on the farm."

      • University of Louisiana-Monroe, Bachelor's Degree
      • Stephen F. Austin State University, Master's Degree
      • Accredited Wealth Management Advisor℠
      • Chartered Retirement Planning Counselor℠
      • Wealth Advisor
      6101 S. Broadway
      Suite 510
      Tyler, TX 75703
    • Katheryn-Renee-Katie-Muckleroy-Profile-Photo

      Katheryn Renee "Katie" Muckleroy, CDFA

      Senior Wealth Strategy Associate

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      • AL
      • AR
      • LA
      • MI
      • MS
      • OK
      • SC
      • TN
      • TX
      • WA

      Katie joined UBS in 2016 after having spent the previous five years at another financial services firm.  Katie holds a double major in Finance and Management from Baylor University. She also has her Series 7 and 66 securities licenses as well as Texas life insurance and annuity licenses.  In addition to offering financial planning and retirement advice, Katie is also a Certified Divorce Financial Analyst®, which better prepares her to customize client's financial plans to fit all of life's unexpected circumstances.

      Katie returned home to Tyler after earning her degree from Baylor and living in the Fort Worth area working at her previous firm.  She loves spending time with her nephew and two nieces, Cole, Caroline, and Olivia.  She also enjoys spending time training with her dog, Baylor.  Katie is a member of the Baylor Women's Network Tyler Chapter, the Junior League of Tyler, and Green Acres Baptist Church, where she is active in the Mosaic ministry. 

        • Baylor University, Finance and Management
        • Certified Divorce Financial Analyst
        6101 S. Broadway
        Suite 510
        Tyler, TX 75703
      • Candace-Polk-Profile-Photo

        Candace Polk

        Senior Client Associate

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        • AK
        • AL
        • AR
        • CA
        • CO
        • FL
        • GA
        • IL
        • KS
        • LA
        • MI
        • MN
        • MS
        • NC
        • NE
        • NM
        • NY
        • OH
        • OK
        • SC
        • SD
        • TN
        • TX
        • UT
        • VA
        • WA

        Candace joined UBS Financial in 2014 after spending two years in retail banking.  She holds an associate's degree from Tyler Junior College, where she was a proud member of the Apache Belles, and a bachelor's degree from The University of Texas at Tyler.  She holds both Series 7 and 66 licenses.  Candace is a member of the Catholic Diocese of Tyler and the Apache Belle Alumni Organization. 

          • Tyler Junior College, Associate's Degree
          • The University of Texas, Bachelor's Degree
            6101 S. Broadway
            Suite 510
            Tyler, TX 75703

          The circular economy: What is it?

          Retirement planning

          Retirement planning

          Multigenerational planning

          Multigenerational planning

          Legacy—Wealth for others

          For needs that go beyond your own—to help you improve the lives of others

          What will your legacy be?
          It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

          Learn more at ubs.com/wealthway.

          Backed by the strength of UBS

          A global leader in wealth management

          $2.8 trillion

          In invested assets globally 
          As of 06/30/2022

          51 countries

          Our global footprint

          Global leader

          UBS is a world-leading wealth manager