The power of investing now

• AK
• AL
• AZ
• CA
• DC
• DE
• FL
• HI
• IN
• LA
• MA
• MD
• MN
• NV
• OR
• PA
• SC
• TX
• VA
• WA

Dan believes people should spend less than they make, so they can have the opportunity to invest consistently, while minding the long term. It is with this philosophy that Dan leads the client service culture of the Honolulu branch to create an environment where the financial advisors help to solve complex problems for clients. Dan advises the FAs to put themselves in the shoes of the clients, much as he does, and to keep things clear, so as to help clients define and reach their goals. 

Dan specializes in working with business owners and retirees on their retirement plans, providing personalized, proactive, and customized advice to individuals and retirement plan sponsors for 401(k) programs, defined contribution plans, and qualified retirement plans. He has continued to expand his knowledge base with educational programs in the areas of retirement planning, income and estate taxes, investments, and insurance, gaining certifications as a Certified Financial Planner (CFP), Chartered Financial Consultant (ChFC), Chartered Retirement Plans Specialist (CRPS), and Certified Exit Planning Advisor (CEPA).  

Born and raised in Honolulu, Dan attended the Iolani School locally. Shortly after graduating cum laude from Claremont McKenna College with a double major in Economics and Government, he began a career as a research associate with Booz Allen & Hamilton in San Francisco, moving back to Hawaii as a management consultant with Ernst & Young. He started with UBS as a financial advisor in Honolulu in 1994 and became branch manager in 2016. 

A family man with two sons, Dan and his wife Sandee have been married for 28 years. For 15 of those years, Dan has been coaching youth soccer, to remind himself that there is more to life than money. It also reminds him that life’s priorities change over time, whether you are 7, 15, 35, 50 or 70, and it is important to honor those changes.

CA Insurance License Number OI54711

• Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• CERTIFIED FINANCIAL PLANNER™
• Chartered Financial Consultant
• Chartered Retirement Plans Specialist℠

• AZ
• CA
• CO
• FL
• GA
• HI
• LA
• MA
• MD
• MN
• NH
• NV
• OR
• TX
• WA

With over 46 years of investment experience, John is a Senior Retirement Planning Consultant who specializes in retirement planning for business owners and individuals.  He has served as the Assistant Branch Manager for the Honolulu complex of UBS Financial Services.

John lives in Honolulu with his wife Faye.  His daughter Christina is an attorney in Washington State and his son Patrick is a dentist in Chicago.

• AZ
• CA
• CO
• FL
• HI
• MD
• NV
• OR
• TX
• WA

With over 23 years of investment experience,  Keith is a Certified Financial Planner (CFP).  Keith is responsible for creating customized holistic financial plans along with providing clients with ongoing support and services.  He specializes in trading operations and investment plan implementation.

Keith lives in Honolulu with his wife Alison and their children Tyler and Emily.

• CERTIFIED FINANCIAL PLANNER™

• CA
• DC
• DE
• FL
• HI
• IN
• MD
• NV
• OR
• PA
• SC
• TX
• VA
• WA

Tracy has over 25 years of experience in the financial industry and has been with UBS Financial Services for the last 15 years as an Associate Director, Senior Wealth Strategy Associate.  Tracy is a graduate of Iolani School and University of Southern California where he received a Bachelor of Art in Economics. He has also received an MBA from the University of Hawaii and has studied law at the California School of Law. Tracy has served on non-profit organization boards of Prevent Child Abuse Hawaii, Young Business Council, Good Beginnings Alliance, Hawaii Children’s Action Network, Big Brothers and Big Sisters, Japanese Junior Chamber, The Movement Center, and Kapahulu Senior Center.

• AZ
• CA
• FL
• HI
• LA
• MA
• MD
• MN
• MO
• NV
• OR
• TX
• WA

Jenny supports clients who believe that their investments should be consistent with the causes, issues and beliefs that are important to them by developing a value-based investment strategy that helps clients pursue their financial goals. She works with families and small businesses to help them articulate their short and long term goals to recommend a holistic financial and retirement plan.

Jenny is a graduate from the Shidler College of Business at University of Hawaii at Manoa with a bachelor's degree in Finance, Marketing, and International Business. Outside of work, she leads climate change community service and philanthropy projects that positively impacts the Hawaiian Islands culture and environment. In her free time, she enjoys videography, paddling canoes, sailing, and traveling.