Your lasting legacy

Couple in front yard

What will your legacy be? Whether it's to preserve your estate for the next generation, or contribute to the philanthropic causes that mean so much, we provide the advice you need to clarify your goals, weigh your choices and choose a strategy today that can help you shape the legacy you envision for tomorrow.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Nathaniel-Mosley

    Nathaniel Mosley

    Senior Vice President–Investments

    Financial Advisor

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    • CA
    • CO
    • DE
    • FL
    • KS
    • KY
    • LA
    • MS
    • NC
    • NJ
    • NM
    • NY
    • OK
    • SC
    • TN
    • TX
    • VA

    Nat joined UBS in 1989. Prior to UBS Nat spent seven years at E.F.Hutton / Shearson Lehman Brothers and four years  with Hanifen Imhoff and T.J. Rainey. He has been active in the securities industry for over 37 years, advising a diverse domestic and foreign institutional client base, and in more recent years, a select group of high-net worth families. He received his Certified Investment Management Analyst designation in 2006, and attended the University of Mississippi.

      • University of Mississippi
      • Certified Investment Management Analyst®
      100 Crescent Court
      Dallas, TX 75201
    • John-Doke

      John Doke

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AZ
      • CA
      • CO
      • DC
      • DE
      • FL
      • IL
      • KS
      • MA
      • MD
      • MS
      • NC
      • NE
      • NJ
      • NM
      • NV
      • NY
      • OK
      • PA
      • SC
      • TN
      • TX
      • UT
      • VA

      John has been with UBS since 1994 and active in the Securities industry since 1992.  Clients include Affluent Families, Executives, Entrepreneurs, and Institutions. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000 following previous service with Kidder Peabody, which began in 1994. He started his career with Hibernia National Bank Dallas where he was a Bond Trader in their Capital Markets Division. John earned a BBA in Finance from the University of Texas at Austin.

        • University of Texas at Austin, BBA in Finance
          100 Crescent Court
          Dallas, TX 75201
        • James-Madden

          James Madden

          First Vice President–Investments

          Financial Advisor

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          • AZ
          • CA
          • CO
          • DC
          • DE
          • FL
          • IL
          • KS
          • MA
          • MD
          • MS
          • NC
          • NE
          • NJ
          • NM
          • NV
          • NY
          • OK
          • PA
          • SC
          • TN
          • TX
          • UT
          • VA

          Jim has been with UBS for 17 years and active in the securities industry for over 40 years with a diverse institutional background in portfolio management, technical analysis, institutional consulting, and in more recent years advising high-net worth families. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000. Jim received his BBA and MBA degrees with concentration in Finance from Southern Methodist University.

            • Southern Methodist University, BBA and MBA Degrees with Concentration in Finance
              100 Crescent Court
              Dallas, TX 75201

            The Year Ahead - Sustainable Investing

            Retirement planning

            Retirement planning

            Multigenerational planning

            Multigenerational planning

            Legacy—Wealth for others

            For needs that go beyond your own—to help you improve the lives of others

            What will your legacy be?
            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

            Learn more at ubs.com/wealthway.

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