Lasting relationships. For all that matters

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

Cincinnati Office

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Mike Mckay

    Michael McKay

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • CT
    • FL
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • MI
    • MO
    • NC
    • NY
    • OH
    • PA
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • WI
    • WY

    CA Insurance Lic: OE32960

    • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • Xavier University, Marketing, M.B.A.
    • Louisiana State University, Chemical Engineering, B.S.
    • Wealth Advisor
    Financial planning
    Legacy planning
    Retirement planning
    Education planning
    Estate planning strategies
    Structured products
    312 Walnut Street
    Suite 3300
    Cincinnati, OH 45202
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    Kelsey McKay

    Financial Advisor

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    • CA
    • CO
    • CT
    • FL
    • IL
    • IN
    • KY
    • LA
    • MA
    • MD
    • MO
    • NC
    • NJ
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA
    • WI
    • WY

          312 Walnut Street
          Suite 3300
          Cincinnati, OH 45202
        • heather-mardis

          Heather Mardis

          Investment Associate

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          • FL
          • KY
          • NY
          • OH
          • TX

          Heather joined UBS in 2008. She has 25 years experience in the financial services industry. Heather holds Series 7 and Series 66 securities licenses and is insurance licensed in Life, Health, Accident & Variable Annuities.

                312 Walnut Street
                Suite 3300
                Cincinnati, OH 45202
              • lorelei-tumino

                Lorelei Elisabeth Tumino

                Client Associate

                Accredited Asset Management Specialist℠

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                • CA
                • FL
                • IN
                • KY
                • LA
                • MA
                • MI
                • NY
                • OH
                • PA
                • TN
                • TX

                Lorelei joined UBS in 2016. She has 10 years experience in the financial services industry. Lorelei holds Series 7 and Series 66 securities licenses and is insurance licensed in Life, Health, Accident & Variable Annuities. She has also earned her AAMS® (Accredited Asset Management Specialist) designation through the College for Financial Planning.

                    • Accredited Asset Management Specialist℠
                    312 Walnut Street
                    Suite 3300
                    Cincinnati, OH 45202

                  Defining your priorities. Pursuing what matters.

                  Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

                  Retirement planning

                  Retirement planning

                  Multigenerational planning

                  Multigenerational planning

                  Estate planning strategies

                  Estate planning strategies

                  How can you be more certain in an uncertain market?

                  Let's put your plan in place, for today, tomorrow and for generations to come

                  You don't have to let market volatility get in the way of your long-term goals. Through the plan we create together, we can help you pursue what matters most.

                  4 person

                  seasoned team

                  $250 million

                  Assets under management


                  Backed by the strength of UBS

                  A global leader in wealth management

                  $2.8 trillion

                  In invested assets globally 
                  As of 06/30/2022

                  Global leader

                  UBS is a world-leading wealth manager

                  Financial strength

                  Driving confidence.
                  Aa3 (stable) Moody’s
                  A+ (stable) Standard & Poor’s

                  UBS AG, long-term senior secured debt rating. As of 11/23/2021

                  Insights