Lasting relationships. For all that matters

Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.


Michael J. Mimick, CIMA®

Managing Director

Market Executive

Mike Mimick is the Midwest Market Executive of the Client Advisory Group for Wealth Management USA. He is responsible for domestic business within the Midwestern states of Kansas, Iowa, Minnesota, Missouri, Nebraska, North Dakota, South Dakota, Oklahoma and Wisconsin. He oversees over 500 Financial Advisors and support staff who manage $75 billion in client assets. Focused on providing a full range of solutions to address client needs, Mike’s vision for the Midwest Market is to be the firm of choice for Wealth Management clients and advisors alike in the communities we serve.

Mike joined UBS in 2005 and has held prior leadership roles with UBS in Colorado, Nevada and Utah. After graduating from the University of Nebraska at Omaha with a BS in Finance and Banking, Mike held a variety of leadership roles, including financial advisor, in the financial services industry before joining UBS. He holds the Certified Investment Management Analyst® (CIMA®) designation through the Investment & Wealth Institute and University of Pennsylvania—The Wharton School.

Helping his community is an integral part of Mike’s life. He is a past recipient of the UBS Community Involvement award, which focuses on working with UBS’s strategic nonprofit partners to give back to the community. Mike’s own involvement with charitable organizations includes mentoring our service members and veterans through American Corporate Partners and volunteering for Ronald McDonald House, City Union Mission, the Great Plains SPCA and Harvesters Community Food Network.

Michael and his wife, Dawn, live in Leawood, Kansas, and have two adult children. Mike is an avid golfer, enjoys fitness, is a passionate University of Nebraska Athletics fan and likes American history novels. He and Dawn enjoy traveling to Colorado and Napa Valley together.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NY
  • OH
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV
  • WY
One Hallbrook Place, Suite 300
11150 Overbrook Road
Leawood, KS 66211
  • (913) 345-3230

Email Me

Michael J. Mimick, CIMA® is also part of:
Leawood, KS Branch Office

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