Wealth advice for your life's goals

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Keith W. Sheppard, CFA®

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Keith has been a part of the financial services industry and UBS since 1977. As a Senior Portfolio Manager in the firm's Portfolio Management Program, Keith is responsible for research, analysis and management of client portfolios. Keith earned a B.S. in economics from Portland State University. In 2001, he was awarded the Chartered Financial Analyst^® (CFA^®) professional designation, recognized around the world as the premier designation in the investment profession. Active with Friends of the Children and other local nonprofits, Keith also spent years coaching kids' sports programs. He and his wife, Greta, have two grown children and four grandchildren.
- Barron's Top 1,200 Financial Advisors, 2017, 2018, 2019, 2020, 2021, 2022, 2023
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Portland State University, B.S. Economics
- Senior Portfolio Manager
- Chartered Financial Analyst®
Legacy planning

Estate planning strategies

Custom portfolios

Multi-generational families

Business owners

Home Worker OR
Home Worker OR, OR 000
Curtis B. Spiteri

Senior Vice President–Wealth Management

Senior Portfolio Manager
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Curtis began his career as a Financial Advisor in 2005 with Piper Jaffray prior to its merger with UBS. As a Senior Portfolio Manager in the UBS Portfolio Management Program, Curtis's daily responsibilities include researching and critiquing suitable investments for client portfolios. He enjoys educating clients on what investments they own and why they own them. Curtis earned a B.A. from the University of Portland. He has been a fundraising committee member for Legacy Emanuel Medical Center and Randall Children's Hospital and currently coaches for Southeast Soccer Club. Curtis and his wife, Carrie, enjoy spending their weekends immersed in the activities of their son and daughter.
- University of Portland, B.A.
- Senior Portfolio Manager
Retirement planning

Estate planning strategies

Business succession

Business owners

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Shelley D. Rickman, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER™
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Prior to entering the financial services industry at UBS in 2001, Shelley worked as a credit analyst at Ford Motor Credit. By leveraging her extensive experience and knowledge of financial planning and relationship management, Shelley helps clients navigate the ever-changing financial landscape. Shelley received a B.S. in management from the University of Oregon, and in 2008, she earned the CERTIFIED FINANCIAL PLANNER™ (CFP^®) designation. She and her husband, Jeff, enjoy spending time at the Oregon Coast with their two boys.
- University of Oregon, B.S. Management
- CERTIFIED FINANCIAL PLANNER™
Financial planning

Education planning

Legacy planning

Retirement planning

Estate planning strategies

Multi-generational families

Women investors

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Henri Moreau

Account Vice President
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Henri's high level of interest in investments and his enjoyment of interacting with people have served him well since he joined UBS in July 1994. He offers a comprehensive approach while working primarily with retirees, professionals and business owners. Henri earned a B.A. in history from the University of Wisconsin, Oshkosh. He has served as a board member for the Boys & Girls Club and the Rotary Foundation, and is also a member of the Vancouver Rotary. Henri enjoys running, golfing, traveling, and spending time with friends and family. His favorite travel companion is his daughter.
- University of Wisconsin, Oshkosh, B.A. History
Retirement planning

Exit planning

Custom portfolios

Multi-generational families

Business owners

Professionals

Family Offices

Corporate executives

805 S.W. Broadway
Suite 2600
Portland, OR 97205
John Liu, AWMA, CEPA, CPWA

Vice President–Wealth Management

Certified Private Wealth Advisor®
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
John joined UBS in 2016. Working collaboratively, John enjoys helping clients pursue their goals through comprehensive financial planning. Prior to that, he was a portfolio manager for a private investment fund. John's diverse professional background also includes work as a senior manager at a middle-market business, as well as service in the New York City Police Department as a detective and patrol officer. John earned his B.A. in political science from Columbia University. His previous community service roles include: chairman and board member, Board of Managers for Chinatown YMCA; four-time puppy raiser for the Guide Dog Foundation for the Blind; and volunteer EMT for the Central Park Medical Unit.
- Columbia University , B.A. Political Science
- Certified Private Wealth Advisor®
- Certified Exit Planning Advisor
- Accredited Wealth Management Advisor℠
Financial planning

Retirement planning

Exit planning

Business succession

Professional entertainers

Business owners

Entrepreneurs

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Stephen Kuduk

Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- FL
- HI
- ID
- IL
- MA
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Stephen joined UBS in 2021. His prior experience in the financial services industry includes work as a high net worth account manager with Vanguard, and as a portfolio evaluation analyst with Fisher Investments. He received a B.S. in Finance and History from Florida State University, and holds Series 7, 63, and 65 securities licenses. When he is not working with clients to achieve their financial goals Stephen can be found volunteering with the Second Harvest food bank, reading, exploring the Pacific Northwest, and spending time with friends and family.
- Florida State University, B.S. Finance & History
760 SW 9th Street
Suite 2450
Portland, OR 97205

Tiffany Budke

Team Administrator
View bio
- CA
- OR
- WA
Tiffany has been a part of the financial services industry and UBS since March of 1997. She oversees the day-to-day operations for the entire team and strives to deliver efficient and effective results. Tiffany earned a B.S. in psychology from Portland State University and holds Series 7 and 66 securities licenses. She and her husband, Chris, have two sons. Tiffany loves to watch sporting events, especially when her sons are playing.
- Portland State University, B.S. Psychology
760 SW 9th Street
Suite 2450
Portland, OR 97205
Melissa Whitcomb

Wealth Management Associate
View bio
- CA
- IA
- OR
- WA
Melissa began her career in financial services in 1980, working in the banking industry until 2008. At that time, she transitioned to an operational role in brokerage services. Melissa joined UBS in 2014 and enjoys the opportunity to interact with clients. She received a B.S. in business administration from Concordia University in Portland and holds Series 7 and 66 securities licenses. Melissa and her husband, Dennis, have two adult children. In her free time, Melissa volunteers at the Shenandoah Food Pantry.
- Concordia University, B.S. Business Administration
Home Worker IA
Home Worker IA, IA 000
Carmen Gibson

Authorized Officer

Senior Client Associate
View bio
- AZ
- CA
- FL
- GA
- ID
- IL
- MA
- MN
- MT
- NC
- NE
- NV
- NY
- OR
- VA
- WA
- WV
- WY
Carmen's financial services career began in 1999 at the Portland office of Piper Jaffray, a boutique wealth management firm which was acquired by UBS in 2006. Carmen worked in the Operations Department as a wire operator where she settled large stock and bond transaction. In 2007 Carmen became a Client Service Associate responsible for supportive administrative duties. In her free time, Carmen loves to exercise, read crime novels and watch movies. She also enjoys cooking and has a special fondness for Thai cuisine.
5300 Meadows Road
Suite 300
Lake Oswego, OR 97035

Keith W. Sheppard, CFA®

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Keith has been a part of the financial services industry and UBS since 1977. As a Senior Portfolio Manager in the firm's Portfolio Management Program, Keith is responsible for research, analysis and management of client portfolios. Keith earned a B.S. in economics from Portland State University. In 2001, he was awarded the Chartered Financial Analyst^® (CFA^®) professional designation, recognized around the world as the premier designation in the investment profession. Active with Friends of the Children and other local nonprofits, Keith also spent years coaching kids' sports programs. He and his wife, Greta, have two grown children and four grandchildren.
- Barron's Top 1,200 Financial Advisors, 2017, 2018, 2019, 2020, 2021, 2022, 2023
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Portland State University, B.S. Economics
- Senior Portfolio Manager
- Chartered Financial Analyst®
Legacy planning

Estate planning strategies

Custom portfolios

Multi-generational families

Business owners

Home Worker OR
Home Worker OR, OR 000
Curtis B. Spiteri

Senior Vice President–Wealth Management

Senior Portfolio Manager
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Curtis began his career as a Financial Advisor in 2005 with Piper Jaffray prior to its merger with UBS. As a Senior Portfolio Manager in the UBS Portfolio Management Program, Curtis's daily responsibilities include researching and critiquing suitable investments for client portfolios. He enjoys educating clients on what investments they own and why they own them. Curtis earned a B.A. from the University of Portland. He has been a fundraising committee member for Legacy Emanuel Medical Center and Randall Children's Hospital and currently coaches for Southeast Soccer Club. Curtis and his wife, Carrie, enjoy spending their weekends immersed in the activities of their son and daughter.
- University of Portland, B.A.
- Senior Portfolio Manager
Retirement planning

Estate planning strategies

Business succession

Business owners

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Shelley D. Rickman, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER™
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Prior to entering the financial services industry at UBS in 2001, Shelley worked as a credit analyst at Ford Motor Credit. By leveraging her extensive experience and knowledge of financial planning and relationship management, Shelley helps clients navigate the ever-changing financial landscape. Shelley received a B.S. in management from the University of Oregon, and in 2008, she earned the CERTIFIED FINANCIAL PLANNER™ (CFP^®) designation. She and her husband, Jeff, enjoy spending time at the Oregon Coast with their two boys.
- University of Oregon, B.S. Management
- CERTIFIED FINANCIAL PLANNER™
Financial planning

Education planning

Legacy planning

Retirement planning

Estate planning strategies

Multi-generational families

Women investors

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Henri Moreau

Account Vice President
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Henri's high level of interest in investments and his enjoyment of interacting with people have served him well since he joined UBS in July 1994. He offers a comprehensive approach while working primarily with retirees, professionals and business owners. Henri earned a B.A. in history from the University of Wisconsin, Oshkosh. He has served as a board member for the Boys & Girls Club and the Rotary Foundation, and is also a member of the Vancouver Rotary. Henri enjoys running, golfing, traveling, and spending time with friends and family. His favorite travel companion is his daughter.
- University of Wisconsin, Oshkosh, B.A. History
Retirement planning

Exit planning

Custom portfolios

Multi-generational families

Business owners

Professionals

Family Offices

Corporate executives

805 S.W. Broadway
Suite 2600
Portland, OR 97205
John Liu, AWMA, CEPA, CPWA

Vice President–Wealth Management

Certified Private Wealth Advisor®
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- HI
- IA
- ID
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
John joined UBS in 2016. Working collaboratively, John enjoys helping clients pursue their goals through comprehensive financial planning. Prior to that, he was a portfolio manager for a private investment fund. John's diverse professional background also includes work as a senior manager at a middle-market business, as well as service in the New York City Police Department as a detective and patrol officer. John earned his B.A. in political science from Columbia University. His previous community service roles include: chairman and board member, Board of Managers for Chinatown YMCA; four-time puppy raiser for the Guide Dog Foundation for the Blind; and volunteer EMT for the Central Park Medical Unit.
- Columbia University , B.A. Political Science
- Certified Private Wealth Advisor®
- Certified Exit Planning Advisor
- Accredited Wealth Management Advisor℠
Financial planning

Retirement planning

Exit planning

Business succession

Professional entertainers

Business owners

Entrepreneurs

Corporate executives

760 SW 9th Street
Suite 2450
Portland, OR 97205
Stephen Kuduk

Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- FL
- HI
- ID
- IL
- MA
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Stephen joined UBS in 2021. His prior experience in the financial services industry includes work as a high net worth account manager with Vanguard, and as a portfolio evaluation analyst with Fisher Investments. He received a B.S. in Finance and History from Florida State University, and holds Series 7, 63, and 65 securities licenses. When he is not working with clients to achieve their financial goals Stephen can be found volunteering with the Second Harvest food bank, reading, exploring the Pacific Northwest, and spending time with friends and family.
- Florida State University, B.S. Finance & History
760 SW 9th Street
Suite 2450
Portland, OR 97205
Tiffany Budke

Team Administrator
View bio
- CA
- OR
- WA
Tiffany has been a part of the financial services industry and UBS since March of 1997. She oversees the day-to-day operations for the entire team and strives to deliver efficient and effective results. Tiffany earned a B.S. in psychology from Portland State University and holds Series 7 and 66 securities licenses. She and her husband, Chris, have two sons. Tiffany loves to watch sporting events, especially when her sons are playing.
- Portland State University, B.S. Psychology
760 SW 9th Street
Suite 2450
Portland, OR 97205
Melissa Whitcomb

Wealth Management Associate
View bio
- CA
- IA
- OR
- WA
Melissa began her career in financial services in 1980, working in the banking industry until 2008. At that time, she transitioned to an operational role in brokerage services. Melissa joined UBS in 2014 and enjoys the opportunity to interact with clients. She received a B.S. in business administration from Concordia University in Portland and holds Series 7 and 66 securities licenses. Melissa and her husband, Dennis, have two adult children. In her free time, Melissa volunteers at the Shenandoah Food Pantry.
- Concordia University, B.S. Business Administration
Home Worker IA
Home Worker IA, IA 000
Carmen Gibson

Authorized Officer

Senior Client Associate
View bio
- AZ
- CA
- FL
- GA
- ID
- IL
- MA
- MN
- MT
- NC
- NE
- NV
- NY
- OR
- VA
- WA
- WV
- WY
Carmen's financial services career began in 1999 at the Portland office of Piper Jaffray, a boutique wealth management firm which was acquired by UBS in 2006. Carmen worked in the Operations Department as a wire operator where she settled large stock and bond transaction. In 2007 Carmen became a Client Service Associate responsible for supportive administrative duties. In her free time, Carmen loves to exercise, read crime novels and watch movies. She also enjoys cooking and has a special fondness for Thai cuisine.
5300 Meadows Road
Suite 300
Lake Oswego, OR 97035

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Why does A.I. in space matter?

ElectionWatch: The race, world, and investments

UBS and Credit Suisse—stronger than ever

Our formal integration with Credit Suisse marks an unprecedented level of strength in our history—all in support of your financial goals. For more than 160 years, we’ve been tested and proven resilient—guiding our clients through a wide range of financial challenges and market opportunities. And we continue to demonstrate our leadership among the largest, and most respected, global banks.

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Success to succession

Enabling the transfer of all you hold valuable

What defines family success? A business, property, or is it more elusive: traditions, values, ethics? And how will you pass it on to the next generation with forethought, clear goals and careful execution?

Too often, before sharing assets, we neglect the actual communication of wishes, plans and expectations. Let’s change that.

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In invested assets globally
As of 11/07/2023

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Our global footprint

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UBS is a world-leading wealth manager

Wealth advice for your life's goals

Pursuing your goals together

Keith W. Sheppard, CFA®

Curtis B. Spiteri

Shelley D. Rickman, CFP

Henri Moreau

John Liu, AWMA, CEPA, CPWA

Stephen Kuduk

Tiffany Budke

Melissa Whitcomb

Carmen Gibson