A legacy for generations

Mountain climbers reaching the summit

At times, the complexity of today’s global economy may feel overwhelming. Whether you’re a working professional who is building wealth, a successful executive or business owner contemplating your next act, or the head of a multigenerational family looking to preserve your family’s future—you have questions. You expect clear answers from an advisor with worldwide experience who understands you, your family and your community.


Our highly credentialed team offers the thoughtful perspective and proactive service your family needs to help meet their goals. With a team of advisors spanning decades of experience, we strive, relentlessly, to make sure you feel well taken care of. By putting financial planning at the core of everything we do, we offer the capabilities to help you, your business and your family unlock opportunity, preserve wealth and create continuity.

Mother and children laughing

Mauricio Dorfzaun - MD Team

Managing Director–Wealth Management

Mauricio brings 20 years of diverse experience in covering UHNW families in Latin America. He works closely with high-net-worth individuals to develop highly customized solutions to their investing and wealth management needs. Prior to joining UBS, Mauricio was a Private Banker and Global Investment Specialist at JPM for 12 years and before that at UBS Investment Bank (Foreign Exchange Sales & Trading) and Private Bank covering the Andean region. He has an MBA from Duke University (Fuqua School of Business) and a BS in Economics and Finance from Bentley University. He lives in NY with his wife and three children.  

Education

  • MBA, Duke University
  • Bachelors of Science in Economics & Finance, Bentley University

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Investing
Custom portfolios
Banking
Asset allocation
Lending services
Alternative investments
Structured products
Family Offices
1285 Avenue of the Americas
NY, NY 10019
  • (212) 882-5396

Email Me

  • Mauricio Dorfzaun 03.24

    Mauricio Dorfzaun - MD Team

    Managing Director–Wealth Management

    Financial Advisor

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      Mauricio brings over 20 years of diverse experience in covering UHNW families in Latin America. He works closely with high-net-worth individuals to develop highly customized solutions to their investing and wealth management needs. Prior to joining UBS, Mauricio was a Private Banker and Global Investment Specialist at JPM for 12 years and before that at UBS Investment Bank (Foreign Exchange Sales & Trading) and Private Bank covering the Andean region. He has an MBA from Duke University (Fuqua School of Business) and a BS in Economics and Finance from Bentley University. He lives in NY with his wife and three children.

            1285 Avenue of the Americas
            NY, NY 10019
            Mauricio.dorfzaun@ubs.com
            Mauricio Dorfzaun - MD Team
            1285 Avenue of the Americas ,NY,NY,10019
          • Lisseth Nova

            Lisseth Nova

            Client Associate

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              Lisseth has over 8 years of experience in the financial services industry. A skillful problem-solver, she is a tremendous resource for all operational questions and issues. Working closely with advisors, drawing upon her deep knowledge of the financial industry she prides herself on finding the best client centric solution for each situation.

              Lisseth holds a B.S. degree in Business Management and Entrepreneurship from Baruch College. Fluent in Spanish.

                    1285 Avenue Of The Americas
                    New York, NY 10019
                    lisseth.nova@ubs.com
                    Lisseth Nova
                    1285 Avenue Of The Americas,New York,NY,10019

                  Global Wealth Report 2024

                  Crafted wealth intelligence

                  Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

                  Gain additional insights into the trends shaping wealth in the US and around the world.

                  Download the report

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                  $5.8+ trn

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                  As of 03/31/2024

                  51 countries

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                  UBS is a leading and truly global wealth manager

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