Your goals. Our comprehensive plan.

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Oculus NYC

Mark A. Ruccolo, CFP

Senior Vice President–Wealth Management

Mark Ruccolo has been with UBS since 1995 and is a Vice President of Wealth Management. He began his career as a Financial Advisor with American Express in 1992. Mark holds the respected CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. He obtained his (CFP®) through a rigorous program of study and training. In addition, Mark holds Series 7, 31, 63, and 65 securities licenses and is licensed in life and health insurance. Mark offers a wide array of wealth management services, including financial planning, retirement planning, estate planning and investment planning strategies. Ultimately, the value he brings to his clients is a combination of trust, expertise and understanding of their needs. With all that, Mark helps his clients achieve their financial goals and provides them with peace of mind. From 1986 to 1992, Mark served in the United States Navy. He is active in a number of community organizations. Mark also volunteers for American Corporate Partners as a mentor for honorably discharged Military Personel entering the workforce. Mark enjoys snowboarding, camping, cooking, and photography. Mark and his wife Andrea have been married since 1991and have two sons, Sebastian and Theodore. They reside in Highlands Ranch, Colorado.

Personal & Community

  • My wife and I are active members in our Church, Scouts and our Community
  • Mentoring Member of American Corporate Partners
  • Enjoy snowboarding, camping, cooking, and photography
  • Reside in Highlands Ranch, Colorado with my wife and two sons
Registered States:
  • AZ
  • CA
  • CO
  • DC
  • DE
  • FL
  • GA
  • IL
  • KS
  • LA
  • MA
  • MI
  • MN
  • MO
  • MT
  • NC
  • NE
  • NM
  • NY
  • OH
  • OK
  • OR
  • PA
  • SD
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV
  • WY

Credentials

  • CERTIFIED FINANCIAL PLANNER™

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Financial planning
Retirement planning
Estate planning strategies
Custom portfolios
Asset allocation
Alternative investments
Structured products
Sustainable investing
4600 South Ulster Street
Suite 700
Denver, CO 80237
  • (303) 488-3978

Email Me

Defining your priorities. Pursuing what matters.

Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

Outlook on interest rates

Goals-based planning

charts

Investment management

UBS Wealth Way

investments

Investment Management

Retirement Couple

Retirement readiness

Modern Retirement Monthly

Modern Retirement Monthly

Traditional or Roth?

For most families, a balance of Traditional and Roth contributions will provide the best results. However, this doesn’t mean that you should contribute to both types of accounts equally. The UBS Chief Investment Office (CIO) provides an overview of Traditional and Roth 401(k) accounts, highlighting key factors that you should consider when deciding where you will direct your hard-earned savings.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

$5.8+ trn

UBS Group invested assets
As of 03/31/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

Insights