A plan for today, tomorrow and generations to come

MainStreet Wealth Management 2022

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Three Business people

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Andrew-McGee

    Andrew "Andy" McGee

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • IA
    • IL
    • IN
    • LA
    • MD
    • MI
    • MN
    • MS
    • MT
    • NC
    • NM
    • NV
    • NY
    • OK
    • PA
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    • WY

    Andrew (Andy) McGee is a Senior Vice President-Wealth Management and Senior Portfolio Manager with the MainStreet Wealth Management Group at UBS. Prior to joining UBS in 2002, Andy spent 5 years in the energy industry at Halliburton.

    Andy’s experience spans two decades where his focus has been financial planning for successful families, as well as Business Succussion Planning.  Andy believes in a straightforward approach so that clients can clearly understand the reasoning behind the team’s recommendations.  He personally meets with every client regularly to review goals, discuss markets, and explain the impact any current volatility may have on investments.  Andy is committed to providing clients with the understanding they need to instill confidence in their financial future.

    Andy currently lives in Magnolia, Texas with his wife Paige and twin daughters Bailee and Mollie.    

    He holds a Bachelor of Business Administration/Finance from San Houston State University.

     

     

     


    Licenses: Series 7, 66 and Insurance

    • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • San Houston State University, Bachelor of Business Administration/Finance
    • Certified Exit Planning Advisor
    • Senior Portfolio Manager
    Financial planning
    Investing
    Custom portfolios
    Alternative investments
    Exit planning
    750 Town and Country Blvd
    Suite 400
    Houston, TX 77024
  • John-Carolyn

    John Carolyn

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AK
    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • IA
    • IL
    • IN
    • LA
    • MD
    • MI
    • MN
    • MS
    • MT
    • NC
    • NM
    • NV
    • NY
    • OK
    • PA
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    • WY

    John Carolyn is a Senior Vice President—Wealth Management and Senior Portfolio Manager with MainStreet Wealth Management Group at UBS. John joined UBS in February of 2002. Since that time John has helped clients successfully navigate through some of the toughest markets that investors had seen in decades. Client's of MainStreet Wealth Management Group have benefited from John's experience in helping them make informed decisions with their money through the Tech-Bubble in the early 2000s, the Financial Crisis of 2008-2009, the European Debt Crisis in 2011 and the Energy Crash of 2014-2015.

    John is a native Texan and lives in the Meyerland area with his wife Natalie, his son John Dennis and his daughter Libby Grace.

    Graduate of New Mexico State University
    Licenses: Series 7, 66 and Insurance

    • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • New Mexico State University
    • Senior Portfolio Manager
    Financial planning
    Legacy planning
    Estate planning strategies
    Custom portfolios
    Business owners
    750 Town and Country Blvd
    Suite 400
    Houston, TX 77024
  • Mark-Lopez

    Mark Lopez

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AR
    • AZ
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • IA
    • IL
    • IN
    • LA
    • MD
    • MI
    • MN
    • MS
    • MT
    • NC
    • NM
    • NV
    • NY
    • OK
    • PA
    • PR
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    • WY

    Mark Lopez is a Certified Financial Planner™ Professional.  He joined UBS in 2011 three years after winning the silver medal at the Beijing Olympic Games in Taekwondo. As a martial artist, Mark lives by the qualities of integrity, discipline and excellence and applies them to his day to day dealings with the clients he serves. His idea of success as a financial advisor is to fully understand the client, hand carry them in accomplishing their financial goals and exceeding their expectations.

    Mark was raised in Sugar Land, Texas where he currently resides with his beautiful wife, Dagmar.

    Magna Cum Laude Graduate of the University of St. Thomas
    Licenses: Series 7, 66 and Insurance

    • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
    • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

    • University of St. Thomas, Business Degree in Finance
    • Certified Divorce Financial Analyst
    • CERTIFIED FINANCIAL PLANNER™
    • Portfolio Manager
    Financial planning
    Asset allocation
    Legacy planning
    Women investors
    750 Town and Country Blvd
    Suite 400
    Houston, TX 77024
  • Lori-Vorwerk

    Lori Vorwerk

    Associate Director

    Senior Wealth Strategy Associate

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    • AR
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • HI
    • MD
    • MI
    • MN
    • MO
    • MT
    • NC
    • TX
    • VA
    • WY

    Lori Vorwerk is a Senior Wealth Strategy Associate who joined the UBS MainStreet Wealth Management group in May 2020. Prior to that she was a Supervisory Officer at UBS for the South Texas Market.  Lori believes that developing meaningful long term relationships is the most rewarding part of being in the financial industry. Lori says that a good day for her is consistently exceeding client expectations.  

    Lori's career began in 1980 on the municipal bond trading desk of Rotan Mosle where she eventually rose to head the Unit Trust and Mutual Fund departments.  In 2008, Lori joined Morgan Stanley Private Wealth Management in downtown Houston where she earned her supervisory licenses. 

    Lori holds a B.A. in Telecommunications from Indiana University in Bloomington, Indiana. She is married with two daughters, age 20 and 19.  The family resides in West Houston and enjoys beach vacations, all things Disney, a little amateur hiking and ghost hunting.

    Licenses:  Series 7, 66, 9, 10 and Texas Insurance.

      • Indiana University, B.A. in Telecommunications
        750 Town and Country Blvd
        Suite 400
        Houston, TX 77024
      • Cynthia-Heiser

        Cynthia Heiser

        Team Administrator

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        • AR
        • AZ
        • CA
        • CO
        • DC
        • FL
        • GA
        • IL
        • MD
        • MI
        • MS
        • MT
        • NM
        • TX
        • VA
        • WA
        • WY

        Cynthia "Cindy" Heiser is the Team Administrator and Senior Client Service Associate for MainStreet Wealth Management Group at UBS.  Cindy began her career in the financial service industry in 1987 with Rotan Mosle.  Cindy initially worked in the Operations Dept. then later transitioned to be a  Client Service Associate.  Cindy enjoys working with clients and their family to build long lasting relationships. 

        Cindy is a native Houstonian and resides in Katy with her husband Marc.  They have 4 adult children and 4 grandkids ranging from 2 to 9 years old.  When Cindy is not working she likes to spend time with the grandkids outdoors fishing and kayaking at the beach.

        Licenses:  Series 7, 63 and 66

              750 Town and Country Blvd
              Suite 400
              Houston, TX 77024
            • Don Atherton

              Donald "Don" Atherton

              Vice President–Wealth Management

              Financial Advisor

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              • AR
              • CA
              • CA
              • CO
              • CO
              • DE
              • FL
              • FL
              • GA
              • GA
              • IA
              • MA
              • MA
              • MD
              • MD
              • MI
              • MI
              • MN
              • MN
              • MS
              • MS
              • NY
              • OK
              • OK
              • PA
              • PA
              • TX
              • TX
              • UT
              • VA
              • VA
              • WA

              Don is passionate about making a positive impact on the financial wellbeing of American Workers and believes that effective employer sponsored plans help employers hire and retire business critical employees.

              Don is committed to helping employers and individuals define and achieve their business or personal goals.  He listens carefully to clients, which helps him to clearly understand the client’s objectives. "With the end in mind", Don is skilled in developing a solution, identifying the resources needed and delivering subject matter experts requisite in achieving true client success. With decades of experience, Don leverages the global resources of UBS and his MainStreet Wealth Management Group partners to provide client focused outcomes to business owners, executives, and high net worth investors.

              Don earned a BBA in Finance from The University of Houston and a MBA from the University of St. Thomas.  He has achieved numerous industry designations including Certified Employee Benefit Specialist (CEBS), Certified Financial Planner™ (CFP®), Chartered Life Underwriter® (CLU®), and Certified Investment Management Analyst® (CIMA®). An engaging speaker, Don has spoken at numerous conferences held by the International Society of Certified Employee Benefit Specialists (ISCEBS) and The Society for Human Resource Management (SHRM).   

              In his leisure time he and his wife, Caroline, enjoy traveling, spending time with their adult children and walking their dog Tucker.

                • Certified Investment Management Analyst®
                • Certified Exit Planning Advisor
                • CERTIFIED FINANCIAL PLANNER™
                401(k) plan services
                Retirement Plan consulting
                Exit planning
                750 Town and Country Blvd
                Suite 400
                Houston, TX 77024

              Connecting you to the deep resources of UBS

              By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

              Advice for business owners and entrepreneurs

              Advice for business owners and entrepreneurs

              Helping women take charge

              Helping women take charge

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              Investment management

              What's your vision?

              We can help you bring your vision to life.

              Our 150-year heritage of managing the wealth of generations of the world’s visionaries—creative thinkers, driven doers, legacy builders—is a testament to our passion for what we do.

              Backed by the strength of UBS

              A global leader in wealth management

              $2.8 trillion

              In invested assets globally 
              As of 06/30/2022

              51 countries

              Our global footprint

              Global leader

              UBS is a world-leading wealth manager

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