#1
for High Net-Worth clients
Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022
Our advice will always reflect our understanding of the global marketplace and the opportunities UBS, as one of the world's largest wealth management firms can offer. Our relationships, though, will always be personal, focused on you, your local community and on all that matters to your family and the future you're building.
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-882-5689
Mauricio Aranguren is an experienced International Private Wealth Advisor and Managing Director at UBS International, where he has been working since 2005. In this role, he provides tailored advice to families and their related entities. With a passion for people and a focus on helping his clients achieve their goals, Mauricio’s high-touch service is designed to meet the unique needs of each family he serves.
Mauricio has covered Latin America from New York, as well as from Geneva, Switzerland in 2007-2008. Today, Mauricio and his team work closely with a small number of families from around the globe providing solutions that are tailored to their specific needs and preferences.
In addition to his work at UBS, Mauricio is actively involved in several charitable organizations including Jacinto Convit World Organization. He is a graduate of Albright College, where he earned his degree as a Bachelor of Science with a major in Business Administration and a concentration on Finance. In his spare time, he enjoys traveling, cooking, playing tennis, and spending time with his wife and three children.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-882-5894
Jose is an International Private Wealth Advisor with UBS Financial Services in New York, where he counsels a global base of private clients and institutions. His enthusiasm for working with individuals and their families, and his talent for delivering and articulating his guidance, have made him an invaluable and trusted advisor to his clients.
Jose gained his deep understanding of investment management and portfolio construction through his over 27-year career in financial services. Prior to becoming a Financial Advisor, Jose held roles as a Senior Global Portfolio Strategist at UBS A.G., Investment Counselor at The Citigroup Private Bank, and an Associate in the U.S. Private Client Division of Sanford C. Bernstein & Co.
An avid learner throughout his career, Jose earned his BS in Finance from St. John's University in NYC and his MBA with specializations in Finance and International Business from The University of Notre Dame in Indiana. In addition, he has earned the Chartered Financial Analyst (CFA®) designation and is a Certified Financial Planner (CFP®). He has also achieved the exclusive International Private Wealth Advisor (IPWA) designation at UBS, placing him in a select group of Advisors uniquely positioned to service sophisticated client needs.
Jose lives in Long Island New York with his wife and two children. In his free time, he enjoys traveling and helping to coach his children's sports teams.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Director
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-5688
Carolina Bocanegra is a Senior Wealth Strategy Associate at UBS Financial Services within the Wealth Management America's International Division. Carolina joined UBS AG in June 2005 as a Client Service Associate, focusing on serving UHNW families in Latin America and the US. Carolina is committed and passionate about providing the best level of service to our clients expeditiously. She brings over 17 years of experience to our team. Carolina is responsible for administering and managing the team’s day-to-day tasks and providing outstanding service to ensure client satisfaction.
Carolina earned her bachelor’s degree in Business Administration from Baruch College in New York. Carolina is also FINRA licensed 7 and 66.
Carolina lives in Kew Gardens New York with her husband and their two children. Carolina enjoys traveling, movies and cooking.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Authorized Officer
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-6675
Diana joined UBS Financial Services in September 2019.
Prior to joining UBS, she was with JP Morgan Private Bank covering ultra-high net worth Latin American families and organizations in the Southern Cone region. She also spent some time in management roles with JP Morgan Securities where she was tasked with the rollout and implementation of business development initiatives.
Additionally, Diana spent several years at Goldman Sachs in Miami where she served as a Wealth Management Professional covering clients that reside in Mexico.
Diana earned her Bachelor's degree in Business Administration from Florida International University in Miami and an MBA from the University of Miami. Diana is also FINRA licensed 7, 63 and 66.
Diana lives in Essex Fells New Jersey with her husband and their two children.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-5752
Maribel is a Client Service Associate at UBS Financial Services, where she is dedicated and responsible for providing clients with the highest level of service and account care. Prior to joining Financial Services in 2020, Maribel served as a Senior Client Associate at the UBS Private Bank for over 14 years, where she specialized in servicing the Banking & Lending products team. In this role, Maribel was primarily responsible for coverage of the International UBS Financial Services branches in Manhattan, New York and Coral Gables, Florida.
Maribel earned an Associate of Applied Science degree in Business Administration from Kingsborough Community College in New York.
Maribel lives in Riverdale New York with her daughter Alexandra, where she enjoys attending football games and volunteering at her local community center and her daughters’ school.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-882-5689
Mauricio Aranguren is an experienced International Private Wealth Advisor and Managing Director at UBS International, where he has been working since 2005. In this role, he provides tailored advice to families and their related entities. With a passion for people and a focus on helping his clients achieve their goals, Mauricio’s high-touch service is designed to meet the unique needs of each family he serves.
Mauricio has covered Latin America from New York, as well as from Geneva, Switzerland in 2007-2008. Today, Mauricio and his team work closely with a small number of families from around the globe providing solutions that are tailored to their specific needs and preferences.
In addition to his work at UBS, Mauricio is actively involved in several charitable organizations including Jacinto Convit World Organization. He is a graduate of Albright College, where he earned his degree as a Bachelor of Science with a major in Business Administration and a concentration on Finance. In his spare time, he enjoys traveling, cooking, playing tennis, and spending time with his wife and three children.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-882-5894
Jose is an International Private Wealth Advisor with UBS Financial Services in New York, where he counsels a global base of private clients and institutions. His enthusiasm for working with individuals and their families, and his talent for delivering and articulating his guidance, have made him an invaluable and trusted advisor to his clients.
Jose gained his deep understanding of investment management and portfolio construction through his over 27-year career in financial services. Prior to becoming a Financial Advisor, Jose held roles as a Senior Global Portfolio Strategist at UBS A.G., Investment Counselor at The Citigroup Private Bank, and an Associate in the U.S. Private Client Division of Sanford C. Bernstein & Co.
An avid learner throughout his career, Jose earned his BS in Finance from St. John's University in NYC and his MBA with specializations in Finance and International Business from The University of Notre Dame in Indiana. In addition, he has earned the Chartered Financial Analyst (CFA®) designation and is a Certified Financial Planner (CFP®). He has also achieved the exclusive International Private Wealth Advisor (IPWA) designation at UBS, placing him in a select group of Advisors uniquely positioned to service sophisticated client needs.
Jose lives in Long Island New York with his wife and two children. In his free time, he enjoys traveling and helping to coach his children's sports teams.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Director
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-5688
Carolina Bocanegra is a Senior Wealth Strategy Associate at UBS Financial Services within the Wealth Management America's International Division. Carolina joined UBS AG in June 2005 as a Client Service Associate, focusing on serving UHNW families in Latin America and the US. Carolina is committed and passionate about providing the best level of service to our clients expeditiously. She brings over 17 years of experience to our team. Carolina is responsible for administering and managing the team’s day-to-day tasks and providing outstanding service to ensure client satisfaction.
Carolina earned her bachelor’s degree in Business Administration from Baruch College in New York. Carolina is also FINRA licensed 7 and 66.
Carolina lives in Kew Gardens New York with her husband and their two children. Carolina enjoys traveling, movies and cooking.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Authorized Officer
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-6675
Diana joined UBS Financial Services in September 2019.
Prior to joining UBS, she was with JP Morgan Private Bank covering ultra-high net worth Latin American families and organizations in the Southern Cone region. She also spent some time in management roles with JP Morgan Securities where she was tasked with the rollout and implementation of business development initiatives.
Additionally, Diana spent several years at Goldman Sachs in Miami where she served as a Wealth Management Professional covering clients that reside in Mexico.
Diana earned her Bachelor's degree in Business Administration from Florida International University in Miami and an MBA from the University of Miami. Diana is also FINRA licensed 7, 63 and 66.
Diana lives in Essex Fells New Jersey with her husband and their two children.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-882-5752
Maribel is a Client Service Associate at UBS Financial Services, where she is dedicated and responsible for providing clients with the highest level of service and account care. Prior to joining Financial Services in 2020, Maribel served as a Senior Client Associate at the UBS Private Bank for over 14 years, where she specialized in servicing the Banking & Lending products team. In this role, Maribel was primarily responsible for coverage of the International UBS Financial Services branches in Manhattan, New York and Coral Gables, Florida.
Maribel earned an Associate of Applied Science degree in Business Administration from Kingsborough Community College in New York.
Maribel lives in Riverdale New York with her daughter Alexandra, where she enjoys attending football games and volunteering at her local community center and her daughters’ school.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.
Talking about future financial responsibility can be an emotional and challenging topic for families. Whether you’re discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Let us show you how.
For more than 160 years, UBS has proven its strength and guided clients through a wide range of market opportunities and financial challenges. Time and again, we’ve been tested and proven resilient, and our clients continue to put their trust in us and our wealth management expertise to help them achieve their goals. Today, UBS is stronger than ever.
#1
for High Net-Worth clients
Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022
More than 160 years
offering financial advice
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
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